BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$241M
Cap. Flow
+$70.8M
Cap. Flow %
29.38%
Top 10 Hldgs %
27.39%
Holding
235
New
63
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMLP icon
151
Alerian MLP ETF
AMLP
$10.6B
$316K 0.09%
5,284
+2,226
+73% +$133K
MFIC icon
152
MidCap Financial Investment
MFIC
$1.21B
$308K 0.08%
16,069
– –
XLY icon
153
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$308K 0.08%
3,440
– –
TER icon
154
Teradyne
TER
$19B
$297K 0.08%
+9,904
New +$297K
OLP
155
One Liberty Properties
OLP
$506M
$293K 0.08%
22,849
+7,676
+51% +$98.4K
PBE icon
156
Invesco Biotechnology & Genome ETF
PBE
$226M
$279K 0.08%
6,102
– –
EWZ icon
157
iShares MSCI Brazil ETF
EWZ
$5.35B
$278K 0.08%
8,130
– –
UPBD icon
158
Upbound Group
UPBD
$1.44B
$272K 0.07%
23,206
+706
+3% +$8.28K
DIS icon
159
Walt Disney
DIS
$211B
$265K 0.07%
2,490
– –
ZN
160
DELISTED
Zion Oil & Gas, Inc.
ZN
$261K 0.07%
+76,070
New +$261K
BRK.A icon
161
Berkshire Hathaway Class A
BRK.A
$1.08T
$255K 0.07%
1
– –
RA
162
Brookfield Real Assets Income Fund
RA
$746M
$254K 0.07%
10,938
-1,641
-13% -$38.1K
IWF icon
163
iShares Russell 1000 Growth ETF
IWF
$117B
$244K 0.07%
2,053
– –
IJR icon
164
iShares Core S&P Small-Cap ETF
IJR
$84.4B
$240K 0.07%
+3,422
New +$240K
JLS icon
165
Nuveen Mortgage and Income Fund
JLS
$103M
$240K 0.07%
9,383
-250
-3% -$6.4K
ARDC
166
Are Dynamic Credit Allocation Fund
ARDC
$350M
$229K 0.06%
13,989
– –
ET icon
167
Energy Transfer Partners
ET
$60.3B
$226K 0.06%
12,590
– –
TST
168
DELISTED
TheStreet, Inc.
TST
$218K 0.06%
26,320
-45,556
-63% -$377K
COST icon
169
Costco
COST
$421B
$217K 0.06%
+1,355
New +$217K
PRTH icon
170
Priority Technology Holdings
PRTH
$649M
$215K 0.06%
21,500
– –
HD icon
171
Home Depot
HD
$406B
$209K 0.06%
+1,360
New +$209K
PCEF icon
172
Invesco CEF Income Composite ETF
PCEF
$839M
$209K 0.06%
8,830
– –
SLRC icon
173
SLR Investment Corp
SLRC
$903M
$208K 0.06%
9,530
– –
BBH icon
174
VanEck Biotech ETF
BBH
$351M
$203K 0.06%
+1,619
New +$203K
FCRD
175
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$199K 0.05%
20,000
-10,200
-34% -$101K
5 6
7
8 9