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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
-$11.9M
Cap. Flow %
-7.94%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Technology 10.76%
2 Financials 9.78%
3 Consumer Discretionary 8.05%
4 Industrials 6.43%
5 Utilities 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFS icon
76
Provident Financial Services
PFS
$3.14B
$354K 0.24%
12,500
– –
META icon
77
Meta Platforms (Facebook)
META
$1.49T
$344K 0.23%
2,994
-129
-4% -$15.8K
SLRC icon
78
SLR Investment Corp
SLRC
$704M
$335K 0.22%
16,109
– –
BKCC
79
DELISTED
BlackRock Capital Investment Corporation
BKCC
$323K 0.22%
46,412
– –
EEM icon
80
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$308K 0.21%
8,786
-7,738
-47% -$279K
FCRD
81
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$302K 0.2%
30,200
– –
VEU icon
82
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$300K 0.2%
6,784
+680
+11% +$30.2K
MXI icon
83
iShares Global Materials ETF
MXI
$337M
$299K 0.2%
5,448
+557
+11% +$30.2K
IL
84
DELISTED
IntraLinks Holdings Inc.
IL
$294K 0.2%
21,765
-3,214
-13% -$35.8K
DIS icon
85
Walt Disney
DIS
$171B
$291K 0.19%
2,790
-55
-2% -$5.36K
VUG icon
86
Vanguard Morningstar Growth ETF
VUG
$212B
$287K 0.19%
15,468
+456
+3% +$8.43K
RDI icon
87
Reading International Class A
RDI
$32.5M
$285K 0.19%
17,156
-260
-1% -$3.81K
MFIC icon
88
MidCap Financial Investment
MFIC
$801M
$283K 0.19%
16,107
– –
XLY icon
89
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$280K 0.19%
6,880
– –
RA
90
Brookfield Real Assets Income Fund
RA
$704M
$272K 0.18%
+12,206
New +$268K
VGK icon
91
Vanguard FTSE Europe ETF
VGK
$30.1B
$272K 0.18%
5,667
-5,049
-47% -$238K
EWZ icon
92
iShares MSCI Brazil ETF
EWZ
$8.98B
$271K 0.18%
8,130
-319
-4% -$11K
MRVL icon
93
Marvell Technology
MRVL
$147B
$271K 0.18%
19,513
+1,630
+9% +$22.2K
PBH icon
94
Prestige Consumer Healthcare
PBH
$2.47B
$269K 0.18%
5,160
+615
+14% +$29.7K
TACT icon
95
Transact Technologies
TACT
$50.5M
$269K 0.18%
40,831
+9,106
+29% +$61.3K
PFSW
96
DELISTED
PFSweb, Inc.
PFSW
$269K 0.18%
+31,604
New +$260K
KTOS icon
97
Kratos Defense & Security Solutions
KTOS
$8.23B
$267K 0.18%
36,095
-1,596
-4% -$10.8K
MPAA icon
98
Motorcar Parts of America
MPAA
$266M
$267K 0.18%
+9,933
New +$262K
BV
99
DELISTED
Bazaarvoice, Inc.
BV
$267K 0.18%
55,030
+4,405
+9% +$22.4K
TIVO
100
DELISTED
Tivo Inc
TIVO
$265K 0.18%
12,700
+980
+8% +$19.9K
2 3
4
5 6

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial withdrew a net $11.9M in Q4 2016, closing 22 positions and reducing 44 holdings. Its most notable exit was Westport Fuel Systems, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in EarthLink Holdings Corp. worth $4.12M.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.