BRF

B. Riley Financial Portfolio holdings

AUM $234M
1-Year Est. Return 270.05%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+270.05%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$166M
AUM Growth
+$26.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
168
New
Increased
Reduced
Closed

Top Buys

1
+$7.93M
2
+$3.34M
3
+$2.07M
4
CLAC
Capitol Acquisition Corp. III
CLAC
+$2.02M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$2M

Top Sells

1
+$9.19M
2
+$4.12M
3
+$2.79M
4
TNAV
Telenav Inc.
TNAV
+$1.92M
5
CDZI icon
Cadiz
CDZI
+$1.18M

Sector Composition

1 Technology 13.78%
2 Consumer Discretionary 12.48%
3 Financials 8.76%
4 Industrials 5.62%
5 Materials 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
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-12,500
152
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0
153
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-11,000
154
– –
-14,800
155
– –
0
156
– –
-12,700
157
– –
-22,705
158
– –
-10,783
159
– –
-730,565
160
– –
-21,765
161
– –
-4,900
162
– –
-31,604
3 4 5 6
7