BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+1.72%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
+$5.14M
Cap. Flow
+$5.34M
Cap. Flow %
3.92%
Top 10 Hldgs %
41.85%
Holding
153
New
19
Increased
32
Reduced
45
Closed
15

Top Buys

1
HPQ icon
HP
HPQ
$2.18M
2
KEM
KEMET Corporation
KEM
$1.87M
3
VATE icon
INNOVATE Corp
VATE
$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1.17M
5
HPE icon
Hewlett Packard
HPE
$1.17M

Top Sells

1
MWW
Monster Worldwide Inc
MWW
$1.88M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$712K
3
XTIA icon
XTI Aerospace
XTIA
$653K
4
SQNS
Sequans Communications
SQNS
$356K
5
WYY icon
WidePoint Corp
WYY
$346K

Sector Composition

1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRPN icon
126
Groupon
GRPN
$971M
$56K 0.04%
700
– –
NVAX icon
127
Novavax
NVAX
$1.28B
$54K 0.04%
525
– –
BRT
128
BRT Apartments
BRT
$282M
$44K 0.03%
49,089
+7,993
+19% +$7.16K
FNJN
129
DELISTED
Finjan Holdings, Inc.
FNJN
$11K 0.01%
11,600
– –
LTS
130
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6K ﹤0.01%
81,050
– –
C icon
131
Citigroup
C
$176B
– –
-4,183
Closed -$216K
MGNI icon
132
Magnite
MGNI
$3.54B
– –
-17,818
Closed -$293K
MS icon
133
Morgan Stanley
MS
$236B
– –
0
– –
NCMI icon
134
National CineMedia
NCMI
$411M
– –
-1,602
Closed -$252K
PCEF icon
135
Invesco CEF Income Composite ETF
PCEF
$840M
– –
-9,521
Closed -$203K
SQNS
136
Sequans Communications
SQNS
$123M
– –
-16,949
Closed -$356K
SRI icon
137
Stoneridge
SRI
$226M
– –
-18,639
Closed -$276K
SUP
138
DELISTED
Superior Industries International
SUP
– –
-12,538
Closed -$231K
VSAT icon
139
Viasat
VSAT
$3.98B
– –
-4,542
Closed -$277K
WYY icon
140
WidePoint Corp
WYY
$49.2M
– –
-49,744
Closed -$346K
TBCH
141
Turtle Beach Corporation Common Stock
TBCH
$305M
– –
-32,572
Closed -$262K
SGI
142
Somnigroup International Inc.
SGI
$18.3B
– –
0
– –
ITI
143
DELISTED
Iteris, Inc.
ITI
– –
-10,000
Closed -$22K
SPRT
144
DELISTED
support.com, Inc.
SPRT
– –
-14,802
Closed -$45K
GUID
145
DELISTED
Guidance Software, Inc.
GUID
– –
-57,116
Closed -$344K
ATNY
146
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
– –
-515,300
Closed -$712K
EMKR
147
DELISTED
Emcore Corp
EMKR
– –
-4,020
Closed -$246K
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