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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+28.11%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$257M
AUM Growth
+$75.6M
Cap. Flow
+$131K
Cap. Flow %
0.05%
Top 10 Hldgs %
73.26%
Holding
118
New
24
Increased
14
Reduced
37
Closed
31

Top Buys

Rank Stock Value
1
NHLD
National Holdings Corporation
NHLD
+$9.96M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$6.59M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.24M
4
ITI
Iteris, Inc.
ITI
+$3.77M
5
IMI
Intermolecular, Inc.
IMI
+$2.66M

Top Sells

Rank Stock Value
1
QMCO icon
Quantum Corp
QMCO
+$8.25M
2
AIOT
PowerFleet Inc
AIOT
+$2.73M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.03M
4
AEYE icon
AudioEye
AEYE
+$2.01M
5
USX
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
+$1.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.37%
2 Consumer Discretionary 21.89%
3 Financials 12.12%
4 Industrials 10.27%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTTR icon
101
Select Water Solutions
WTTR
$2.67B
– –
-70,717
Closed -$447K
SGI
102
CALL
Somnigroup International
SGI
$13.8B
– –
-80,000
Closed -$828K
SGEN
103
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-7,500
Closed -$425K
AMRS
104
DELISTED
Amyris Inc.
AMRS
– –
-96,156
Closed -$321K
SPPI
105
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-25,360
Closed -$222K
SEAC
106
DELISTED
Seachange International Inc
SEAC
– –
-4,250
Closed -$107K
VRS
107
DELISTED
Verso Corporation
VRS
– –
-14,838
Closed -$332K
GWPH
108
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,500
Closed -$243K
GWPH
109
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-42,500
Closed -$4.14M
PNTR
110
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-32,398
Closed -$395K
MXWL
111
DELISTED
Maxwell Technologies Inc
MXWL
– –
-100,000
Closed -$207K
ESES
112
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
– –
-1,093,129
Closed -$71K
KEM
113
DELISTED
KEMET Corporation
KEM
– –
-15,000
Closed -$263K
OSIR
114
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-25,000
Closed -$338K
PRMW
115
DELISTED
Primo Water Corporation
PRMW
– –
-27,576
Closed -$386K
1 2 3 4
5

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CEI
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SWA
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SCP
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DCM
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HSA
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B. Riley Financial's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Financial held 118 positions worth $257M, up 42% from $181M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

B. Riley Financial's Q1 2019 filing shows 24 new, 14 increased, 37 reduced and 31 closed positions. Its largest new stake was Invesco QQQ Trust: 25,000 shares worth $4.49M. The largest sale was Quantum Corp, an estimated $8.25M.

By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, up from 28% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Financial's largest Q1 2019 buy was Invesco QQQ Trust: 25,000 shares worth $4.49M.
  • B. Riley Financial added most to National Holdings Corporation in Q1 2019, an estimated $9.96M increase.
  • B. Riley Financial's biggest Q1 2019 reduction was PowerFleet Inc, cutting an estimated $2.73M.
  • B. Riley Financial fully exited Quantum Corp in Q1 2019, selling an estimated $8.25M.
  • B. Riley Financial's ten largest holdings make up 73% of its $257M portfolio in Q1 2019.
  • B. Riley Financial opened 24 new positions and closed 31 in Q1 2019.
  • B. Riley Financial's portfolio value rose 42% quarter-over-quarter to $257M.

Based on B. Riley Financial's 13F filing for Q1 2019, filed 10 May 2019.