BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$75.3M
Cap. Flow
+$68.6M
Cap. Flow %
28.49%
Top 10 Hldgs %
27.39%
Holding
235
New
62
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IXP icon
201
iShares Global Comm Services ETF
IXP
$607M
– –
0
– –
MAT icon
202
Mattel
MAT
$5.97B
– –
-19,213
Closed -$492K
MPAA icon
203
Motorcar Parts of America
MPAA
$286M
– –
-18,663
Closed -$574K
OXY icon
204
Occidental Petroleum
OXY
$45.9B
– –
0
– –
PBH icon
205
Prestige Consumer Healthcare
PBH
$3.27B
– –
-8,821
Closed -$490K
PFE icon
206
Pfizer
PFE
$140B
– –
-6,942
Closed -$225K
PFS icon
207
Provident Financial Services
PFS
$2.61B
– –
-12,500
Closed -$323K
RDI icon
208
Reading International Class A
RDI
$34.8M
– –
-30,213
Closed -$470K
RGR icon
209
Sturm, Ruger & Co
RGR
$558M
– –
0
– –
RY icon
210
Royal Bank of Canada
RY
$206B
– –
0
– –
SLB icon
211
Schlumberger
SLB
$53.4B
– –
-2,969
Closed -$232K
SMH icon
212
VanEck Semiconductor ETF
SMH
$26.9B
– –
0
– –
SNA icon
213
Snap-on
SNA
$17B
– –
0
– –
XLF icon
214
Financial Select Sector SPDR Fund
XLF
$54.1B
– –
0
– –
XLI icon
215
Industrial Select Sector SPDR Fund
XLI
$23.2B
– –
0
– –
BKCC
216
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-46,412
Closed -$350K
TWTR
217
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
BPY
218
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-10,345
Closed -$230K
GWPH
219
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
0
– –
FG
220
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-224,168
Closed -$2.24M
NTRI
221
DELISTED
NutriSystem, Inc.
NTRI
– –
-9,061
Closed -$503K
AET
222
DELISTED
Aetna Inc
AET
– –
-6,000
Closed -$765K
KAACU
223
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-200,000
Closed -$2M
XCRA
224
DELISTED
Xcerra Corporation
XCRA
– –
-85,600
Closed -$761K
SRUNU
225
DELISTED
Silver Run Acquisition Corporation II Units
SRUNU
– –
-50,000
Closed -$522K
6 7 8
9
10