BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Est. Return 51.73%
This Quarter Est. Return
1 Year Est. Return
+51.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$122M
AUM Growth
-$14M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
165
New
Increased
Reduced
Closed

Top Buys

1
+$949K
2
+$906K
3
+$727K
4
KEM
KEMET Corporation
KEM
+$676K
5
FG
FGL Holdings Ordinary Shares
FG
+$498K

Top Sells

1
+$15.7M
2
+$4.27M
3
+$2.01M
4
WPRT
Westport Fuel Systems
WPRT
+$1.24M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

1 Technology 11.33%
2 Industrials 8.66%
3 Consumer Discretionary 8%
4 Financials 7.51%
5 Communication Services 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$196K 0.13%
13,766
127
$188K 0.12%
+19,200
128
$183K 0.12%
12,500
129
$172K 0.11%
19,100
130
$169K 0.11%
10,000
131
$157K 0.1%
14,800
132
$117K 0.07%
15,173
133
$92K 0.06%
+53,800
134
$51K 0.03%
49,089
135
$22K 0.01%
525
136
$6K ﹤0.01%
81,050
137
– –
-115,000
138
– –
-789
139
– –
-10,222
140
– –
-18,491
141
– –
-1,360
142
– –
-700
143
– –
-37,334
144
– –
-2,026
145
– –
0
146
– –
-2,242
147
– –
-16,223
148
– –
-14,924
149
– –
0
150
– –
-15,939
3 4 5
6
7