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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+7.6%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$563M
AUM Growth
+$115M
Cap. Flow
+$138M
Cap. Flow %
24.43%
Top 10 Hldgs %
89.91%
Holding
104
New
34
Increased
16
Reduced
11
Closed
25

Top Buys

Rank Stock Value
1
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$161M
2
BW icon
Babcock & Wilcox
BW
+$11.5M
3
VYGG
Vy Global Growth
VYGG
+$3.46M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$2.7M
5
LMACA
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
+$2.31M

Top Sells

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$8.91M
2
EOSE icon
Eos Energy Enterprises
EOSE
+$6.5M
3
INSE icon
Inspired Entertainment
INSE
+$6.4M
4
BRPMU
B. Riley Principal 150 Merger Corp. Unit
BRPMU
+$5.25M
5
NN icon
NextNav
NN
+$3.17M

Sector Composition

Rank Sector Weight
1 Industrials 44.83%
2 Communication Services 38.91%
3 Consumer Discretionary 5.58%
4 Technology 5.33%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTLW icon
51
Algoma Steel Group Warrant
ASTLW
$128K
$11K ﹤0.01%
+11,855
New +$21.3K
IFIN.WS
52
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$10K ﹤0.01%
100,000
– –
YOTAR
53
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$5K ﹤0.01%
81,368
+15,000
+23% +$1.18K
DAOOW
54
DELISTED
Crypto 1 Acquisition Corp Warrants
DAOOW
$5K ﹤0.01%
46,236
– –
YOTAW
55
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$4K ﹤0.01%
99,918
+33,550
+51% +$1.68K
HCARW
56
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$4K ﹤0.01%
137,954
+5,904
+4% +$342
ALORW
57
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$3K ﹤0.01%
37,000
– –
MSPRW
58
DELISTED
MSP Recovery Inc Warrant
MSPRW
$2K ﹤0.01%
+34,883
New +$2.63K
QDROW
59
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
$2K ﹤0.01%
+31,809
New +$1.85K
MCAFR
60
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$2K ﹤0.01%
+10,000
New +$1.62K
CRECW
61
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
$2K ﹤0.01%
31,800
– –
KIIIW
62
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$2K ﹤0.01%
160,317
+1,300
+0.8% +$58
TLGA.WS
63
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
$2K ﹤0.01%
+30,405
New +$2.05K
NBSTW
64
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$1K ﹤0.01%
+19,855
New +$2.63K
DMAQR
65
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$1K ﹤0.01%
+30,099
New +$3.33K
BSGAR
66
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$1K ﹤0.01%
+10,339
New +$927
COVAW
67
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$1K ﹤0.01%
41,650
+21,200
+104% +$1.74K
BENER
68
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$1K ﹤0.01%
+10,000
New +$1.61K
AILEW
69
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$1K ﹤0.01%
+43,240
New +$2.76K
AENT icon
70
Alliance Entertainment
AENT
$261M
– –
-37,500
Closed -$371K
APLD icon
71
Applied Digital
APLD
$6.66B
– –
-61,426
Closed -$64K
CDZI icon
72
Cadiz
CDZI
$297M
– –
-400,000
Closed -$932K
CGTX icon
73
Cognition Therapeutics
CGTX
$97.9M
– –
-30,904
Closed -$65K
EOSE icon
74
Eos Energy Enterprises
EOSE
$1.48B
– –
-5,369,778
Closed -$6.5M
VIP
75
Vulcan Infrastructure and Power
VIP
$33.2M
– –
-1,580
Closed -$40K
1 2
3
4

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BHWM
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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Financial held 104 positions worth $563M, up 26% from $448M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

B. Riley Financial deployed $138M of net new capital in Q3 2022, opening 34 new positions and adding to 16 existing holdings. Its largest new stake was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.

By sector, the portfolio is most concentrated in Industrials at 45% of assets, down from 56% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $8.91M trimmed.

  • B. Riley Financial's largest Q3 2022 buy was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2022, an estimated $11.5M increase.
  • B. Riley Financial's biggest Q3 2022 reduction was Franchise Group, Inc., cutting an estimated $8.91M.
  • B. Riley Financial fully exited Eos Energy Enterprises in Q3 2022, selling an estimated $6.5M.
  • B. Riley Financial's ten largest holdings make up 90% of its $563M portfolio in Q3 2022.
  • B. Riley Financial opened 34 new positions and closed 25 in Q3 2022.
  • B. Riley Financial's portfolio value rose 26% quarter-over-quarter to $563M.

Based on B. Riley Financial's 13F filing for Q3 2022, filed 9 Nov 2022.