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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$57.8M
Cap. Flow %
-16.4%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.19%
2 Consumer Discretionary 10.12%
3 Energy 8.64%
4 Financials 8.11%
5 Industrials 7.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBO icon
201
Invesco DB Oil Fund
DBO
$318M
– –
-17,564
Closed -$220K
DD icon
202
DuPont de Nemours
DD
$17.3B
– –
-2,149
Closed -$369K
DY icon
203
Dycom Industries
DY
$8.52B
– –
-4,026
Closed -$380K
EFG icon
204
iShares MSCI EAFE Growth ETF
EFG
$16.4B
– –
-3,576
Closed -$286K
EMR icon
205
Emerson Electric
EMR
$82B
– –
-3,010
Closed -$214K
EPD icon
206
Enterprise Products Partners
EPD
$83.8B
– –
-14,566
Closed -$409K
ETN icon
207
Eaton
ETN
$152B
– –
-3,473
Closed -$272K
EWX icon
208
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$659M
– –
-21,874
Closed -$1.04M
FDN icon
209
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
– –
-8,328
Closed -$1.19M
FNX icon
210
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.35B
– –
-2,971
Closed -$209K
FPE icon
211
First Trust Preferred Securities and Income ETF
FPE
$6.2B
– –
-23,700
Closed -$455K
FPEI icon
212
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
– –
-42,200
Closed -$805K
FTAI icon
213
FTAI Aviation
FTAI
$18.1B
– –
-12,764
Closed -$205K
FVC icon
214
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$107M
– –
-29,315
Closed -$832K
FXL icon
215
First Trust Technology AlphaDEX Fund
FXL
$2.72B
– –
-16,680
Closed -$975K
FYC icon
216
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.39B
– –
-22,658
Closed -$1.13M
GE icon
217
GE Aerospace
GE
$319B
– –
-4,170
Closed -$281K
XRN
218
Chiron Real Estate Inc
XRN
$478M
– –
-4,607
Closed -$204K
GOOGL icon
219
Alphabet (Google) Class A
GOOGL
$4.22T
– –
-15,000
Closed -$874K
GRPN icon
220
Groupon
GRPN
$762M
– –
-4,375
Closed -$376K
HRL icon
221
Hormel Foods
HRL
$11.4B
– –
-10,544
Closed -$394K
STRR
222
Star Equity Holdings
STRR
$36.9M
– –
-7,693
Closed -$125K
HYZD icon
223
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$300M
– –
-19,660
Closed -$471K
IBM icon
224
IBM
IBM
$234B
– –
-6,914
Closed -$932K
IEMG icon
225
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
– –
-4,909
Closed -$261K
7 8
9
10 11

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $57.8M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 50% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.