BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$241M
Cap. Flow
+$70.8M
Cap. Flow %
29.38%
Top 10 Hldgs %
27.39%
Holding
235
New
63
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OOMA icon
76
Ooma
OOMA
$356M
$927K 0.25%
115,845
+63,603
+122% +$509K
HPE icon
77
Hewlett Packard
HPE
$29.9B
$918K 0.25%
55,312
-500
-0.9% -$318K
MDXG icon
78
MiMedx Group
MDXG
$1.05B
$897K 0.24%
+59,900
New +$897K
NTG
79
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$890K 0.24%
46,160
– –
SQNS
80
Sequans Communications
SQNS
$122M
$841K 0.23%
+254,000
New +$841K
BRKL icon
81
Brookline Bancorp
BRKL
$835K 0.23%
+57,206
New +$835K
GNR icon
82
SPDR S&P Global Natural Resources ETF
GNR
$3.27B
$824K 0.22%
19,839
– –
VCLT icon
83
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.71B
$783K 0.21%
8,396
+1,049
+14% +$97.8K
ON icon
84
ON Semiconductor
ON
$19.5B
$777K 0.21%
55,311
+8,482
+18% +$119K
ESI icon
85
Element Solutions
ESI
$6.07B
$761K 0.21%
60,000
– –
IMMR icon
86
Immersion
IMMR
$227M
$758K 0.21%
+83,440
New +$758K
LDP icon
87
Cohen & Steers Duration Preferred & Income Fund
LDP
$625M
$748K 0.2%
28,006
+1,160
+4% +$31K
GMZ
88
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$745K 0.2%
77,344
– –
AFT
89
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$709K 0.19%
42,018
– –
EHTH icon
90
eHealth
EHTH
$126M
$705K 0.19%
+37,500
New +$705K
NWSA icon
91
News Corp Class A
NWSA
$16.3B
$704K 0.19%
+51,400
New +$704K
TRUE icon
92
TrueCar
TRUE
$183M
$680K 0.18%
34,095
+1,220
+4% +$24.3K
BV
93
DELISTED
Bazaarvoice, Inc.
BV
$658K 0.18%
132,918
+10,386
+8% +$51.4K
IBB icon
94
iShares Biotechnology ETF
IBB
$5.68B
$656K 0.18%
2,114
– –
SANW
95
DELISTED
S&W Seed Co
SANW
$656K 0.18%
158,054
+61,121
+63% +$254K
SHOO icon
96
Steven Madden
SHOO
$2.11B
$656K 0.18%
16,429
+3,576
+28% +$143K
CAMP
97
DELISTED
CalAmp Corp.
CAMP
$653K 0.18%
32,133
+3,156
+11% +$64K
DNL icon
98
WisdomTree Global ex-US Quality Dividend Growth Fund
DNL
$481M
$651K 0.18%
12,222
– –
SUP
99
DELISTED
Superior Industries International
SUP
$647K 0.18%
31,491
+9,652
+44% +$198K
TIVO
100
DELISTED
Tivo Inc
TIVO
$634K 0.17%
+34,021
New +$634K
2 3
4
5 6