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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$386M
AUM Growth
+$3.61M
Cap. Flow
-$18M
Cap. Flow %
-4.66%
Top 10 Hldgs %
95.92%
Holding
57
New
7
Increased
4
Reduced
8
Closed
29

Top Buys

Rank Stock Value
1
AREN icon
Arena Group
AREN
+$3.93M
2
IPX
IperionX
IPX
+$2.99M
3
INDI icon
indie Semiconductor
INDI
+$2.63M
4
ALTG icon
Alta Equipment Group
ALTG
+$2.05M
5
CDZI icon
Cadiz
CDZI
+$1.61M

Top Sells

Rank Stock Value
1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.58M
2
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
+$6.1M
3
DHC
Diversified Healthcare Trust
DHC
+$3.4M
4
VATE icon
INNOVATE Corp
VATE
+$3.29M
5
PPTA
Perpetua Resources
PPTA
+$2.6M

Sector Composition

Rank Sector Weight
1 Industrials 69.8%
2 Communication Services 19.14%
3 Technology 6.88%
4 Materials 2.25%
5 Healthcare 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRA
51
DELISTED
Charah Solutions, Inc Common Stock
CHRA
– –
-262,881
Closed -$549K
AILEW
52
DELISTED
iLearningEngines, Inc. Warrant
AILEW
– –
-43,040
Closed -$5.17K
1 2
3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q2 2023 Portfolio in Review

As of Q2 2023, B. Riley Financial held 57 positions worth $386M, up 0.94% from $382M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

B. Riley Financial withdrew a net $18M in Q2 2023, closing 29 positions and reducing 8 holdings. Its most notable exit was B. Riley Principal 250 Merger Corp. Units, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 70% of assets, down from 71% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in IperionX worth $3.2M.

  • B. Riley Financial's largest Q2 2023 buy was IperionX: 439,500 shares worth $3.2M.
  • B. Riley Financial added most to Arena Group in Q2 2023, an estimated $3.93M increase.
  • B. Riley Financial's biggest Q2 2023 reduction was Lilium N.V. Class A Ordinary Shares, cutting an estimated $7.58M.
  • B. Riley Financial fully exited B. Riley Principal 250 Merger Corp. Units in Q2 2023, selling an estimated $6.1M.
  • B. Riley Financial's ten largest holdings make up 96% of its $386M portfolio in Q2 2023.
  • B. Riley Financial opened 7 new positions and closed 29 in Q2 2023.
  • B. Riley Financial's portfolio value rose 0.94% quarter-over-quarter to $386M.

Based on B. Riley Financial's 13F filing for Q2 2023, filed 8 Aug 2023.