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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+28.11%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$257M
AUM Growth
+$75.6M
Cap. Flow
+$131K
Cap. Flow %
0.05%
Top 10 Hldgs %
73.26%
Holding
118
New
24
Increased
14
Reduced
37
Closed
31

Top Buys

Rank Stock Value
1
NHLD
National Holdings Corporation
NHLD
+$9.96M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$6.59M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$4.24M
4
ITI
Iteris, Inc.
ITI
+$3.77M
5
IMI
Intermolecular, Inc.
IMI
+$2.66M

Top Sells

Rank Stock Value
1
QMCO icon
Quantum Corp
QMCO
+$8.25M
2
AIOT
PowerFleet Inc
AIOT
+$2.73M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.03M
4
AEYE icon
AudioEye
AEYE
+$2.01M
5
USX
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
+$1.88M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.37%
2 Consumer Discretionary 21.89%
3 Financials 12.12%
4 Industrials 10.27%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFFG icon
76
HF Foods Group
HFFG
$92.3M
$146K 0.06%
11,000
– –
BZH icon
77
Beazer Homes USA
BZH
$890M
$139K 0.05%
+12,116
New +$145K
GCVRZ
78
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$109K 0.04%
241,405
+30,000
+14% +$14K
SREV
79
DELISTED
ServiceSource International, Inc.
SREV
$101K 0.04%
+110,000
New +$115K
MFIN icon
80
Medallion Financial
MFIN
$279M
$86K 0.03%
12,500
-194,850
-94% -$1.14M
NVAX icon
81
Novavax
NVAX
$1.52B
$72K 0.03%
6,517
-15,100
-70% -$477K
DXLG icon
82
Destination XL Group
DXLG
$35.3M
$66K 0.03%
+27,000
New +$67.6K
PRTS icon
83
CarParts.com
PRTS
$70M
$62K 0.02%
6,093
-12,414
-67% -$131K
FRAN
84
DELISTED
Francesca's Holdings Corporation
FRAN
$14K 0.01%
1,667
– –
AEYE icon
85
AudioEye
AEYE
$92.8M
– –
-235,200
Closed -$2.01M
BC icon
86
Brunswick
BC
$4.46B
– –
-5,000
Closed -$232K
CM icon
87
PUT
Canadian Imperial Bank of Commerce
CM
$103B
– –
-20,000
Closed -$745K
EBMT icon
88
Eagle Bancorp Montana
EBMT
$180M
– –
-13,090
Closed -$216K
ENTA icon
89
PUT
Enanta Pharmaceuticals
ENTA
$358M
– –
-15,000
Closed -$1.06M
FTK icon
90
Flotek Industries
FTK
$977M
– –
-12,500
Closed -$82K
GDX icon
91
PUT
VanEck Gold Miners ETF
GDX
$28.3B
– –
-30,000
Closed -$2.62M
GE icon
92
PUT
GE Aerospace
GE
$319B
– –
-83,465
Closed -$3.03M
GECC icon
93
Great Elm Capital Corp
GECC
$77.5M
– –
-5,533
Closed -$261K
HASI icon
94
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.68B
– –
-34,195
Closed -$651K
IWM icon
95
iShares Russell 2000 ETF
IWM
$76.9B
– –
-10,000
Closed -$1.34M
QMCO icon
96
Quantum Corp
QMCO
$917M
– –
-206,333
Closed -$8.25M
SACH
97
Sachem Capital Corp
SACH
$46.1M
– –
-395,987
Closed -$1.55M
SNCR
98
DELISTED
Synchronoss Technologies
SNCR
– –
-2,778
Closed -$154K
THRM icon
99
Gentherm
THRM
$1.17B
– –
-8,991
Closed -$359K
TRUE
100
DELISTED
TrueCar
TRUE
– –
-84,545
Closed -$766K
1 2 3
4
5

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BHWM
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CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Financial held 118 positions worth $257M, up 42% from $181M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

B. Riley Financial's Q1 2019 filing shows 24 new, 14 increased, 37 reduced and 31 closed positions. Its largest new stake was Invesco QQQ Trust: 25,000 shares worth $4.49M. The largest sale was Quantum Corp, an estimated $8.25M.

By sector, the portfolio is most concentrated in Miscellaneous at 39% of assets, up from 28% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Financial's largest Q1 2019 buy was Invesco QQQ Trust: 25,000 shares worth $4.49M.
  • B. Riley Financial added most to National Holdings Corporation in Q1 2019, an estimated $9.96M increase.
  • B. Riley Financial's biggest Q1 2019 reduction was PowerFleet Inc, cutting an estimated $2.73M.
  • B. Riley Financial fully exited Quantum Corp in Q1 2019, selling an estimated $8.25M.
  • B. Riley Financial's ten largest holdings make up 73% of its $257M portfolio in Q1 2019.
  • B. Riley Financial opened 24 new positions and closed 31 in Q1 2019.
  • B. Riley Financial's portfolio value rose 42% quarter-over-quarter to $257M.

Based on B. Riley Financial's 13F filing for Q1 2019, filed 10 May 2019.