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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$156M
AUM Growth
-$16.8M
Cap. Flow
-$26.7M
Cap. Flow %
-17.09%
Top 10 Hldgs %
45.13%
Holding
164
New
23
Increased
28
Reduced
36
Closed
18

Top Buys

Rank Stock Value
1
NLST
Netlist, Inc.
NLST
+$1.09M
2
VATE icon
INNOVATE Corp
VATE
+$803K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$726K
4
KEM
KEMET Corporation
KEM
+$634K
5
FG
FGL Holdings Ordinary Shares
FG
+$496K

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
+$4.44M
3
TIVO
Tivo Inc
TIVO
+$2.05M
4
WPRT
Westport Fuel Systems
WPRT
+$1.12M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

Rank Sector Weight
1 Technology 8.84%
2 Industrials 6.76%
3 Consumer Discretionary 6.24%
4 Financials 5.86%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMP
126
DELISTED
CalAmp Corp.
CAMP
$211K 0.14%
+659
New +$226K
BLVD
127
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$206K 0.13%
+21,021
New +$205K
VPL icon
128
Vanguard FTSE Pacific ETF
VPL
$7.77B
$201K 0.13%
+3,326
New +$196K
SMMU icon
129
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$200K 0.13%
3,972
– –
NEWT icon
130
NewtekOne
NEWT
$426M
$196K 0.13%
13,766
– –
CLAC
131
DELISTED
Capitol Acquisition Corp. III
CLAC
$188K 0.12%
+19,200
New +$188K
NEA icon
132
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$183K 0.12%
12,500
– –
LIND icon
133
Lindblad Expeditions
LIND
$1.95B
$172K 0.11%
19,100
– –
BSL
134
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$169K 0.11%
10,000
– –
NUV icon
135
Nuveen Municipal Value Fund
NUV
$1.91B
$157K 0.1%
14,800
– –
OLP
136
One Liberty Properties
OLP
$542M
$117K 0.07%
15,173
– –
FNJN
137
DELISTED
Finjan Holdings, Inc.
FNJN
$92K 0.06%
+53,800
New +$93.7K
BRT
138
BRT Apartments
BRT
$284M
$51K 0.03%
49,089
– –
NVAX icon
139
Novavax
NVAX
$1.21B
$22K 0.01%
525
– –
LTS
140
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6K ﹤0.01%
81,050
– –
AMC icon
141
AMC Entertainment Holdings
AMC
$2.45B
– –
-789
Closed -$218K
BP icon
142
BP
BP
$112B
– –
-10,222
Closed -$305K
CDZI icon
143
Cadiz
CDZI
$251M
– –
-18,491
Closed -$109K
GE icon
144
GE Aerospace
GE
$364B
– –
-1,360
Closed -$205K
GRPN icon
145
Groupon
GRPN
$1.03B
– –
-700
Closed -$46K
HDSN
146
Hudson Technologies
HDSN
$246M
– –
-37,334
Closed -$134K
IWD icon
147
iShares Russell 1000 Value ETF
IWD
$81.4B
– –
-2,026
Closed -$209K
JNJ icon
148
Johnson & Johnson
JNJ
$640B
– –
-2,242
Closed -$272K
TBHC
149
DELISTED
The Brand House Collective
TBHC
– –
-16,223
Closed -$238K
MBUU icon
150
Malibu Boats
MBUU
$548M
– –
-14,924
Closed -$180K
3 4 5
6
7

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Financial held 164 positions worth $156M, down 9.7% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

B. Riley Financial withdrew a net $26.7M in Q3 2016, closing 18 positions and reducing 36 holdings. Its most notable exit was UNITED ONLINE INC COM NEW, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 6.9% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in Netlist, Inc. worth $906K.

  • B. Riley Financial's largest Q3 2016 buy was Netlist, Inc.: 731,000 shares worth $906K.
  • B. Riley Financial added most to INNOVATE Corp in Q3 2016, an estimated $803K increase.
  • B. Riley Financial's biggest Q3 2016 reduction was PRGX Global, Inc., cutting an estimated $4.44M.
  • B. Riley Financial fully exited UNITED ONLINE INC COM NEW in Q3 2016, selling an estimated $15.7M.
  • B. Riley Financial's ten largest holdings make up 45% of its $156M portfolio in Q3 2016.
  • B. Riley Financial opened 23 new positions and closed 18 in Q3 2016.
  • B. Riley Financial's portfolio value fell 9.7% quarter-over-quarter to $156M.

Based on B. Riley Financial's 13F filing for Q3 2016, filed 15 Nov 2016.