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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$359M
AUM Growth
-$24.3M
Cap. Flow
+$15.5M
Cap. Flow %
4.31%
Top 10 Hldgs %
29.17%
Holding
356
New
53
Increased
97
Reduced
92
Closed
64

Top Buys

Rank Stock Value
1
SGI
Somnigroup International
SGI
+$5.46M
2
GSM icon
FerroAtlántica
GSM
+$5.07M
3
ANW
Aegean Marine Petroleum Network
ANW
+$4.84M
4
WTTR icon
Select Water Solutions
WTTR
+$4.59M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.87M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$3.25M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.36M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.74M
4
APPS icon
Digital Turbine
APPS
+$1.46M
5
NMIH icon
NMI Holdings
NMIH
+$1.45M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.18%
2 Technology 13.49%
3 Industrials 8.74%
4 Financials 7.23%
5 Energy 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPBD icon
101
Upbound Group
UPBD
$1.03B
$876K 0.24%
+101,500
New +$975K
DVY icon
102
iShares Select Dividend ETF
DVY
$23.4B
$861K 0.24%
9,054
-1,631
-15% -$159K
XLF icon
103
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$860K 0.24%
31,194
+4,166
+15% +$120K
NTG
104
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$828K 0.23%
5,188
+127
+3% +$23.4K
USMV icon
105
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$826K 0.23%
15,902
-2,279
-13% -$121K
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$814K 0.23%
16,862
+711
+4% +$34.9K
LMT icon
107
Lockheed Martin
LMT
$123B
$799K 0.22%
2,365
+42
+2% +$14.3K
PGX icon
108
Invesco Preferred ETF
PGX
$3.65B
$777K 0.22%
53,197
+444
+0.8% +$6.47K
FPEI icon
109
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$774K 0.22%
39,700
+4,500
+13% +$89.8K
IJR icon
110
iShares Core S&P Small-Cap ETF
IJR
$106B
$773K 0.22%
10,037
-1,140
-10% -$88.7K
AADR icon
111
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$763K 0.21%
+12,981
New +$788K
AFT
112
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$757K 0.21%
44,973
– –
IJT icon
113
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
$732K 0.2%
8,416
-602
-7% -$52.4K
FVC icon
114
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$107M
$731K 0.2%
+27,350
New +$745K
XLY icon
115
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$729K 0.2%
14,398
+3,460
+32% +$180K
DNL icon
116
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$474M
$728K 0.2%
24,444
– –
IWO icon
117
iShares Russell 2000 Growth ETF
IWO
$14.1B
$721K 0.2%
3,785
+1,369
+57% +$263K
PFE icon
118
Pfizer
PFE
$157B
$721K 0.2%
21,415
+3,408
+19% +$117K
VCLT icon
119
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.78B
$721K 0.2%
7,891
-100
-1% -$9.21K
JNJ icon
120
Johnson & Johnson
JNJ
$644B
$715K 0.2%
5,573
+175
+3% +$23.7K
IBB icon
121
iShares Biotechnology ETF
IBB
$10.3B
$706K 0.2%
6,606
– –
LDP icon
122
Cohen & Steers Duration Preferred & Income Fund
LDP
$569M
$701K 0.2%
27,475
-531
-2% -$13.6K
SNAP icon
123
Snap
SNAP
$9.86B
$699K 0.19%
44,014
+24,451
+125% +$397K
BRK.B icon
124
Berkshire Hathaway Class B
BRK.B
$1.11T
$694K 0.19%
3,475
-210
-6% -$43.1K
NRP icon
125
Natural Resource Partners
NRP
$1.47B
$694K 0.19%
+24,171
New +$728K
3 4
5
6 7

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q1 2018 Portfolio in Review

As of Q1 2018, B. Riley Financial held 356 positions worth $359M, down 6.3% from $383M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

B. Riley Financial deployed $15.5M of net new capital in Q1 2018, opening 53 new positions and adding to 97 existing holdings. Its largest new stake was Aegean Marine Petroleum Network: 1,330,200 shares worth $2.99M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 53% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $3.25M trimmed.

  • B. Riley Financial's largest Q1 2018 buy was Aegean Marine Petroleum Network: 1,330,200 shares worth $2.99M.
  • B. Riley Financial added most to Somnigroup International in Q1 2018, an estimated $5.46M increase.
  • B. Riley Financial's biggest Q1 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $3.25M.
  • B. Riley Financial fully exited Invesco S&P 500 Equal Weight ETF in Q1 2018, selling an estimated $2.36M.
  • B. Riley Financial's ten largest holdings make up 29% of its $359M portfolio in Q1 2018.
  • B. Riley Financial opened 53 new positions and closed 64 in Q1 2018.
  • B. Riley Financial's portfolio value fell 6.3% quarter-over-quarter to $359M.

Based on B. Riley Financial's 13F filing for Q1 2018, filed 4 May 2018.