BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+2.38%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
-$43K
Cap. Flow
-$4.42M
Cap. Flow %
-3.25%
Top 10 Hldgs %
40.55%
Holding
152
New
15
Increased
37
Reduced
26
Closed
13

Top Buys

1
WPRT
Westport Fuel Systems
WPRT
$2.7M
2
TIVO
Tivo Inc
TIVO
$1.8M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.56M
4
KEM
KEMET Corporation
KEM
$680K
5
UE icon
Urban Edge Properties
UE
$454K

Top Sells

1
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$3.38M
2
PRGX
PRGX Global, Inc.
PRGX
$3.04M
3
VATE icon
INNOVATE Corp
VATE
$1.77M
4
TNAV
Telenav Inc.
TNAV
$883K
5
MWW
Monster Worldwide Inc
MWW
$774K

Sector Composition

1 Industrials 11.58%
2 Technology 8.77%
3 Financials 6.65%
4 Consumer Discretionary 6.47%
5 Communication Services 0.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTG
51
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$595K 0.34%
3,224
– –
NBB icon
52
Nuveen Taxable Municipal Income Fund
NBB
$472M
$591K 0.34%
25,923
– –
EEM icon
53
iShares MSCI Emerging Markets ETF
EEM
$18.9B
$564K 0.33%
16,408
-375
-2% -$12.9K
XTIA icon
54
XTI Aerospace
XTIA
$40.9M
– –
0
– -$628K
SPLK
55
DELISTED
Splunk Inc
SPLK
$519K 0.3%
9,579
– –
BRK.B icon
56
Berkshire Hathaway Class B
BRK.B
$1.09T
$517K 0.3%
3,571
-244
-6% -$35.3K
AIF
57
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$500K 0.29%
34,649
– –
EFAV icon
58
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$500K 0.29%
7,530
– –
VGK icon
59
Vanguard FTSE Europe ETF
VGK
$26.7B
$500K 0.29%
10,716
– –
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$100B
$480K 0.28%
16,080
– –
UE icon
61
Urban Edge Properties
UE
$2.62B
$454K 0.26%
+15,215
New +$454K
IWF icon
62
iShares Russell 1000 Growth ETF
IWF
$117B
$382K 0.22%
3,810
– –
PGX icon
63
Invesco Preferred ETF
PGX
$3.88B
$361K 0.21%
23,701
-2,972
-11% -$45.3K
BKCC
64
DELISTED
BlackRock Capital Investment Corporation
BKCC
$353K 0.2%
+45,412
New +$353K
ON icon
65
ON Semiconductor
ON
$19.6B
$351K 0.2%
39,779
-2,500
-6% -$22.1K
IBB icon
66
iShares Biotechnology ETF
IBB
$5.65B
$347K 0.2%
4,041
+210
+5% +$18K
XLV icon
67
Health Care Select Sector SPDR Fund
XLV
$33.8B
$339K 0.2%
4,729
– –
FCRD
68
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$336K 0.19%
+30,200
New +$336K
AMLP icon
69
Alerian MLP ETF
AMLP
$10.6B
$331K 0.19%
5,208
-112
-2% -$7.12K
ET icon
70
Energy Transfer Partners
ET
$60.4B
$325K 0.19%
22,590
– –
ACWX icon
71
iShares MSCI ACWI ex US ETF
ACWX
$6.61B
$313K 0.18%
8,025
+946
+13% +$36.9K
SLRC icon
72
SLR Investment Corp
SLRC
$905M
$307K 0.18%
16,109
– –
BP icon
73
BP
BP
$88.8B
$305K 0.18%
10,222
+190
+2% +$5.67K
GNAT
74
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$301K 0.17%
23,604
– –
META icon
75
Meta Platforms (Facebook)
META
$1.88T
$300K 0.17%
2,623
– –
1 2
3
4 5