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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$136M
AUM Growth
-$2.7M
Cap. Flow
-$3.07M
Cap. Flow %
-2.26%
Top 10 Hldgs %
41.85%
Holding
151
New
19
Increased
32
Reduced
45
Closed
17

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$1.9M
2
KEM
KEMET Corporation
KEM
+$1.71M
3
VATE icon
INNOVATE Corp
VATE
+$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$970K
5
PRGX
PRGX Global, Inc.
PRGX
+$957K

Top Sells

Rank Stock Value
1
MWW
Monster Worldwide Inc
MWW
+$2.24M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
+$712K
3
SQNS
Sequans Communications SA
SQNS
+$356K
4
WYY icon
WidePoint Corp
WYY
+$346K
5
GUID
Guidance Software, Inc.
GUID
+$344K

Sector Composition

Rank Sector Weight
1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
51
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$575K 0.42%
16,783
-5,625
-25% -$174K
NBB icon
52
Nuveen Taxable Municipal Income Fund
NBB
$447M
$560K 0.41%
25,923
-1,500
-5% -$31.3K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.1T
$541K 0.4%
3,815
– –
NTG
54
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$527K 0.39%
3,224
+58
+2% +$8.78K
VGK icon
55
Vanguard FTSE Europe ETF
VGK
$30.1B
$520K 0.38%
10,716
– –
LDUR icon
56
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$506K 0.37%
5,073
-501
-9% -$49.6K
EFAV icon
57
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$500K 0.37%
7,530
-794
-10% -$50.5K
AIF
58
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$472K 0.35%
34,649
– –
SPLK
59
DELISTED
Splunk Inc
SPLK
$469K 0.34%
9,579
– –
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$121B
$464K 0.34%
16,080
– –
BRK.A icon
61
Berkshire Hathaway Class A
BRK.A
$1.1T
$427K 0.31%
2
– –
ON icon
62
ON Semiconductor
ON
$30.7B
$405K 0.3%
42,279
-637
-1% -$5.46K
PGX icon
63
Invesco Preferred ETF
PGX
$3.79B
$398K 0.29%
26,673
-2,617
-9% -$38.5K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$117B
$380K 0.28%
+15,240
New +$360K
IBB icon
65
iShares Biotechnology ETF
IBB
$9.45B
$333K 0.24%
3,831
+1,065
+39% +$95.2K
XLV icon
66
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$321K 0.24%
4,729
– –
META icon
67
Meta Platforms (Facebook)
META
$1.49T
$299K 0.22%
2,623
– –
MFIC icon
68
MidCap Financial Investment
MFIC
$801M
$293K 0.22%
17,590
+54
+0.3% +$834
BOI
69
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$292K 0.21%
19,971
– –
AMLP icon
70
Alerian MLP ETF
AMLP
$12.9B
$290K 0.21%
5,320
+10
+0.2% +$508
NLSN
71
DELISTED
Nielsen Holdings plc
NLSN
$284K 0.21%
5,400
– –
ACWX icon
72
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$279K 0.21%
7,079
-270
-4% -$10.1K
SLRC icon
73
SLR Investment Corp
SLRC
$704M
$278K 0.2%
16,109
– –
GNAT
74
DELISTED
WISDOMTREE TR GLOBAL NATURAL RESOURCES FND (DE)
GNAT
$277K 0.2%
23,604
-16,456
-41% -$175K
XLY icon
75
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$272K 0.2%
6,880
– –
1 2
3
4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Financial held 151 positions worth $136M, down 1.9% from $139M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

B. Riley Financial's Q1 2016 filing shows 19 new, 32 increased, 45 reduced and 17 closed positions. Its largest new stake was HP: 177,261 shares worth $2.18M. The largest sale was Monster Worldwide Inc, an estimated $2.24M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

  • B. Riley Financial's largest Q1 2016 buy was HP: 177,261 shares worth $2.18M.
  • B. Riley Financial added most to KEMET Corporation in Q1 2016, an estimated $1.71M increase.
  • B. Riley Financial's biggest Q1 2016 reduction was Monster Worldwide Inc, cutting an estimated $2.24M.
  • B. Riley Financial fully exited API TECHNOLOGIES CORP. COMMON STOCK in Q1 2016, selling an estimated $712K.
  • B. Riley Financial's ten largest holdings make up 42% of its $136M portfolio in Q1 2016.
  • B. Riley Financial opened 19 new positions and closed 17 in Q1 2016.
  • B. Riley Financial's portfolio value fell 1.9% quarter-over-quarter to $136M.

Based on B. Riley Financial's 13F filing for Q1 2016, filed 16 May 2016.