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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-20.53%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$157M
AUM Growth
-$140M
Cap. Flow
-$56.7M
Cap. Flow %
-36.14%
Top 10 Hldgs %
94.27%
Holding
27
New
2
Increased
5
Reduced
4
Closed
7

Top Buys

Rank Stock Value
1
RGF
The Real Good Food Company, Inc. Class A Common Stock
RGF
+$2.15M
2
ULY
Urgent.ly
ULY
+$1.57M
3
DDI
DoubleDown Interactive
DDI
+$799K
4
SNCR
Synchronoss Technologies
SNCR
+$349K
5
BW icon
Babcock & Wilcox
BW
+$336K

Top Sells

Rank Stock Value
1
PAAI
Paradium.AI, Inc.
PAAI
+$24.5M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$14.2M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$8.18M
4
LSEA
Landsea Homes
LSEA
+$7.79M
5
GSM icon
FerroAtlántica
GSM
+$2.34M

Sector Composition

Rank Sector Weight
1 Industrials 57.61%
2 Communication Services 22.43%
3 Technology 11.83%
4 Materials 4.94%
5 Real Estate 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQQQ icon
26
ProShares UltraPro Short QQQ
SQQQ
$2.14B
– –
-16,000
Closed -$8.18M
1
2

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Financial held 27 positions worth $157M, down 47% from $297M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

B. Riley Financial withdrew a net $56.7M in Q4 2023, closing 7 positions and reducing 4 holdings. Its most notable exit was Paradium.AI, Inc., an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 58% of assets, up from 56% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in The Real Good Food Company, Inc. Class A Common Stock worth $1.59M.

  • B. Riley Financial's largest Q4 2023 buy was The Real Good Food Company, Inc. Class A Common Stock: 86,931 shares worth $1.59M.
  • B. Riley Financial added most to DoubleDown Interactive in Q4 2023, an estimated $799K increase.
  • B. Riley Financial's biggest Q4 2023 reduction was Lilium N.V. Class A Ordinary Shares, cutting an estimated $1.91M.
  • B. Riley Financial fully exited Paradium.AI, Inc. in Q4 2023, selling an estimated $24.5M.
  • B. Riley Financial's ten largest holdings make up 94% of its $157M portfolio in Q4 2023.
  • B. Riley Financial opened 2 new positions and closed 7 in Q4 2023.
  • B. Riley Financial's portfolio value fell 47% quarter-over-quarter to $157M.

Based on B. Riley Financial's 13F filing for Q4 2023, filed 12 Feb 2024.