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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$156M
AUM Growth
-$16.8M
Cap. Flow
-$26.7M
Cap. Flow %
-17.09%
Top 10 Hldgs %
45.13%
Holding
164
New
23
Increased
28
Reduced
36
Closed
18

Top Buys

Rank Stock Value
1
NLST
Netlist, Inc.
NLST
+$1.09M
2
VATE icon
INNOVATE Corp
VATE
+$803K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$726K
4
KEM
KEMET Corporation
KEM
+$634K
5
FG
FGL Holdings Ordinary Shares
FG
+$496K

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
+$4.44M
3
TIVO
Tivo Inc
TIVO
+$2.05M
4
WPRT
Westport Fuel Systems
WPRT
+$1.12M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

Rank Sector Weight
1 Technology 8.84%
2 Industrials 6.76%
3 Consumer Discretionary 6.24%
4 Financials 5.86%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOI
76
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$297K 0.19%
19,805
-166
-0.8% -$2.5K
ET icon
77
Energy Transfer Partners
ET
$69.5B
$295K 0.19%
17,590
-5,000
-22% -$84.4K
NLSN
78
DELISTED
Nielsen Holdings plc
NLSN
$289K 0.19%
5,400
– –
FCRD
79
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$288K 0.18%
30,200
– –
EWZ icon
80
iShares MSCI Brazil ETF
EWZ
$8.98B
$285K 0.18%
8,449
– –
VUG icon
81
Vanguard Morningstar Growth ETF
VUG
$212B
$281K 0.18%
15,012
– –
IWF icon
82
iShares Russell 1000 Growth ETF
IWF
$117B
$280K 0.18%
10,748
-4,492
-29% -$117K
MFIC icon
83
MidCap Financial Investment
MFIC
$801M
$280K 0.18%
16,107
-1,536
-9% -$26.9K
VEU icon
84
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$277K 0.18%
6,104
– –
XLY icon
85
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$275K 0.18%
6,880
– –
PFS icon
86
Provident Financial Services
PFS
$3.14B
$265K 0.17%
12,500
– –
DIS icon
87
Walt Disney
DIS
$171B
$264K 0.17%
2,845
+355
+14% +$34K
MXI icon
88
iShares Global Materials ETF
MXI
$337M
$262K 0.17%
4,891
– –
AUTO
89
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$261K 0.17%
14,668
-384
-3% -$6.16K
KTOS icon
90
Kratos Defense & Security Solutions
KTOS
$8.23B
$260K 0.17%
37,691
-10,352
-22% -$60.5K
FEN
91
DELISTED
First Trust Energy Income and Growth Fund
FEN
$259K 0.17%
9,561
– –
PRSU
92
Pursuit Attractions and Hospitality Inc
PRSU
$1.45B
$254K 0.16%
+6,876
New +$239K
IL
93
DELISTED
IntraLinks Holdings Inc.
IL
$251K 0.16%
+24,979
New +$212K
FLOT icon
94
iShares Floating Rate Bond ETF
FLOT
$10.2B
$244K 0.16%
4,806
+177
+4% +$8.97K
SWKS icon
95
Skyworks Solutions
SWKS
$9.21B
$243K 0.16%
3,195
-44
-1% -$3.07K
VXUS icon
96
Vanguard Total International Stock ETF
VXUS
$151B
$243K 0.16%
5,153
– –
PFE icon
97
Pfizer
PFE
$143B
$240K 0.15%
7,479
– –
NTCT icon
98
NETSCOUT
NTCT
$2.83B
$239K 0.15%
+8,156
New +$224K
SRI icon
99
Stoneridge
SRI
$200M
$239K 0.15%
+12,982
New +$224K
ARDC
100
Are Dynamic Credit Allocation Fund
ARDC
$295M
$237K 0.15%
15,960
– –
2 3
4
5 6

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Financial held 164 positions worth $156M, down 9.7% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

B. Riley Financial withdrew a net $26.7M in Q3 2016, closing 18 positions and reducing 36 holdings. Its most notable exit was UNITED ONLINE INC COM NEW, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 6.9% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in Netlist, Inc. worth $906K.

  • B. Riley Financial's largest Q3 2016 buy was Netlist, Inc.: 731,000 shares worth $906K.
  • B. Riley Financial added most to INNOVATE Corp in Q3 2016, an estimated $803K increase.
  • B. Riley Financial's biggest Q3 2016 reduction was PRGX Global, Inc., cutting an estimated $4.44M.
  • B. Riley Financial fully exited UNITED ONLINE INC COM NEW in Q3 2016, selling an estimated $15.7M.
  • B. Riley Financial's ten largest holdings make up 45% of its $156M portfolio in Q3 2016.
  • B. Riley Financial opened 23 new positions and closed 18 in Q3 2016.
  • B. Riley Financial's portfolio value fell 9.7% quarter-over-quarter to $156M.

Based on B. Riley Financial's 13F filing for Q3 2016, filed 15 Nov 2016.