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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
176
Neostellar Capital Corp
NSLR
$270M
$101K 0.03%
17,393
+2,532
+17% +$14.9K
APPS icon
177
Digital Turbine
APPS
$990M
$82K 0.02%
65,850
+55,000
+507% +$76.3K
FRAN
178
DELISTED
Francesca's Holdings Corporation
FRAN
$74K 0.02%
+1,667
New +$132K
SEAC
179
DELISTED
Seachange International Inc
SEAC
$68K 0.02%
+1,900
New +$95.4K
TUES
180
DELISTED
Tuesday Morning Corp
TUES
$63K 0.02%
19,592
-80,783
-80% -$239K
KBLMR
181
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$18K 0.01%
40,000
– –
KBLMW
182
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$8K ﹤0.01%
40,000
– –
AADR icon
183
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.6M
– –
-4,663
Closed -$252K
ABBV icon
184
AbbVie
ABBV
$455B
– –
-4,496
Closed -$439K
ABT icon
185
Abbott
ABT
$183B
– –
-4,559
Closed -$285K
AEHR icon
186
Aehr Test Systems
AEHR
$2.51B
– –
-175,000
Closed -$411K
AMLP icon
187
Alerian MLP ETF
AMLP
$12.9B
– –
-5,563
Closed -$284K
ARKK icon
188
ARK Innovation ETF
ARKK
$5.77B
– –
-17,432
Closed -$819K
BA icon
189
Boeing
BA
$175B
– –
-1,146
Closed -$398K
BABA icon
190
Alibaba
BABA
$279B
– –
-2,121
Closed -$375K
BIV icon
191
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-14,559
Closed -$1.18M
BLV icon
192
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-3,664
Closed -$327K
CASH icon
193
Pathward Financial
CASH
$1.85B
– –
-11,427
Closed -$371K
CAT icon
194
Caterpillar
CAT
$373B
– –
-1,908
Closed -$270K
CMI icon
195
Cummins
CMI
$87.3B
– –
-1,760
Closed -$241K
CSCO icon
196
Cisco
CSCO
$448B
– –
-11,683
Closed -$501K
CSM icon
197
ProShares Large Cap Core Plus
CSM
$514M
– –
-11,666
Closed -$405K
CWB icon
198
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
– –
-3,832
Closed -$207K
DBC icon
199
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-10,358
Closed -$181K
DBE icon
200
Invesco DB Energy Fund
DBE
$89.6M
– –
-11,048
Closed -$189K
6 7
8
9 10

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.