BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$75.3M
Cap. Flow
+$68.6M
Cap. Flow %
28.49%
Top 10 Hldgs %
27.39%
Holding
235
New
62
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACWX icon
126
iShares MSCI ACWI ex US ETF
ACWX
$6.66B
$511K 0.14%
11,203
+1,140
+11% +$52K
VXUS icon
127
Vanguard Total International Stock ETF
VXUS
$102B
$507K 0.14%
9,756
+3,635
+59% +$189K
IMAX icon
128
IMAX
IMAX
$1.6B
$506K 0.14%
23,004
+8,154
+55% +$179K
SRUN
129
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$506K 0.14%
+49,998
New +$506K
CLDR
130
DELISTED
Cloudera, Inc.
CLDR
$504K 0.14%
+31,490
New +$504K
GARS
131
DELISTED
Garrison Capital Inc.
GARS
$483K 0.13%
58,435
-14,999
-20% -$124K
BRK.B icon
132
Berkshire Hathaway Class B
BRK.B
$1.08T
$474K 0.13%
2,800
– –
VGK icon
133
Vanguard FTSE Europe ETF
VGK
$26.9B
$473K 0.13%
8,572
+1,683
+24% +$92.9K
NMFC icon
134
New Mountain Finance
NMFC
$1.13B
$437K 0.12%
30,000
– –
FRSH
135
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$437K 0.12%
+100,000
New +$437K
SPLK
136
DELISTED
Splunk Inc
SPLK
$431K 0.12%
7,579
– –
SRTS icon
137
Sensus Healthcare
SRTS
$53.1M
$421K 0.11%
+104,794
New +$421K
IWO icon
138
iShares Russell 2000 Growth ETF
IWO
$12.5B
$408K 0.11%
2,416
– –
KBLMU
139
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$408K 0.11%
+40,000
New +$408K
UE icon
140
Urban Edge Properties
UE
$2.67B
$392K 0.11%
16,523
+1,308
+9% +$31K
EBSB
141
DELISTED
Meridian Bancorp, Inc.
EBSB
$389K 0.11%
+23,000
New +$389K
AIF
142
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$385K 0.1%
23,648
– –
EEM icon
143
iShares MSCI Emerging Markets ETF
EEM
$19.2B
$374K 0.1%
9,048
+262
+3% +$10.8K
DXC icon
144
DXC Technology
DXC
$2.65B
$364K 0.1%
+5,492
New +$364K
FORM icon
145
FormFactor
FORM
$2.26B
$362K 0.1%
+29,189
New +$362K
MRAM icon
146
Everspin Technologies
MRAM
$147M
$346K 0.09%
+17,312
New +$346K
KLIC icon
147
Kulicke & Soffa
KLIC
$1.99B
$339K 0.09%
+17,820
New +$339K
VEU icon
148
Vanguard FTSE All-World ex-US ETF
VEU
$48.8B
$339K 0.09%
6,784
– –
VUG icon
149
Vanguard Growth ETF
VUG
$186B
$328K 0.09%
2,578
– –
MXI icon
150
iShares Global Materials ETF
MXI
$227M
$326K 0.09%
5,448
– –
4 5
6
7 8