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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBE icon
126
Invesco Biotechnology & Genome ETF
PBE
$286M
$415K 0.12%
6,982
+880
+14% +$51.3K
VSTM icon
127
Verastem
VSTM
$536M
$415K 0.12%
+4,771
New +$474K
VUG icon
128
Vanguard Morningstar Growth ETF
VUG
$218B
$415K 0.12%
15,468
-142,752
-90% -$3.73M
EXTR icon
129
Extreme Networks
EXTR
$3.9B
$411K 0.12%
+75,000
New +$532K
NMFC icon
130
New Mountain Finance
NMFC
$653M
$405K 0.11%
30,000
– –
AIF
131
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$405K 0.11%
26,082
– –
LTS
132
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$405K 0.11%
150,000
– –
FRMM
133
Forum Markets
FRMM
$70.9M
$404K 0.11%
11
– –
ADEA icon
134
Adeia
ADEA
$2.8B
$386K 0.11%
+98,201
New +$418K
CMF icon
135
iShares California Muni Bond ETF
CMF
$4.55B
$370K 0.11%
6,382
– –
EEM icon
136
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$362K 0.1%
8,427
-2,657
-24% -$115K
VEU icon
137
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$344K 0.1%
6,612
– –
GSL icon
138
Global Ship Lease
GSL
$1.6B
$332K 0.09%
37,742
+23,392
+163% +$221K
XLE icon
139
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$332K 0.09%
+8,756
New +$328K
STC icon
140
Stewart Information Services
STC
$2.08B
$321K 0.09%
7,124
– –
BRK.A icon
141
Berkshire Hathaway Class A
BRK.A
$1.1T
$320K 0.09%
1
– –
MXI icon
142
iShares Global Materials ETF
MXI
$346M
$320K 0.09%
4,754
-694
-13% -$46.5K
PLUR icon
143
Pluri
PLUR
$16.8M
$320K 0.09%
+3,080
New +$318K
COST icon
144
Costco
COST
$423B
$314K 0.09%
1,335
-565
-30% -$127K
VTV icon
145
Vanguard Morningstar Value ETF
VTV
$188B
$314K 0.09%
2,833
-34,642
-92% -$3.78M
ATEN icon
146
A10 Networks
ATEN
$2.16B
$313K 0.09%
51,500
-23,500
-31% -$159K
XLY icon
147
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$313K 0.09%
5,336
-9,564
-64% -$545K
IWF icon
148
iShares Russell 1000 Growth ETF
IWF
$120B
$307K 0.09%
7,860
-1,600
-17% -$60.6K
MRAM icon
149
Everspin Technologies
MRAM
$339M
$307K 0.09%
40,000
-20,000
-33% -$176K
HD icon
150
Home Depot
HD
$332B
$282K 0.08%
1,360
-1,376
-50% -$277K
4 5
6
7 8

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.