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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$57.8M
Cap. Flow %
-16.4%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.19%
2 Consumer Discretionary 10.12%
3 Energy 8.64%
4 Financials 8.11%
5 Industrials 7.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
176
Neostellar Capital Corp
NSLR
$209M
$101K 0.03%
17,393
+2,532
+17% +$14.9K
APPS icon
177
Digital Turbine
APPS
$1.38B
$82K 0.02%
65,850
+55,000
+507% +$76.3K
FRAN
178
DELISTED
Francesca's Holdings Corporation
FRAN
$74K 0.02%
+1,667
New +$132K
SEAC
179
DELISTED
Seachange International Inc
SEAC
$68K 0.02%
+1,900
New +$95.4K
TUES
180
DELISTED
Tuesday Morning Corp
TUES
$63K 0.02%
19,592
-80,783
-80% -$239K
KBLMR
181
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$18K 0.01%
40,000
– –
KBLMW
182
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$8K ﹤0.01%
40,000
– –
AADR icon
183
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
– –
-4,663
Closed -$252K
ABBV icon
184
AbbVie
ABBV
$465B
– –
-4,496
Closed -$439K
ABT icon
185
Abbott
ABT
$177B
– –
-4,559
Closed -$285K
AEHR icon
186
Aehr Test Systems
AEHR
$2.66B
– –
-175,000
Closed -$411K
AMLP icon
187
Alerian MLP ETF
AMLP
$13.4B
– –
-5,563
Closed -$284K
ARKK icon
188
ARK Innovation ETF
ARKK
$6.44B
– –
-17,432
Closed -$819K
BA icon
189
Boeing
BA
$166B
– –
-1,146
Closed -$398K
BABA icon
190
Alibaba
BABA
$272B
– –
-2,121
Closed -$375K
BIV icon
191
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
– –
-14,559
Closed -$1.18M
BLV icon
192
Vanguard Long-Term Bond ETF
BLV
$5.62B
– –
-3,664
Closed -$327K
CASH icon
193
Pathward Financial
CASH
$1.65B
– –
-11,427
Closed -$371K
CAT icon
194
Caterpillar
CAT
$360B
– –
-1,908
Closed -$270K
CMI icon
195
Cummins
CMI
$74.1B
– –
-1,760
Closed -$241K
CSCO icon
196
Cisco
CSCO
$434B
– –
-11,683
Closed -$501K
CSM icon
197
ProShares Large Cap Core Plus
CSM
$520M
– –
-11,666
Closed -$405K
CWB icon
198
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.5B
– –
-3,832
Closed -$207K
DBC icon
199
Invesco DB Commodity Index Tracking Fund
DBC
$2B
– –
-10,358
Closed -$181K
DBE icon
200
Invesco DB Energy Fund
DBE
$123M
– –
-11,048
Closed -$189K
6 7
8
9 10

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $57.8M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 50% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.