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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
51
iShares MSCI EAFE ETF
EFA
$76.4B
$1.38M 0.39%
20,264
-12,976
-39% -$876K
ACWV icon
52
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$1.36M 0.39%
15,451
+1,078
+8% +$92.7K
ARCC icon
53
Ares Capital
ARCC
$13.4B
$1.32M 0.37%
76,833
-1,000
-1% -$17.1K
HOFV
54
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.23M 0.35%
8,074
– –
EQM
55
DELISTED
EQM Midstream Partners, LP
EQM
$1.15M 0.33%
+21,696
New +$1.18M
NTG
56
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.11M 0.32%
6,918
+1,730
+33% +$280K
MUB icon
57
iShares National Muni Bond ETF
MUB
$45.2B
$1.09M 0.31%
10,108
– –
BVH
58
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1.09M 0.31%
29,410
+12,930
+78% +$517K
ECC
59
Eagle Point Credit Company
ECC
$497M
$999K 0.28%
+55,809
New +$1.02M
PGX icon
60
Invesco Preferred ETF
PGX
$3.79B
$975K 0.28%
68,085
+7,936
+13% +$115K
LQD icon
61
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$940K 0.27%
8,178
-1,361
-14% -$157K
GNR icon
62
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$938K 0.27%
18,552
-1,237
-6% -$61K
DVY icon
63
iShares Select Dividend ETF
DVY
$23.8B
$918K 0.26%
9,204
– –
EMB icon
64
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$880K 0.25%
8,160
-3,416
-30% -$367K
USMV icon
65
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$874K 0.25%
15,325
-577
-4% -$32.2K
ENTA icon
66
PUT
Enanta Pharmaceuticals
ENTA
$362M
$855K 0.24%
+10,000
New +$1M
VPL icon
67
Vanguard FTSE Pacific ETF
VPL
$7.77B
$842K 0.24%
11,844
+2,304
+24% +$160K
LDP icon
68
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$816K 0.23%
34,262
+1,006
+3% +$24.9K
UPBD icon
69
Upbound Group
UPBD
$1.22B
$802K 0.23%
55,798
– –
IBB icon
70
iShares Biotechnology ETF
IBB
$9.45B
$775K 0.22%
6,355
-363
-5% -$42.7K
ESI icon
71
Element Solutions
ESI
$8.48B
$748K 0.21%
60,000
– –
GMZ
72
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$745K 0.21%
11,559
+283
+3% +$18.7K
VCLT icon
73
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$734K 0.21%
8,338
+497
+6% +$43.9K
AFT
74
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$719K 0.2%
44,973
– –
TA
75
DELISTED
TravelCenters of America LLC
TA
$684K 0.19%
23,986
– –
1 2
3
4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.