BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+1.72%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
+$136M
Cap. Flow
+$6.23M
Cap. Flow %
4.58%
Top 10 Hldgs %
41.85%
Holding
153
New
19
Increased
32
Reduced
46
Closed
15

Top Buys

1
HPQ icon
HP
HPQ
$2.18M
2
KEM
KEMET Corporation
KEM
$1.87M
3
VATE icon
INNOVATE Corp
VATE
$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1.17M
5
HPE icon
Hewlett Packard
HPE
$1.17M

Top Sells

1
MWW
Monster Worldwide Inc
MWW
$1.88M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$712K
3
XTIA icon
XTI Aerospace
XTIA
$653K
4
SQNS
Sequans Communications
SQNS
$356K
5
WYY icon
WidePoint Corp
WYY
$346K

Sector Composition

1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EEM icon
51
iShares MSCI Emerging Markets ETF
EEM
$19B
$575K 0.42%
16,783
-5,625
-25% -$193K
NBB icon
52
Nuveen Taxable Municipal Income Fund
NBB
$474M
$560K 0.41%
25,923
-1,500
-5% -$32.4K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.08T
$541K 0.4%
3,815
– –
NTG
54
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$527K 0.39%
32,235
+580
+2% +$9.48K
VGK icon
55
Vanguard FTSE Europe ETF
VGK
$26.6B
$520K 0.38%
10,716
– –
LDUR icon
56
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
$506K 0.37%
5,073
-501
-9% -$50K
EFAV icon
57
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$500K 0.37%
7,530
-794
-10% -$52.7K
AIF
58
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$472K 0.35%
34,649
– –
SPLK
59
DELISTED
Splunk Inc
SPLK
$469K 0.34%
9,579
– –
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$99.4B
$464K 0.34%
3,216
– –
BRK.A icon
61
Berkshire Hathaway Class A
BRK.A
$1.08T
$427K 0.31%
2
– –
ON icon
62
ON Semiconductor
ON
$19.5B
$405K 0.3%
42,279
-637
-1% -$6.1K
PGX icon
63
Invesco Preferred ETF
PGX
$3.86B
$398K 0.29%
26,673
-2,617
-9% -$39K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$117B
$380K 0.28%
+3,810
New +$380K
IBB icon
65
iShares Biotechnology ETF
IBB
$5.68B
$333K 0.24%
1,277
+355
+39% +$92.6K
XLV icon
66
Health Care Select Sector SPDR Fund
XLV
$33.8B
$321K 0.24%
4,729
– –
META icon
67
Meta Platforms (Facebook)
META
$1.85T
$299K 0.22%
2,623
– –
MFIC icon
68
MidCap Financial Investment
MFIC
$1.21B
$293K 0.22%
52,771
+163
+0.3% +$899
BOI
69
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$292K 0.21%
19,971
– –
AMLP icon
70
Alerian MLP ETF
AMLP
$10.6B
$290K 0.21%
26,602
+52
+0.2% +$545
NLSN
71
DELISTED
Nielsen Holdings plc
NLSN
$284K 0.21%
5,400
– –
ACWX icon
72
iShares MSCI ACWI ex US ETF
ACWX
$6.59B
$279K 0.21%
7,079
-270
-4% -$10.6K
SLRC icon
73
SLR Investment Corp
SLRC
$903M
$278K 0.2%
16,109
– –
GNAT
74
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$277K 0.2%
23,604
-16,456
-41% -$193K
XLY icon
75
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$272K 0.2%
3,440
– –
1 2
3
4 5