We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRT
76
BRT Apartments
BRT
$284M
$682K 0.19%
56,616
– –
NVAX icon
77
Novavax
NVAX
$1.21B
$675K 0.19%
17,960
+4,665
+35% +$131K
MFIN icon
78
Medallion Financial
MFIN
$230M
$665K 0.19%
+100,000
New +$590K
IEFA icon
79
iShares Core MSCI EAFE ETF
IEFA
$186B
$651K 0.18%
10,157
-195
-2% -$12.4K
CCS icon
80
Century Communities
CCS
$1.98B
$611K 0.17%
23,304
+10,392
+80% +$311K
SPLK
81
DELISTED
Splunk Inc
SPLK
$605K 0.17%
5,000
-1,333
-21% -$148K
OSIR
82
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$578K 0.16%
+52,110
New +$521K
CLPR
83
Clipper Realty
CLPR
$46.4M
$570K 0.16%
+42,114
New +$471K
TRUE
84
DELISTED
TrueCar
TRUE
$560K 0.16%
39,705
– –
BRK.B icon
85
Berkshire Hathaway Class B
BRK.B
$1.1T
$557K 0.16%
2,600
-1,075
-29% -$221K
EFAV icon
86
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$548K 0.16%
7,527
-1,711
-19% -$123K
LITE icon
87
Lumentum
LITE
$46.9B
$540K 0.15%
9,007
+1,449
+19% +$86.7K
DIA icon
88
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$539K 0.15%
2,037
-7,970
-80% -$2.04M
COHU icon
89
Cohu
COHU
$1.86B
$536K 0.15%
21,337
-2,199
-9% -$55K
PFBC icon
90
Preferred Bank
PFBC
$1.24B
$532K 0.15%
9,100
+3,317
+57% +$208K
IJH icon
91
iShares Core S&P Mid-Cap ETF
IJH
$121B
$527K 0.15%
13,080
-5,090
-28% -$205K
AROC icon
92
Archrock
AROC
$6.16B
$526K 0.15%
43,150
+9,510
+28% +$120K
HASI icon
93
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$525K 0.15%
24,442
+2,510
+11% +$51.6K
META icon
94
Meta Platforms (Facebook)
META
$1.49T
$525K 0.15%
3,191
-5,958
-65% -$1.08M
SWN
95
DELISTED
Southwestern Energy Company
SWN
$525K 0.15%
102,782
+24,100
+31% +$128K
ARTX
96
DELISTED
Arotech Corporation
ARTX
$524K 0.15%
154,067
+47,350
+44% +$170K
ITI
97
DELISTED
Iteris, Inc.
ITI
$519K 0.15%
96,499
– –
SBCF icon
98
Seacoast Banking Corp of Florida
SBCF
$3.3B
$518K 0.15%
+17,731
New +$549K
TST
99
DELISTED
TheStreet, Inc.
TST
$517K 0.15%
+23,480
New +$518K
PNTR
100
DELISTED
Pointer Telocation Ltd.
PNTR
$516K 0.15%
39,751
+7,364
+23% +$90.1K
2 3
4
5 6

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.