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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
-$11.9M
Cap. Flow %
-7.94%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Technology 10.76%
2 Financials 9.78%
3 Consumer Discretionary 8.05%
4 Industrials 6.43%
5 Utilities 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUTO
151
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-14,668
Closed -$261K
PRGX
152
DELISTED
PRGX Global, Inc.
PRGX
– –
-107,107
Closed -$504K
FNJN
153
DELISTED
Finjan Holdings, Inc.
FNJN
– –
-53,800
Closed -$92K
JCP
154
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-24,307
Closed -$224K
WEB
155
DELISTED
Web.com Group, Inc.
WEB
– –
-12,995
Closed -$224K
PRB
156
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
– –
-9,135
Closed -$225K
MWW
157
CALL
DELISTED
Monster Worldwide Inc
MWW
– –
-100,000
Closed -$361K
RNWK
158
DELISTED
RealNetworks Inc
RNWK
– –
-53,061
Closed -$237K
BOI
159
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-19,805
Closed -$297K
MACQU
160
DELISTED
M I Acquisitions, Inc. Unit
MACQU
– –
-21,500
Closed -$215K
3 4 5 6
7

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TCMP
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FC
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HFF
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FIM
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EGP
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AWM
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AWMG
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B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial withdrew a net $11.9M in Q4 2016, closing 22 positions and reducing 44 holdings. Its most notable exit was Westport Fuel Systems, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in EarthLink Holdings Corp. worth $4.12M.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.