BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+5.13%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$122M
AUM Growth
+$122M
Cap. Flow
-$20.3M
Cap. Flow %
-16.62%
Top 10 Hldgs %
35.37%
Holding
165
New
22
Increased
27
Reduced
35
Closed
18

Top Buys

1
VATE icon
INNOVATE Corp
VATE
$949K
2
NLST
Netlist, Inc.
NLST
$906K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$727K
4
KEM
KEMET Corporation
KEM
$676K
5
FG
FGL Holdings Ordinary Shares
FG
$498K

Top Sells

1
UNTD
UNITED ONLINE INC COM NEW
UNTD
$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
$4.27M
3
TIVO
Tivo Inc
TIVO
$2.01M
4
WPRT
Westport Fuel Systems
WPRT
$1.24M
5
NHLD
National Holdings Corporation
NHLD
$787K

Sector Composition

1 Technology 11.33%
2 Industrials 8.66%
3 Consumer Discretionary 8%
4 Financials 7.51%
5 Communication Services 0.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPLK
51
DELISTED
Splunk Inc
SPLK
$562K 0.36%
9,579
– –
ACWX icon
52
iShares MSCI ACWI ex US ETF
ACWX
$6.59B
$554K 0.35%
13,358
+5,333
+66% +$221K
AIF
53
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$536K 0.34%
34,649
– –
VGK icon
54
Vanguard FTSE Europe ETF
VGK
$26.6B
$522K 0.33%
10,716
– –
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.08T
$516K 0.33%
3,571
– –
EFAV icon
56
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$509K 0.33%
7,530
– –
PRGX
57
DELISTED
PRGX Global, Inc.
PRGX
$504K 0.32%
107,107
-906,488
-89% -$4.27M
IJH icon
58
iShares Core S&P Mid-Cap ETF
IJH
$99.4B
$498K 0.32%
3,216
– –
FG
59
DELISTED
FGL Holdings Ordinary Shares
FG
$498K 0.32%
+50,820
New +$498K
ON icon
60
ON Semiconductor
ON
$19.5B
$481K 0.31%
39,048
-731
-2% -$9.01K
UE icon
61
Urban Edge Properties
UE
$2.63B
$428K 0.27%
15,215
– –
IBB icon
62
iShares Biotechnology ETF
IBB
$5.68B
$420K 0.27%
1,452
+105
+8% +$30.4K
META icon
63
Meta Platforms (Facebook)
META
$1.85T
$401K 0.26%
3,123
+500
+19% +$64.2K
BKCC
64
DELISTED
BlackRock Capital Investment Corporation
BKCC
$384K 0.25%
46,412
+1,000
+2% +$8.27K
XTIA icon
65
XTI Aerospace
XTIA
$40.9M
$365K 0.23%
1,018,413
– -$536K
PGX icon
66
Invesco Preferred ETF
PGX
$3.86B
$359K 0.23%
23,701
– –
XLV icon
67
Health Care Select Sector SPDR Fund
XLV
$33.8B
$341K 0.22%
4,729
– –
SLRC icon
68
SLR Investment Corp
SLRC
$903M
$331K 0.21%
16,109
– –
LITE icon
69
Lumentum
LITE
$9.37B
$301K 0.19%
7,212
-1,094
-13% -$45.7K
BV
70
DELISTED
Bazaarvoice, Inc.
BV
$299K 0.19%
50,625
-10,429
-17% -$61.6K
AMLP icon
71
Alerian MLP ETF
AMLP
$10.6B
$297K 0.19%
23,434
-2,608
-10% -$33K
BOI
72
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$297K 0.19%
19,805
-166
-0.8% -$2.49K
ET icon
73
Energy Transfer Partners
ET
$60.3B
$295K 0.19%
17,590
-5,000
-22% -$83.9K
NLSN
74
DELISTED
Nielsen Holdings plc
NLSN
$289K 0.19%
5,400
– –
FCRD
75
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$288K 0.18%
30,200
– –
1 2
3
4 5