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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$156M
AUM Growth
-$16.8M
Cap. Flow
-$26.7M
Cap. Flow %
-17.09%
Top 10 Hldgs %
45.13%
Holding
164
New
23
Increased
28
Reduced
36
Closed
18

Top Buys

Rank Stock Value
1
NLST
Netlist, Inc.
NLST
+$1.09M
2
VATE icon
INNOVATE Corp
VATE
+$803K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$726K
4
KEM
KEMET Corporation
KEM
+$634K
5
FG
FGL Holdings Ordinary Shares
FG
+$496K

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
+$4.44M
3
TIVO
Tivo Inc
TIVO
+$2.05M
4
WPRT
Westport Fuel Systems
WPRT
+$1.12M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

Rank Sector Weight
1 Technology 8.84%
2 Industrials 6.76%
3 Consumer Discretionary 6.24%
4 Financials 5.86%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPG icon
151
Vishay Precision Group
VPG
$1.08B
– –
-15,939
Closed -$214K
OCLR
152
DELISTED
Oclaro Inc.
OCLR
– –
-43,803
Closed -$214K
ISIL
153
DELISTED
Intersil Corp
ISIL
– –
-15,988
Closed -$216K
UNTD
154
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-1,427,228
Closed -$15.7M
DTSI
155
DELISTED
DTS, Inc.
DTSI
– –
-8,033
Closed -$212K
NHLD
156
DELISTED
National Holdings Corporation
NHLD
– –
-262,326
Closed -$787K
MWW
157
DELISTED
Monster Worldwide Inc
MWW
– –
-115,000
Closed -$366K
GNAT
158
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
– –
-23,604
Closed -$301K
3 4 5 6
7

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Financial held 164 positions worth $156M, down 9.7% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

B. Riley Financial withdrew a net $26.7M in Q3 2016, closing 18 positions and reducing 36 holdings. Its most notable exit was UNITED ONLINE INC COM NEW, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 6.9% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in Netlist, Inc. worth $906K.

  • B. Riley Financial's largest Q3 2016 buy was Netlist, Inc.: 731,000 shares worth $906K.
  • B. Riley Financial added most to INNOVATE Corp in Q3 2016, an estimated $803K increase.
  • B. Riley Financial's biggest Q3 2016 reduction was PRGX Global, Inc., cutting an estimated $4.44M.
  • B. Riley Financial fully exited UNITED ONLINE INC COM NEW in Q3 2016, selling an estimated $15.7M.
  • B. Riley Financial's ten largest holdings make up 45% of its $156M portfolio in Q3 2016.
  • B. Riley Financial opened 23 new positions and closed 18 in Q3 2016.
  • B. Riley Financial's portfolio value fell 9.7% quarter-over-quarter to $156M.

Based on B. Riley Financial's 13F filing for Q3 2016, filed 15 Nov 2016.