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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+28.11%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$257M
AUM Growth
+$75.6M
Cap. Flow
+$38.9M
Cap. Flow %
15.16%
Top 10 Hldgs %
73.26%
Holding
118
New
24
Increased
14
Reduced
37
Closed
31

Top Buys

Rank Stock Value
1
NHLD
National Holdings Corporation
NHLD
+$9.96M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$6.59M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.24M
4
ITI
Iteris, Inc.
ITI
+$3.77M
5
IMI
Intermolecular, Inc.
IMI
+$2.66M

Top Sells

Rank Stock Value
1
QMCO icon
Quantum Corp
QMCO
+$8.25M
2
AIOT
PowerFleet Inc
AIOT
+$2.73M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.03M
4
AEYE icon
AudioEye
AEYE
+$2.01M
5
USX
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
+$1.88M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 21.63%
2 Financials 12.12%
3 Industrials 10.13%
4 Energy 6.42%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFFG icon
76
HF Foods Group
HFFG
$80.2M
$146K 0.06%
11,000
– –
BZH icon
77
Beazer Homes USA
BZH
$891M
$139K 0.05%
+12,116
New +$145K
GCVRZ
78
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$109K 0.04%
241,405
+30,000
+14% +$14K
SREV
79
DELISTED
ServiceSource International, Inc.
SREV
$101K 0.04%
+110,000
New +$115K
MFIN icon
80
Medallion Financial
MFIN
$233M
$86K 0.03%
12,500
-194,850
-94% -$1.14M
NVAX icon
81
Novavax
NVAX
$1.22B
$72K 0.03%
6,517
-15,100
-70% -$477K
DXLG icon
82
Destination XL Group
DXLG
$29.3M
$66K 0.03%
+27,000
New +$67.6K
PRTS icon
83
CarParts.com
PRTS
$42.4M
$62K 0.02%
6,093
-12,414
-67% -$131K
FRAN
84
DELISTED
Francesca's Holdings Corporation
FRAN
$14K 0.01%
1,667
– –
AEYE icon
85
AudioEye
AEYE
$72.8M
– –
-235,200
Closed -$2.01M
BC icon
86
Brunswick
BC
$5.18B
– –
-5,000
Closed -$232K
CM icon
87
PUT
Canadian Imperial Bank of Commerce
CM
$108B
– –
-20,000
Closed -$745K
EBMT icon
88
Eagle Bancorp Montana
EBMT
$188M
– –
-13,090
Closed -$216K
ENTA icon
89
PUT
Enanta Pharmaceuticals
ENTA
$378M
– –
-15,000
Closed -$1.06M
FTK icon
90
Flotek Industries
FTK
$847M
– –
-12,500
Closed -$82K
GDX icon
91
PUT
VanEck Gold Miners ETF
GDX
$23.5B
– –
-30,000
Closed -$2.62M
GE icon
92
PUT
GE Aerospace
GE
$368B
– –
-83,465
Closed -$3.03M
GECC icon
93
Great Elm Capital Corp
GECC
$72.1M
– –
-5,533
Closed -$261K
HASI icon
94
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.85B
– –
-34,195
Closed -$651K
IWM icon
95
iShares Russell 2000 ETF
IWM
$80.2B
– –
-10,000
Closed -$1.34M
QMCO icon
96
Quantum Corp
QMCO
$443M
– –
-206,333
Closed -$8.25M
SACH
97
Sachem Capital Corp
SACH
$38.6M
– –
-395,987
Closed -$1.55M
SNCR
98
DELISTED
Synchronoss Technologies
SNCR
– –
-2,778
Closed -$154K
THRM icon
99
Gentherm
THRM
$1.3B
– –
-8,991
Closed -$359K
TRUE
100
DELISTED
TrueCar
TRUE
– –
-84,545
Closed -$766K
1 2 3
4
5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Financial held 118 positions worth $257M, up 42% from $181M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

B. Riley Financial deployed $38.9M of net new capital in Q1 2019, opening 24 new positions and adding to 14 existing holdings. Its largest new stake was Invesco QQQ Trust: 25,000 shares worth $4.49M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 22% of assets, down from 22% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was PowerFleet Inc, an estimated $2.73M trimmed.

  • B. Riley Financial's largest Q1 2019 buy was Invesco QQQ Trust: 25,000 shares worth $4.49M.
  • B. Riley Financial added most to National Holdings Corporation in Q1 2019, an estimated $9.96M increase.
  • B. Riley Financial's biggest Q1 2019 reduction was PowerFleet Inc, cutting an estimated $2.73M.
  • B. Riley Financial fully exited Quantum Corp in Q1 2019, selling an estimated $8.25M.
  • B. Riley Financial's ten largest holdings make up 73% of its $257M portfolio in Q1 2019.
  • B. Riley Financial opened 24 new positions and closed 31 in Q1 2019.
  • B. Riley Financial's portfolio value rose 42% quarter-over-quarter to $257M.

Based on B. Riley Financial's 13F filing for Q1 2019, filed 10 May 2019.