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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+33.17%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$398M
AUM Growth
+$127M
Cap. Flow
+$56.1M
Cap. Flow %
14.1%
Top 10 Hldgs %
94.71%
Holding
63
New
12
Increased
5
Reduced
8
Closed
26

Top Buys

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$70.1M
2
ECC
Eagle Point Credit Company
ECC
+$3.2M
3
PBPB
Potbelly
PBPB
+$1.96M
4
NKLA
Nikola Corporation Common Stock
NKLA
+$565K
5
LACQ
Leisure Acquisition Corp.
LACQ
+$515K

Top Sells

Rank Stock Value
1
VSI
Vitamin Shoppe Inc.
VSI
+$6.56M
2
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.09M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.14M
4
LSAK icon
Lesaka Technologies
LSAK
+$1.29M
5
CLW icon
Clearwater Paper
CLW
+$1.29M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.73%
2 Industrials 37.3%
3 Financials 8.54%
4 Consumer Discretionary 8.24%
5 Energy 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIT
51
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-19,600
Closed -$191K
GWPH
52
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-25,000
Closed -$2.88M
PIC.U
53
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-25,000
Closed -$255K
NFINW
54
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-22,992
Closed -$7K
NFINU
55
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-306,100
Closed -$3.09M
FTACU
56
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
– –
-19,817
Closed -$212K
CNXM
57
DELISTED
CNX Midstream Partners LP
CNXM
– –
-35,000
Closed -$494K
TLRD
58
DELISTED
Tailored Brands, Inc.
TLRD
– –
-150,000
Closed -$660K
TIVO
59
DELISTED
Tivo Inc
TIVO
– –
-25,000
Closed -$190K
VSI
60
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-1,006,000
Closed -$6.56M
VG
61
DELISTED
Vonage Holdings Corporation
VG
– –
-22,600
Closed -$255K
GCVRZ
62
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-256,219
Closed -$144K
1 2
3

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CEI
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SWA
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SCP
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DCM
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HSA
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B. Riley Financial's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Financial held 63 positions worth $398M, up 47% from $270M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

B. Riley Financial deployed $56.1M of net new capital in Q4 2019, opening 12 new positions and adding to 5 existing holdings. Its largest new stake was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, up from 40% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $2.14M trimmed.

  • B. Riley Financial's largest Q4 2019 buy was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.
  • B. Riley Financial added most to Immersion in Q4 2019, an estimated $374K increase.
  • B. Riley Financial's biggest Q4 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $2.14M.
  • B. Riley Financial fully exited Vitamin Shoppe Inc. in Q4 2019, selling an estimated $6.56M.
  • B. Riley Financial's ten largest holdings make up 95% of its $398M portfolio in Q4 2019.
  • B. Riley Financial opened 12 new positions and closed 26 in Q4 2019.
  • B. Riley Financial's portfolio value rose 47% quarter-over-quarter to $398M.

Based on B. Riley Financial's 13F filing for Q4 2019, filed 5 Feb 2020.