We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-7.53%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$790M
AUM Growth
+$31.7M
Cap. Flow
+$116M
Cap. Flow %
14.64%
Top 10 Hldgs %
81.08%
Holding
52
New
20
Increased
3
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
DDI
DoubleDown Interactive
DDI
+$32.4M
2
TLS icon
Telos
TLS
+$27.1M
3
GSL icon
Global Ship Lease
GSL
+$23.8M
4
PPTA
Perpetua Resources
PPTA
+$20.6M
5
LFMD icon
LifeMD
LFMD
+$12.3M

Top Sells

Rank Stock Value
1
CLBR.U
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
+$15.4M
2
FRG
Franchise Group, Inc.
FRG
+$6.78M
3
SONM icon
DNA X Inc
SONM
+$5.85M
4
EOSE icon
Eos Energy Enterprises
EOSE
+$5.23M
5
IMBI
iMedia Brands, Inc. Class A Common Stock
IMBI
+$4.85M

Sector Composition

Rank Sector Weight
1 Industrials 59.14%
2 Consumer Discretionary 13.17%
3 Technology 13.07%
4 Communication Services 5.14%
5 Financials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRAX
51
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
– –
-339,371
Closed -$1.85M
1 2
3

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Financial held 52 positions worth $790M, up 4.2% from $759M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

B. Riley Financial deployed $116M of net new capital in Q3 2021, opening 20 new positions and adding to 3 existing holdings. Its largest new stake was DoubleDown Interactive: 1,902,324 shares worth $33.5M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, down from 66% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $6.78M trimmed.

  • B. Riley Financial's largest Q3 2021 buy was DoubleDown Interactive: 1,902,324 shares worth $33.5M.
  • B. Riley Financial added most to Global Ship Lease in Q3 2021, an estimated $23.8M increase.
  • B. Riley Financial's biggest Q3 2021 reduction was Franchise Group, Inc., cutting an estimated $6.78M.
  • B. Riley Financial fully exited Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant in Q3 2021, selling an estimated $15.4M.
  • B. Riley Financial's ten largest holdings make up 81% of its $790M portfolio in Q3 2021.
  • B. Riley Financial opened 20 new positions and closed 12 in Q3 2021.
  • B. Riley Financial's portfolio value rose 4.2% quarter-over-quarter to $790M.

Based on B. Riley Financial's 13F filing for Q3 2021, filed 10 Nov 2021.