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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-18.54%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$297M
AUM Growth
-$89.1M
Cap. Flow
-$2.05M
Cap. Flow %
-0.69%
Top 10 Hldgs %
91.28%
Holding
32
New
4
Increased
9
Reduced
6
Closed
7

Top Buys

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$12.7M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$7.5M
3
LSEA
Landsea Homes
LSEA
+$7.23M
4
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$3.8M
5
CDZI icon
Cadiz
CDZI
+$3.76M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$37.8M
2
INDI icon
indie Semiconductor
INDI
+$2.74M
3
LFMD icon
LifeMD
LFMD
+$2.02M
4
DERM icon
Journey Medical
DERM
+$724K
5
IPX
IperionX
IPX
+$491K

Sector Composition

Rank Sector Weight
1 Industrials 54.43%
2 Communication Services 21.43%
3 Technology 6.73%
4 Materials 3.64%
5 Real Estate 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFMD icon
26
LifeMD
LFMD
$169M
– –
-463,823
Closed -$2.02M
CSSE
27
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
– –
-19,423
Closed -$23K
GRNAW
28
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
– –
-156,227
Closed -$2.08K
IMBI
29
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
– –
-91,911
Closed -$12.1K
1
2

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Financial held 32 positions worth $297M, down 23% from $386M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

B. Riley Financial's Q3 2023 filing shows 4 new, 9 increased, 6 reduced and 7 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 3x ETF: 90,000 shares worth $14.2M. The largest sale was Alta Equipment Group, an estimated $37.8M.

By sector, the portfolio is most concentrated in Industrials at 54% of assets, down from 70% a quarter earlier, followed by Communication Services and Technology.

  • B. Riley Financial's largest Q3 2023 buy was Direxion Daily S&P 500 Bear 3x ETF: 90,000 shares worth $14.2M.
  • B. Riley Financial added most to Landsea Homes in Q3 2023, an estimated $7.23M increase.
  • B. Riley Financial's biggest Q3 2023 reduction was Alta Equipment Group, cutting an estimated $37.8M.
  • B. Riley Financial fully exited indie Semiconductor in Q3 2023, selling an estimated $2.74M.
  • B. Riley Financial's ten largest holdings make up 91% of its $297M portfolio in Q3 2023.
  • B. Riley Financial opened 4 new positions and closed 7 in Q3 2023.
  • B. Riley Financial's portfolio value fell 23% quarter-over-quarter to $297M.

Based on B. Riley Financial's 13F filing for Q3 2023, filed 13 Nov 2023.