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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+9.3%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$199M
AUM Growth
+$49.3M
Cap. Flow
+$11.7M
Cap. Flow %
5.87%
Top 10 Hldgs %
39.89%
Holding
169
New
26
Increased
52
Reduced
34
Closed
16

Top Buys

Rank Stock Value
1
MCFT icon
MasterCraft Boat Holdings
MCFT
+$7.93M
2
GSM icon
FerroAtlántica
GSM
+$3.34M
3
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$2.07M
4
CLAC
Capitol Acquisition Corp. III
CLAC
+$2.02M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$2M

Top Sells

Rank Stock Value
1
KEM
KEMET Corporation
KEM
+$9.19M
2
ELNK
EarthLink Holdings Corp.
ELNK
+$4.12M
3
BWEN icon
Broadwind
BWEN
+$2.79M
4
TNAV
Telenav Inc.
TNAV
+$1.92M
5
CDZI icon
Cadiz
CDZI
+$1.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.43%
2 Financials 12.38%
3 Technology 11.7%
4 Consumer Discretionary 10.37%
5 Industrials 5.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBE icon
126
Invesco Biotechnology & Genome ETF
PBE
$406M
$258K 0.13%
6,102
– –
BRK.A icon
127
Berkshire Hathaway Class A
BRK.A
$1.1T
$250K 0.13%
1
– –
ET icon
128
Energy Transfer Partners
ET
$73.4B
$248K 0.12%
12,590
– –
JLS icon
129
Nuveen Mortgage and Income Fund
JLS
$89.8M
$239K 0.12%
9,633
– –
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$123B
$234K 0.12%
8,212
– –
SLB icon
131
SLB Ltd
SLB
$80.4B
$232K 0.12%
2,969
– –
BPY
132
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$230K 0.12%
10,345
– –
PFE icon
133
Pfizer
PFE
$157B
$225K 0.11%
6,942
-421
-6% -$13.3K
ARDC
134
Are Dynamic Credit Allocation Fund
ARDC
$289M
$224K 0.11%
13,989
-1,672
-11% -$26.2K
PRTH icon
135
Priority Technology Holdings
PRTH
$495M
$215K 0.11%
21,500
– –
SLRC icon
136
SLR Investment Corp
SLRC
$658M
$215K 0.11%
9,530
-6,579
-41% -$144K
ILF icon
137
iShares Latin America 40 ETF
ILF
$3.92B
$208K 0.1%
+6,562
New +$202K
PCEF icon
138
Invesco CEF Income Composite ETF
PCEF
$786M
$204K 0.1%
+8,830
New +$203K
UPBD icon
139
Upbound Group
UPBD
$1.03B
$200K 0.1%
+22,500
New +$205K
AMLP icon
140
Alerian MLP ETF
AMLP
$13.4B
$194K 0.1%
3,058
-80
-3% -$5.14K
BSL
141
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$181K 0.09%
10,000
– –
LIND icon
142
Lindblad Expeditions
LIND
$1.71B
$171K 0.09%
19,100
– –
OLP
143
One Liberty Properties
OLP
$505M
$113K 0.06%
15,173
– –
NMRX
144
DELISTED
Numerex Corp
NMRX
$72K 0.04%
+15,000
New +$84.9K
GTYHW
145
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$65K 0.03%
+58,333
New +$68.1K
GSHTW
146
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$63K 0.03%
+50,000
New +$63K
FNTEW
147
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$58K 0.03%
+50,000
New +$52.9K
BRT
148
BRT Apartments
BRT
$266M
$53K 0.03%
49,089
– –
NVAX icon
149
Novavax
NVAX
$1.52B
$13K 0.01%
+525
New +$14.4K
LTS
150
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6K ﹤0.01%
81,050
– –
3 4 5
6
7

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Financial held 169 positions worth $199M, up 33% from $150M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

B. Riley Financial deployed $11.7M of net new capital in Q1 2017, opening 26 new positions and adding to 52 existing holdings. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 200,000 shares worth $2M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was KEMET Corporation, an estimated $9.19M trimmed.

  • B. Riley Financial's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 200,000 shares worth $2M.
  • B. Riley Financial added most to MasterCraft Boat Holdings in Q1 2017, an estimated $7.93M increase.
  • B. Riley Financial's biggest Q1 2017 reduction was KEMET Corporation, cutting an estimated $9.19M.
  • B. Riley Financial fully exited EarthLink Holdings Corp. in Q1 2017, selling an estimated $4.12M.
  • B. Riley Financial's ten largest holdings make up 40% of its $199M portfolio in Q1 2017.
  • B. Riley Financial opened 26 new positions and closed 16 in Q1 2017.
  • B. Riley Financial's portfolio value rose 33% quarter-over-quarter to $199M.

Based on B. Riley Financial's 13F filing for Q1 2017, filed 11 May 2017.