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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$136M
AUM Growth
-$2.7M
Cap. Flow
+$4.77M
Cap. Flow %
3.5%
Top 10 Hldgs %
41.85%
Holding
151
New
19
Increased
32
Reduced
45
Closed
17

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$1.9M
2
KEM
KEMET Corporation
KEM
+$1.71M
3
VATE icon
INNOVATE Corp
VATE
+$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$970K
5
PRGX
PRGX Global, Inc.
PRGX
+$957K

Top Sells

Rank Stock Value
1
MWW
Monster Worldwide Inc
MWW
+$2.24M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
+$712K
3
SQNS
Sequans Communications SA
SQNS
+$356K
4
WYY icon
WidePoint Corp
WYY
+$346K
5
GUID
Guidance Software, Inc.
GUID
+$344K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.92%
2 Financials 14.75%
3 Industrials 14.06%
4 Technology 10.17%
5 Consumer Discretionary 3.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
51
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$575K 0.42%
16,783
-5,625
-25% -$174K
NBB icon
52
Nuveen Taxable Municipal Income Fund
NBB
$432M
$560K 0.41%
25,923
-1,500
-5% -$31.3K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.11T
$541K 0.4%
3,815
– –
NTG
54
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$527K 0.39%
3,224
+58
+2% +$8.78K
VGK icon
55
Vanguard FTSE Europe ETF
VGK
$30.1B
$520K 0.38%
10,716
– –
LDUR icon
56
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
$506K 0.37%
5,073
-501
-9% -$49.6K
EFAV icon
57
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
$500K 0.37%
7,530
-794
-10% -$50.5K
AIF
58
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$472K 0.35%
34,649
– –
SPLK
59
DELISTED
Splunk Inc
SPLK
$469K 0.34%
9,579
– –
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$122B
$464K 0.34%
16,080
– –
BRK.A icon
61
Berkshire Hathaway Class A
BRK.A
$1.1T
$427K 0.31%
2
– –
ON icon
62
ON Semiconductor
ON
$28.5B
$405K 0.3%
42,279
-637
-1% -$5.46K
PGX icon
63
Invesco Preferred ETF
PGX
$3.65B
$398K 0.29%
26,673
-2,617
-9% -$38.5K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$123B
$380K 0.28%
+15,240
New +$360K
IBB icon
65
iShares Biotechnology ETF
IBB
$10.3B
$333K 0.24%
3,831
+1,065
+39% +$95.2K
XLV icon
66
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$321K 0.24%
4,729
– –
META icon
67
Meta Platforms (Facebook)
META
$1.71T
$299K 0.22%
2,623
– –
MFIC icon
68
MidCap Financial Investment
MFIC
$745M
$293K 0.22%
17,590
+54
+0.3% +$834
BOI
69
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$292K 0.21%
19,971
– –
AMLP icon
70
Alerian MLP ETF
AMLP
$13.4B
$290K 0.21%
5,320
+10
+0.2% +$508
NLSN
71
DELISTED
Nielsen Holdings plc
NLSN
$284K 0.21%
5,400
– –
ACWX icon
72
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
$279K 0.21%
7,079
-270
-4% -$10.1K
SLRC icon
73
SLR Investment Corp
SLRC
$658M
$278K 0.2%
16,109
– –
GNAT
74
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$277K 0.2%
23,604
-16,456
-41% -$175K
XLY icon
75
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$272K 0.2%
6,880
– –
1 2
3
4 5

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Financial held 151 positions worth $136M, down 1.9% from $139M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

B. Riley Financial deployed $4.77M of net new capital in Q1 2016, opening 19 new positions and adding to 32 existing holdings. Its largest new stake was HP: 177,261 shares worth $2.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, down from 58% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Monster Worldwide Inc, an estimated $2.24M trimmed.

  • B. Riley Financial's largest Q1 2016 buy was HP: 177,261 shares worth $2.18M.
  • B. Riley Financial added most to KEMET Corporation in Q1 2016, an estimated $1.71M increase.
  • B. Riley Financial's biggest Q1 2016 reduction was Monster Worldwide Inc, cutting an estimated $2.24M.
  • B. Riley Financial fully exited API TECHNOLOGIES CORP. COMMON STOCK in Q1 2016, selling an estimated $712K.
  • B. Riley Financial's ten largest holdings make up 42% of its $136M portfolio in Q1 2016.
  • B. Riley Financial opened 19 new positions and closed 17 in Q1 2016.
  • B. Riley Financial's portfolio value fell 1.9% quarter-over-quarter to $136M.

Based on B. Riley Financial's 13F filing for Q1 2016, filed 16 May 2016.