We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$270M
AUM Growth
+$62.4M
Cap. Flow
+$32M
Cap. Flow %
11.82%
Top 10 Hldgs %
86.05%
Holding
64
New
20
Increased
8
Reduced
6
Closed
14

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$22.3M
2
GSL icon
Global Ship Lease
GSL
+$15.2M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.08M
4
TURN
180 Degree Capital
TURN
+$2.81M
5
EHTH icon
eHealth
EHTH
+$1.47M

Top Sells

Rank Stock Value
1
RRGB icon
Red Robin
RRGB
+$6.67M
2
MGNI icon
Magnite
MGNI
+$3.75M
3
RRC icon
Range Resources
RRC
+$2.79M
4
TST
TheStreet, Inc.
TST
+$2.09M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$1.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.72%
2 Industrials 21.97%
3 Consumer Discretionary 18.54%
4 Financials 13.6%
5 Energy 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVXL icon
51
Anavex Life Sciences
AVXL
$226M
– –
-24,000
Closed -$81K
HESM icon
52
Hess Midstream
HESM
$5.11B
– –
-44,768
Closed -$873K
HFFG icon
53
HF Foods Group
HFFG
$92.3M
– –
-9,000
Closed -$313K
MGNI icon
54
Magnite
MGNI
$3.4B
– –
-589,055
Closed -$3.75M
RRC icon
55
Range Resources
RRC
$9.79B
– –
-400,000
Closed -$2.79M
RRGB icon
56
Red Robin
RRGB
$137M
– –
-218,301
Closed -$6.67M
SMH icon
57
PUT
VanEck Semiconductor ETF
SMH
$67.1B
– –
-20,000
Closed -$1.1M
TONX
58
TON Strategy Co
TONX
$168M
– –
-6
Closed -$101K
ICD
59
DELISTED
Independence Contract Drilling, Inc.
ICD
– –
-1,750
Closed -$55K
APHA
60
DELISTED
Aphria Inc. Common Shares
APHA
– –
-25,000
Closed -$176K
RPLA
61
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-99,900
Closed -$976K
FRAN
62
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-1,667
Closed -$10K
TGE
63
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-12,776
Closed -$270K
TST
64
DELISTED
TheStreet, Inc.
TST
– –
-340,363
Closed -$2.09M
1 2
3

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Financial held 64 positions worth $270M, up 30% from $208M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

B. Riley Financial deployed $32M of net new capital in Q3 2019, opening 20 new positions and adding to 8 existing holdings. Its largest new stake was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 40% of assets, up from 31% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $1.28M trimmed.

  • B. Riley Financial's largest Q3 2019 buy was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2019, an estimated $22.3M increase.
  • B. Riley Financial's biggest Q3 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $1.28M.
  • B. Riley Financial fully exited Red Robin in Q3 2019, selling an estimated $6.67M.
  • B. Riley Financial's ten largest holdings make up 86% of its $270M portfolio in Q3 2019.
  • B. Riley Financial opened 20 new positions and closed 14 in Q3 2019.
  • B. Riley Financial's portfolio value rose 30% quarter-over-quarter to $270M.

Based on B. Riley Financial's 13F filing for Q3 2019, filed 14 Nov 2019.