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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+7.6%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$563M
AUM Growth
+$115M
Cap. Flow
+$138M
Cap. Flow %
24.43%
Top 10 Hldgs %
89.91%
Holding
104
New
34
Increased
16
Reduced
11
Closed
25

Top Buys

Rank Stock Value
1
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$161M
2
BW icon
Babcock & Wilcox
BW
+$11.5M
3
VYGG
Vy Global Growth
VYGG
+$3.46M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$2.7M
5
LMACA
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
+$2.31M

Top Sells

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$8.91M
2
EOSE icon
Eos Energy Enterprises
EOSE
+$6.5M
3
INSE icon
Inspired Entertainment
INSE
+$6.4M
4
BRPMU
B. Riley Principal 150 Merger Corp. Unit
BRPMU
+$5.25M
5
NN icon
NextNav
NN
+$3.17M

Sector Composition

Rank Sector Weight
1 Industrials 44.83%
2 Communication Services 38.91%
3 Consumer Discretionary 5.58%
4 Technology 5.33%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INAB icon
76
IN8bio
INAB
$10.4M
– –
-8,584
Closed -$582K
KSCP icon
77
Knightscope
KSCP
$29.1M
– –
-497
Closed -$75K
MUR icon
78
Murphy Oil
MUR
$5.79B
– –
-25,727
Closed -$777K
RDW icon
79
Redwire
RDW
$2.69B
– –
-91,189
Closed -$277K
UIS icon
80
Unisys
UIS
$183M
– –
-229,652
Closed -$2.76M
GAP
81
The Gap Inc
GAP
$7.18B
– –
-226,380
Closed -$1.86M
YOTA
82
DELISTED
Yotta Acquisition Corporation Common Stock
YOTA
– –
-66,368
Closed -$652K
BRAC
83
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-40,000
Closed -$396K
IRAAW
84
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$0 ﹤0.01%
+10,295
New +$1.07K
BLUA.WS
85
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$0 ﹤0.01%
+10,000
New +$767
GMFI
86
DELISTED
Aetherium Acquisition Corp
GMFI
– –
-69,700
Closed -$691K
QDRO
87
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
– –
-36,944
Closed -$361K
LVOX
88
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-18,000
Closed -$30K
HPX
89
DELISTED
HPX Corp.
HPX
– –
-10,000
Closed -$100K
ASZ
90
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-66,053
Closed -$644K
KIII
91
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
– –
-102,834
Closed -$1M
ESSC
92
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-10,400
Closed -$107K
ABTX
93
DELISTED
Allegiance Bancshares
ABTX
– –
-5,913
Closed -$223K
XPOA
94
DELISTED
DPCM Capital, Inc.
XPOA
– –
-67,483
Closed -$669K
BRPMU
95
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
– –
-520,000
Closed -$5.25M
1 2 3
4

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CEI
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SWA
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SCP
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DCM
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HSA
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B. Riley Financial's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Financial held 104 positions worth $563M, up 26% from $448M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

B. Riley Financial deployed $138M of net new capital in Q3 2022, opening 34 new positions and adding to 16 existing holdings. Its largest new stake was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.

By sector, the portfolio is most concentrated in Industrials at 45% of assets, down from 56% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $8.91M trimmed.

  • B. Riley Financial's largest Q3 2022 buy was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2022, an estimated $11.5M increase.
  • B. Riley Financial's biggest Q3 2022 reduction was Franchise Group, Inc., cutting an estimated $8.91M.
  • B. Riley Financial fully exited Eos Energy Enterprises in Q3 2022, selling an estimated $6.5M.
  • B. Riley Financial's ten largest holdings make up 90% of its $563M portfolio in Q3 2022.
  • B. Riley Financial opened 34 new positions and closed 25 in Q3 2022.
  • B. Riley Financial's portfolio value rose 26% quarter-over-quarter to $563M.

Based on B. Riley Financial's 13F filing for Q3 2022, filed 9 Nov 2022.