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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$156M
AUM Growth
-$16.8M
Cap. Flow
-$26.7M
Cap. Flow %
-17.09%
Top 10 Hldgs %
45.13%
Holding
164
New
23
Increased
28
Reduced
36
Closed
18

Top Buys

Rank Stock Value
1
NLST
Netlist, Inc.
NLST
+$1.09M
2
VATE icon
INNOVATE Corp
VATE
+$803K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$726K
4
KEM
KEMET Corporation
KEM
+$634K
5
FG
FGL Holdings Ordinary Shares
FG
+$496K

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
+$4.44M
3
TIVO
Tivo Inc
TIVO
+$2.05M
4
WPRT
Westport Fuel Systems
WPRT
+$1.12M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

Rank Sector Weight
1 Technology 8.84%
2 Industrials 6.76%
3 Consumer Discretionary 6.24%
4 Financials 5.86%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKS icon
101
Dick's Sporting Goods
DKS
$18.4B
$237K 0.15%
4,186
-655
-14% -$36K
MRVL icon
102
Marvell Technology
MRVL
$147B
$237K 0.15%
+17,883
New +$210K
BPY
103
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$237K 0.15%
10,345
– –
RNWK
104
DELISTED
RealNetworks Inc
RNWK
$237K 0.15%
+53,061
New +$237K
JLS icon
105
Nuveen Mortgage and Income Fund
JLS
$94.6M
$235K 0.15%
9,733
– –
TACT icon
106
Transact Technologies
TACT
$50.5M
$235K 0.15%
31,725
+3,607
+13% +$27.5K
MEI icon
107
Methode Electronics
MEI
$458M
$234K 0.15%
+6,688
New +$235K
RDI icon
108
Reading International Class A
RDI
$32.5M
$233K 0.15%
+17,416
New +$231K
SLB icon
109
SLB Ltd
SLB
$72.7B
$233K 0.15%
2,969
– –
NTRI
110
DELISTED
NutriSystem, Inc.
NTRI
$232K 0.15%
+7,801
New +$220K
PBE icon
111
Invesco Biotechnology & Genome ETF
PBE
$286M
$230K 0.15%
5,474
– –
VSAT icon
112
Viasat
VSAT
$9.67B
$229K 0.15%
3,069
+230
+8% +$17K
FNSR
113
DELISTED
Finisar Corp
FNSR
$229K 0.15%
+7,691
New +$168K
TIVO
114
DELISTED
Tivo Inc
TIVO
$228K 0.15%
11,720
-103,570
-90% -$2.05M
PRB
115
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$225K 0.14%
+9,135
New +$225K
AEO icon
116
American Eagle Outfitters
AEO
$2.94B
$224K 0.14%
+12,514
New +$225K
JCP
117
DELISTED
J.C. Penney Company, Inc.
JCP
$224K 0.14%
24,307
-216
-0.9% -$2.06K
WEB
118
DELISTED
Web.com Group, Inc.
WEB
$224K 0.14%
12,995
+1,345
+12% +$24.1K
MAT icon
119
Mattel
MAT
$4.47B
$222K 0.14%
7,340
+518
+8% +$16.9K
PBH icon
120
Prestige Consumer Healthcare
PBH
$2.47B
$219K 0.14%
+4,545
New +$230K
AGG icon
121
iShares Core US Aggregate Bond ETF
AGG
$138B
$216K 0.14%
1,917
– –
BRK.A icon
122
Berkshire Hathaway Class A
BRK.A
$1.1T
$216K 0.14%
1
– –
ILF icon
123
iShares Latin America 40 ETF
ILF
$3.73B
$216K 0.14%
7,721
– –
MACQU
124
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$215K 0.14%
+21,500
New +$215K
IWO icon
125
iShares Russell 2000 Growth ETF
IWO
$14.1B
$211K 0.14%
+1,419
New +$207K
3 4
5
6 7

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Financial held 164 positions worth $156M, down 9.7% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

B. Riley Financial withdrew a net $26.7M in Q3 2016, closing 18 positions and reducing 36 holdings. Its most notable exit was UNITED ONLINE INC COM NEW, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 6.9% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in Netlist, Inc. worth $906K.

  • B. Riley Financial's largest Q3 2016 buy was Netlist, Inc.: 731,000 shares worth $906K.
  • B. Riley Financial added most to INNOVATE Corp in Q3 2016, an estimated $803K increase.
  • B. Riley Financial's biggest Q3 2016 reduction was PRGX Global, Inc., cutting an estimated $4.44M.
  • B. Riley Financial fully exited UNITED ONLINE INC COM NEW in Q3 2016, selling an estimated $15.7M.
  • B. Riley Financial's ten largest holdings make up 45% of its $156M portfolio in Q3 2016.
  • B. Riley Financial opened 23 new positions and closed 18 in Q3 2016.
  • B. Riley Financial's portfolio value fell 9.7% quarter-over-quarter to $156M.

Based on B. Riley Financial's 13F filing for Q3 2016, filed 15 Nov 2016.