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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$382M
AUM Growth
-$63.4M
Cap. Flow
-$45.5M
Cap. Flow %
-11.91%
Top 10 Hldgs %
92.67%
Holding
79
New
13
Increased
4
Reduced
15
Closed
29

Top Buys

Rank Stock Value
1
DHC
Diversified Healthcare Trust
DHC
+$2.6M
2
AEAE
AltEnergy Acquisition Corp
AEAE
+$1.54M
3
FRXB
Forest Road Acquisition Corp. II
FRXB
+$1.38M
4
LGVC
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
+$977K
5
FUBO icon
FuboTV Inc
FUBO
+$953K

Top Sells

Rank Stock Value
1
ASTS icon
AST SpaceMobile
ASTS
+$8.78M
2
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.33M
3
NN icon
NextNav
NN
+$5.36M
4
VATE icon
INNOVATE Corp
VATE
+$5.05M
5
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$4.62M

Sector Composition

Rank Sector Weight
1 Industrials 70.72%
2 Communication Services 15.73%
3 Technology 6.71%
4 Miscellaneous 2.85%
5 Materials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GORV
51
DELISTED
Lazydays
GORV
– –
-9,384
Closed -$3.36M
HROW icon
52
Harrow
HROW
$1.27B
– –
-155,825
Closed -$2.3M
PSQH.WS icon
53
PSQ Holdings Warrants
PSQH.WS
– –
-146,714
Closed -$11.1K
RDNW
54
RideNow Group
RDNW
$220M
– –
-62,521
Closed -$405K
SWVL icon
55
Swvl Holdings
SWVL
$95.2M
– –
-800
Closed -$2.74K
LEV
56
DELISTED
The Lion Electric Company
LEV
– –
-459,502
Closed -$1.03M
NS
57
DELISTED
NuStar Energy L.P.
NS
– –
-14,000
Closed -$224K
NIR
58
DELISTED
Near Intelligence, Inc. Common Stock
NIR
– –
-202,089
Closed -$2.07M
SGII
59
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
– –
-75,000
Closed -$764K
AAC
60
DELISTED
Ares Acquisition Corporation
AAC
– –
-81,910
Closed -$825K
GTXAP
61
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
– –
-30,000
Closed -$261K
BSGAR
62
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
– –
-10,339
Closed -$1.22K
SRNE
63
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-5,216,250
Closed -$4.62M
DNZ.WS
64
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
– –
-100,000
Closed -$5.14K
EPHY
65
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
– –
-73,264
Closed -$733K
FIEE
66
FiEE Inc
FIEE
$33M
– –
-62,615
Closed -$294K
1 2
3

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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Financial held 79 positions worth $382M, down 14% from $446M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

B. Riley Financial withdrew a net $45.5M in Q1 2023, closing 29 positions and reducing 15 holdings. Its most notable exit was Sorrento Therapeutics, Inc., an estimated $4.62M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 71% of assets, up from 59% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in Diversified Healthcare Trust worth $3.4M.

  • B. Riley Financial's largest Q1 2023 buy was Diversified Healthcare Trust: 2,516,320 shares worth $3.4M.
  • B. Riley Financial added most to The Lion Electric Company Warrants to purchase common shares in Q1 2023, an estimated $566K increase.
  • B. Riley Financial's biggest Q1 2023 reduction was AST SpaceMobile, cutting an estimated $8.78M.
  • B. Riley Financial fully exited Sorrento Therapeutics, Inc. in Q1 2023, selling an estimated $4.62M.
  • B. Riley Financial's ten largest holdings make up 93% of its $382M portfolio in Q1 2023.
  • B. Riley Financial opened 13 new positions and closed 29 in Q1 2023.
  • B. Riley Financial's portfolio value fell 14% quarter-over-quarter to $382M.

Based on B. Riley Financial's 13F filing for Q1 2023, filed 9 May 2023.