BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+5.99%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$382M
AUM Growth
+$382M
Cap. Flow
-$40.5M
Cap. Flow %
-10.59%
Top 10 Hldgs %
92.67%
Holding
79
New
13
Increased
4
Reduced
15
Closed
29

Top Buys

1
DHC
Diversified Healthcare Trust
DHC
$3.4M
2
AEAE
AltEnergy Acquisition Corp. Class A Common Stock
AEAE
$1.56M
3
FRXB
Forest Road Acquisition Corp. II
FRXB
$1.37M
4
LGVC
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
$985K
5
FUBO icon
fuboTV
FUBO
$605K

Top Sells

1
ASTS icon
AST SpaceMobile
ASTS
$7.74M
2
VATE icon
INNOVATE Corp
VATE
$5.13M
3
SRNE
Sorrento Therapeutics, Inc.
SRNE
$4.62M
4
LILM
Lilium N.V. Class A Ordinary Shares
LILM
$4.49M
5
AGS
PlayAGS
AGS
$4.29M

Sector Composition

1 Industrials 70.72%
2 Communication Services 15.73%
3 Technology 6.71%
4 Materials 2.09%
5 Financials 1.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GORV icon
51
Lazydays
GORV
$9.86M
– –
-9,384
Closed -$3.36M
HROW icon
52
Harrow
HROW
$1.38B
– –
-155,825
Closed -$2.3M
PSQH.WS icon
53
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$7.77M
– –
-146,714
Closed -$11.1K
RDNW
54
RideNow Group, Inc. Class B Common Stock
RDNW
$138M
– –
-62,521
Closed -$405K
SWVL icon
55
Swvl Holdings
SWVL
$33.2M
– –
-800
Closed -$2.74K
LEV
56
DELISTED
The Lion Electric Company
LEV
– –
-459,502
Closed -$1.03M
NS
57
DELISTED
NuStar Energy L.P.
NS
– –
-14,000
Closed -$224K
NIR
58
DELISTED
Near Intelligence, Inc. Common Stock
NIR
– –
-202,089
Closed -$2.07M
SGII
59
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
– –
-75,000
Closed -$764K
AAC
60
DELISTED
Ares Acquisition Corporation
AAC
– –
-81,910
Closed -$825K
GTXAP
61
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
– –
-30,000
Closed -$261K
BSGAR
62
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
– –
-10,339
Closed -$1.22K
SRNE
63
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-5,216,250
Closed -$4.62M
DNZ.WS
64
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
– –
-100,000
Closed -$5.14K
EPHY
65
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-73,264
Closed -$733K
FIEE
66
FiEE, Inc Common Stock
FIEE
$17.9M
– –
-62,615
Closed -$294K
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