BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$75.3M
Cap. Flow
+$68.6M
Cap. Flow %
28.49%
Top 10 Hldgs %
27.39%
Holding
235
New
62
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSL
176
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$185M
$179K 0.05%
10,000
– –
LIND icon
177
Lindblad Expeditions
LIND
$796M
$162K 0.04%
15,420
-3,680
-19% -$38.7K
FSNN
178
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$145K 0.04%
+66,667
New +$145K
SRTSW
179
DELISTED
Sensus Healthcare, Inc. Warrant expiring on 06/08/2020
SRTSW
$139K 0.04%
+231,256
New +$139K
BRT
180
BRT Apartments
BRT
$281M
$99K 0.03%
82,512
+33,423
+68% +$40.1K
GSHTW
181
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$75K 0.02%
50,000
– –
NMRX
182
DELISTED
Numerex Corp
NMRX
$74K 0.02%
15,000
– –
GTYHW
183
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$64K 0.02%
58,333
– –
KAACW
184
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$52K 0.01%
+66,666
New +$52K
FNTEW
185
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$38K 0.01%
50,000
– –
MPACW
186
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$38K 0.01%
+100,000
New +$38K
SRUNW
187
DELISTED
Silver Run Acquisition Corporation II
SRUNW
$30K 0.01%
+16,666
New +$30K
NVAX icon
188
Novavax
NVAX
$1.23B
$12K ﹤0.01%
525
– –
LTS
189
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6K ﹤0.01%
81,050
– –
ANET icon
190
Arista Networks
ANET
$176B
– –
0
– –
BWEN icon
191
Broadwind
BWEN
$46.1M
– –
-133,622
Closed -$1.11M
CHRW icon
192
C.H. Robinson
CHRW
$15.2B
– –
0
– –
CM icon
193
Canadian Imperial Bank of Commerce
CM
$73.1B
– –
0
– –
DKS icon
194
Dick's Sporting Goods
DKS
$17.5B
– –
-10,804
Closed -$526K
DORM icon
195
Dorman Products
DORM
$4.93B
– –
0
– –
F icon
196
Ford
F
$46.5B
– –
0
– –
HBI icon
197
Hanesbrands
HBI
$2.23B
– –
0
– –
ILF icon
198
iShares Latin America 40 ETF
ILF
$1.75B
– –
-6,562
Closed -$208K
ISRG icon
199
Intuitive Surgical
ISRG
$162B
– –
0
– –
IWM icon
200
iShares Russell 2000 ETF
IWM
$66.9B
– –
0
– –
6 7
8
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