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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$173M
AUM Growth
+$37M
Cap. Flow
-$2.78M
Cap. Flow %
-1.61%
Top 10 Hldgs %
49.65%
Holding
153
New
18
Increased
37
Reduced
26
Closed
13

Top Buys

Rank Stock Value
1
WPRT
Westport Fuel Systems
WPRT
+$3.48M
2
TIVO
Tivo Inc
TIVO
+$1.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.56M
4
KEM
KEMET Corporation
KEM
+$577K
5
UE icon
Urban Edge Properties
UE
+$408K

Top Sells

Rank Stock Value
1
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$3.38M
2
PRGX
PRGX Global, Inc.
PRGX
+$2.87M
3
VATE icon
INNOVATE Corp
VATE
+$1.66M
4
MWW
Monster Worldwide Inc
MWW
+$927K
5
TNAV
Telenav Inc.
TNAV
+$904K

Sector Composition

Rank Sector Weight
1 Miscellaneous 65.29%
2 Financials 11.44%
3 Industrials 9.16%
4 Technology 7.02%
5 Consumer Discretionary 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
51
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$679K 0.39%
3,796
+1
+0% +$178
LDUR icon
52
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
$609K 0.35%
6,063
+990
+20% +$99K
NTG
53
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$595K 0.34%
3,224
– –
NBB icon
54
Nuveen Taxable Municipal Income Fund
NBB
$432M
$591K 0.34%
25,923
– –
EEM icon
55
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$564K 0.33%
16,408
-375
-2% -$12.6K
XTIA icon
56
XTI Aerospace
XTIA
$36.9M
– –
0
– –
SPLK
57
DELISTED
Splunk Inc
SPLK
$519K 0.3%
9,579
– –
BRK.B icon
58
Berkshire Hathaway Class B
BRK.B
$1.11T
$517K 0.3%
3,571
-244
-6% -$34.9K
EFAV icon
59
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
$500K 0.29%
7,530
– –
VGK icon
60
Vanguard FTSE Europe ETF
VGK
$30.1B
$500K 0.29%
10,716
– –
AIF
61
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$500K 0.29%
34,649
– –
IJH icon
62
iShares Core S&P Mid-Cap ETF
IJH
$122B
$480K 0.28%
16,080
– –
UE icon
63
Urban Edge Properties
UE
$2.55B
$454K 0.26%
+15,215
New +$408K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$123B
$382K 0.22%
15,240
– –
PGX icon
65
Invesco Preferred ETF
PGX
$3.65B
$361K 0.21%
23,701
-2,972
-11% -$44.6K
BKCC
66
DELISTED
BlackRock Capital Investment Corporation
BKCC
$353K 0.2%
+45,412
New +$375K
ON icon
67
ON Semiconductor
ON
$28.5B
$351K 0.2%
39,779
-2,500
-6% -$23.8K
IBB icon
68
iShares Biotechnology ETF
IBB
$10.3B
$347K 0.2%
4,041
+210
+5% +$18.8K
XLV icon
69
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$339K 0.2%
4,729
– –
FCRD
70
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$336K 0.19%
+30,200
New +$329K
AMLP icon
71
Alerian MLP ETF
AMLP
$13.4B
$331K 0.19%
5,208
-112
-2% -$6.75K
ET icon
72
Energy Transfer Partners
ET
$73.4B
$325K 0.19%
22,590
– –
ACWX icon
73
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
$313K 0.18%
8,025
+946
+13% +$37.5K
SLRC icon
74
SLR Investment Corp
SLRC
$658M
$307K 0.18%
16,109
– –
BP icon
75
BP
BP
$121B
$305K 0.18%
10,222
+190
+2% +$5.12K
1 2
3
4 5

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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q2 2016 Portfolio in Review

As of Q2 2016, B. Riley Financial held 153 positions worth $173M, up 27% from $136M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

B. Riley Financial's Q2 2016 filing shows 18 new, 37 increased, 26 reduced and 13 closed positions. Its largest new stake was Westport Fuel Systems: 161,787 shares worth $2.7M. The largest sale was FUEL SYSTEMS SOLUTIONS INC COM STK, an estimated $3.38M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 56% a quarter earlier, followed by Financials and Industrials.

  • B. Riley Financial's largest Q2 2016 buy was Westport Fuel Systems: 161,787 shares worth $2.7M.
  • B. Riley Financial added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2016, an estimated $1.56M increase.
  • B. Riley Financial's biggest Q2 2016 reduction was PRGX Global, Inc., cutting an estimated $2.87M.
  • B. Riley Financial fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q2 2016, selling an estimated $3.38M.
  • B. Riley Financial's ten largest holdings make up 50% of its $173M portfolio in Q2 2016.
  • B. Riley Financial opened 18 new positions and closed 13 in Q2 2016.
  • B. Riley Financial's portfolio value rose 27% quarter-over-quarter to $173M.

Based on B. Riley Financial's 13F filing for Q2 2016, filed 16 Aug 2016.