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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
+$12M
Cap. Flow %
8.04%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.33%
2 Financials 14.81%
3 Technology 10.92%
4 Industrials 8.41%
5 Consumer Discretionary 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTH icon
126
Priority Technology Holdings
PRTH
$495M
$215K 0.14%
+21,500
New +$213K
NLSN
127
DELISTED
Nielsen Holdings plc
NLSN
$206K 0.14%
4,900
-500
-9% -$23K
AMLP icon
128
Alerian MLP ETF
AMLP
$13.4B
$198K 0.13%
3,138
-1,549
-33% -$95.7K
XTIA icon
129
XTI Aerospace
XTIA
$36.9M
– –
0
– –
BSL
130
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$181K 0.12%
10,000
– –
LIND icon
131
Lindblad Expeditions
LIND
$1.71B
$180K 0.12%
19,100
– –
NEA icon
132
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.18B
$167K 0.11%
12,500
– –
NUV icon
133
Nuveen Municipal Value Fund
NUV
$1.79B
$141K 0.09%
14,800
– –
OLP
134
One Liberty Properties
OLP
$505M
$121K 0.08%
15,173
– –
MXWL
135
DELISTED
Maxwell Technologies Inc
MXWL
$116K 0.08%
+22,705
New +$114K
PACE
136
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$109K 0.07%
+10,783
New +$107K
BRT
137
BRT Apartments
BRT
$266M
$52K 0.03%
49,089
– –
LTS
138
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6K ﹤0.01%
81,050
– –
AGG icon
139
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-1,917
Closed -$216K
ILF icon
140
iShares Latin America 40 ETF
ILF
$3.92B
– –
-7,721
Closed -$216K
IWM icon
141
PUT
iShares Russell 2000 ETF
IWM
$76.9B
– –
-170,800
Closed -$21.2M
MEI icon
142
Methode Electronics
MEI
$469M
– –
-6,688
Closed -$234K
NEWT icon
143
NewtekOne
NEWT
$349M
– –
-13,766
Closed -$196K
NVAX icon
144
Novavax
NVAX
$1.52B
– –
-525
Closed -$22K
SMMU icon
145
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.18B
– –
-3,972
Closed -$200K
SRI icon
146
Stoneridge
SRI
$205M
– –
-12,982
Closed -$239K
WPRT
147
Westport Fuel Systems
WPRT
$37.4M
– –
-85,000
Closed -$1.37M
XLV icon
148
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
– –
-4,729
Closed -$341K
PRSU
149
Pursuit Attractions and Hospitality Inc
PRSU
$1.34B
– –
-6,876
Closed -$254K
FEN
150
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-9,561
Closed -$259K
3 4 5
6
7

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial deployed $12M of net new capital in Q4 2016, opening 23 new positions and adding to 49 existing holdings. Its largest new stake was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 63% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Atlantic Alliance Partnership Corp, an estimated $3.48M trimmed.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.