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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
+$12M
Cap. Flow %
8.04%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.33%
2 Financials 14.81%
3 Technology 10.92%
4 Industrials 8.41%
5 Consumer Discretionary 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFS icon
76
Provident Financial Services
PFS
$3.04B
$354K 0.24%
12,500
– –
META icon
77
Meta Platforms (Facebook)
META
$1.71T
$344K 0.23%
2,994
-129
-4% -$15.8K
SLRC icon
78
SLR Investment Corp
SLRC
$658M
$335K 0.22%
16,109
– –
BKCC
79
DELISTED
BlackRock Capital Investment Corporation
BKCC
$323K 0.22%
46,412
– –
EEM icon
80
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$308K 0.21%
8,786
-7,738
-47% -$279K
FCRD
81
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$302K 0.2%
30,200
– –
VEU icon
82
Vanguard FTSE All-World ex-US ETF
VEU
$69.1B
$300K 0.2%
6,784
+680
+11% +$30.2K
MXI icon
83
iShares Global Materials ETF
MXI
$391M
$299K 0.2%
5,448
+557
+11% +$30.2K
IL
84
DELISTED
IntraLinks Holdings Inc.
IL
$294K 0.2%
21,765
-3,214
-13% -$35.8K
DIS icon
85
Walt Disney
DIS
$184B
$291K 0.19%
2,790
-55
-2% -$5.36K
VUG icon
86
Vanguard Morningstar Growth ETF
VUG
$224B
$287K 0.19%
15,468
+456
+3% +$8.43K
RDI icon
87
Reading International Class A
RDI
$46.5M
$285K 0.19%
17,156
-260
-1% -$3.81K
MFIC icon
88
MidCap Financial Investment
MFIC
$745M
$283K 0.19%
16,107
– –
XLY icon
89
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$280K 0.19%
6,880
– –
RA
90
Brookfield Real Assets Income Fund
RA
$662M
$272K 0.18%
+12,206
New +$268K
VGK icon
91
Vanguard FTSE Europe ETF
VGK
$30.1B
$272K 0.18%
5,667
-5,049
-47% -$238K
EWZ icon
92
iShares MSCI Brazil ETF
EWZ
$8.6B
$271K 0.18%
8,130
-319
-4% -$11K
MRVL icon
93
Marvell Technology
MRVL
$199B
$271K 0.18%
19,513
+1,630
+9% +$22.2K
PBH icon
94
Prestige Consumer Healthcare
PBH
$2.21B
$269K 0.18%
5,160
+615
+14% +$29.7K
TACT icon
95
Transact Technologies
TACT
$52.8M
$269K 0.18%
40,831
+9,106
+29% +$61.3K
PFSW
96
DELISTED
PFSweb, Inc.
PFSW
$269K 0.18%
+31,604
New +$260K
KTOS icon
97
Kratos Defense & Security Solutions
KTOS
$8.94B
$267K 0.18%
36,095
-1,596
-4% -$10.8K
MPAA icon
98
Motorcar Parts of America
MPAA
$204M
$267K 0.18%
+9,933
New +$262K
BV
99
DELISTED
Bazaarvoice, Inc.
BV
$267K 0.18%
55,030
+4,405
+9% +$22.4K
TIVO
100
DELISTED
Tivo Inc
TIVO
$265K 0.18%
12,700
+980
+8% +$19.9K
2 3
4
5 6

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BHWM
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CCMI
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CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
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SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial deployed $12M of net new capital in Q4 2016, opening 23 new positions and adding to 49 existing holdings. Its largest new stake was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 63% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Atlantic Alliance Partnership Corp, an estimated $3.48M trimmed.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.