BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$241M
Cap. Flow
+$70.8M
Cap. Flow %
29.38%
Top 10 Hldgs %
27.39%
Holding
235
New
63
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FNSR
51
DELISTED
Finisar Corp
FNSR
$1.45M 0.39%
55,768
+38,197
+217% +$992K
EFA icon
52
iShares MSCI EAFE ETF
EFA
$65.3B
$1.42M 0.39%
21,782
+324
+2% +$21.1K
NLST
53
DELISTED
Netlist, Inc.
NLST
$1.38M 0.37%
1,351,013
+405,375
+43% +$413K
CACC icon
54
Credit Acceptance
CACC
$5.83B
$1.34M 0.36%
+5,200
New +$1.34M
LQD icon
55
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$1.27M 0.35%
10,572
– –
ARCC icon
56
Ares Capital
ARCC
$15.7B
$1.26M 0.34%
76,733
-570
-0.7% -$9.34K
ALV icon
57
Autoliv
ALV
$9.53B
$1.26M 0.34%
+11,426
New +$1.26M
AAPC
58
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1.25M 0.34%
122,381
– –
NMIH icon
59
NMI Holdings
NMIH
$3.08B
$1.23M 0.33%
+313,870
New +$1.23M
LDUR icon
60
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
$1.17M 0.32%
11,544
+1,615
+16% +$164K
CDZI icon
61
Cadiz
CDZI
$289M
$1.14M 0.31%
84,042
-69,313
-45% -$936K
EMB icon
62
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$1.13M 0.31%
9,899
+120
+1% +$13.7K
ACWV icon
63
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
$1.13M 0.31%
14,269
– –
QQQ icon
64
Invesco QQQ Trust
QQQ
$363B
$1.12M 0.3%
8,108
– –
CVNA icon
65
Carvana
CVNA
$49.7B
$1.1M 0.3%
+53,758
New +$1.1M
PRMW
66
DELISTED
Primo Water Corporation
PRMW
$1.07M 0.29%
84,375
+48,907
+138% +$621K
USMV icon
67
iShares MSCI USA Min Vol Factor ETF
USMV
$23.3B
$1.04M 0.28%
21,269
– –
DVY icon
68
iShares Select Dividend ETF
DVY
$20.6B
$1.02M 0.28%
11,093
-25
-0.2% -$2.31K
LITE icon
69
Lumentum
LITE
$9.37B
$1.01M 0.28%
17,775
+8,386
+89% +$478K
ORGO icon
70
Organogenesis Holdings
ORGO
$629M
$985K 0.27%
100,000
– –
IMXI icon
71
International Money Express
IMXI
$433M
$980K 0.27%
100,000
– –
USWS
72
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$966K 0.26%
+100,000
New +$966K
MUB icon
73
iShares National Muni Bond ETF
MUB
$38.6B
$964K 0.26%
8,758
+229
+3% +$25.2K
TUR icon
74
iShares MSCI Turkey ETF
TUR
$166M
$955K 0.26%
+23,000
New +$955K
HXL icon
75
Hexcel
HXL
$5.09B
$944K 0.26%
+17,885
New +$944K
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3
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