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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
-$11.9M
Cap. Flow %
-7.94%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Technology 10.76%
2 Financials 9.78%
3 Consumer Discretionary 8.05%
4 Industrials 6.43%
5 Utilities 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AET
51
DELISTED
Aetna Inc
AET
$744K 0.5%
6,000
– –
DIA icon
52
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$708K 0.47%
3,586
-125
-3% -$23.6K
GARS
53
DELISTED
Garrison Capital Inc.
GARS
$702K 0.47%
75,055
+1,900
+3% +$18K
VCLT icon
54
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$656K 0.44%
7,347
-1,117
-13% -$101K
LDP icon
55
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$641K 0.43%
26,133
-375
-1% -$9.03K
ESI icon
56
Element Solutions
ESI
$8.48B
$589K 0.39%
+60,000
New +$513K
ACWX icon
57
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$568K 0.38%
14,108
+750
+6% +$30.4K
DNL icon
58
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$471M
$563K 0.38%
+24,444
New +$571K
IEFA icon
59
iShares Core MSCI EAFE ETF
IEFA
$186B
$551K 0.37%
+10,275
New +$552K
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.1T
$546K 0.36%
3,350
-221
-6% -$34K
EFAV icon
61
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$540K 0.36%
8,819
+1,289
+17% +$81.5K
AIF
62
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$537K 0.36%
34,767
+118
+0.3% +$1.79K
IJH icon
63
iShares Core S&P Mid-Cap ETF
IJH
$121B
$532K 0.36%
16,080
– –
NBB icon
64
Nuveen Taxable Municipal Income Fund
NBB
$447M
$529K 0.35%
25,623
-300
-1% -$6.27K
IBB icon
65
iShares Biotechnology ETF
IBB
$9.45B
$504K 0.34%
5,703
+1,347
+31% +$123K
SPLK
66
DELISTED
Splunk Inc
SPLK
$490K 0.33%
9,579
– –
VPL icon
67
Vanguard FTSE Pacific ETF
VPL
$7.77B
$480K 0.32%
8,251
+4,925
+148% +$293K
MS icon
68
Morgan Stanley
MS
$319B
$465K 0.31%
+11,000
New +$416K
ON icon
69
ON Semiconductor
ON
$30.7B
$451K 0.3%
35,373
-3,675
-9% -$43.9K
PGX icon
70
Invesco Preferred ETF
PGX
$3.79B
$445K 0.3%
31,244
+7,543
+32% +$110K
MCFT icon
71
MasterCraft Boat Holdings
MCFT
$596M
$423K 0.28%
+28,980
New +$369K
NMFC icon
72
New Mountain Finance
NMFC
$654M
$423K 0.28%
+30,000
New +$414K
UE icon
73
Urban Edge Properties
UE
$2.9B
$419K 0.28%
15,215
– –
CLAC
74
DELISTED
Capitol Acquisition Corp. III
CLAC
$378K 0.25%
37,950
+18,750
+98% +$185K
IGSB icon
75
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$375K 0.25%
+7,156
New +$376K
1 2
3
4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial withdrew a net $11.9M in Q4 2016, closing 22 positions and reducing 44 holdings. Its most notable exit was Westport Fuel Systems, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in EarthLink Holdings Corp. worth $4.12M.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.