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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$386M
AUM Growth
+$3.61M
Cap. Flow
-$18M
Cap. Flow %
-4.66%
Top 10 Hldgs %
95.92%
Holding
57
New
7
Increased
4
Reduced
8
Closed
29

Top Buys

Rank Stock Value
1
AREN icon
Arena Group
AREN
+$3.93M
2
IPX
IperionX
IPX
+$2.99M
3
INDI icon
indie Semiconductor
INDI
+$2.63M
4
ALTG icon
Alta Equipment Group
ALTG
+$2.05M
5
CDZI icon
Cadiz
CDZI
+$1.61M

Top Sells

Rank Stock Value
1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.58M
2
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
+$6.1M
3
DHC
Diversified Healthcare Trust
DHC
+$3.4M
4
VATE icon
INNOVATE Corp
VATE
+$3.29M
5
PPTA
Perpetua Resources
PPTA
+$2.6M

Sector Composition

Rank Sector Weight
1 Industrials 69.8%
2 Communication Services 19.14%
3 Technology 6.88%
4 Materials 2.25%
5 Healthcare 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTS icon
26
AST SpaceMobile
ASTS
$15.8B
– –
-202,654
Closed -$1.03M
COCH icon
27
Envoy Medical
COCH
$49.5M
– –
-25,363
Closed -$255K
DHC
28
Diversified Healthcare Trust
DHC
$2.15B
– –
-2,516,320
Closed -$3.4M
FUBO icon
29
FuboTV Inc
FUBO
$260M
– –
-41,667
Closed -$605K
NN icon
30
NextNav
NN
$1.79B
– –
-1,087,642
Closed -$2.21M
RDZNW icon
31
Roadzen Inc Warrants
RDZNW
$9.36M
– –
-157,613
Closed -$5.83K
REVBW icon
32
Revelation Biosciences Warrant
REVBW
$8.64K
– –
-100,000
Closed -$1.62K
SQNS
33
Sequans Communications SA
SQNS
$37.4M
– –
-13,863
Closed -$693K
VATE icon
34
INNOVATE Corp
VATE
$106M
– –
-110,881
Closed -$3.29M
MSPRW
35
DELISTED
MSP Recovery Inc Warrant
MSPRW
– –
-110,446
Closed -$2.2K
YOTAW
36
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
– –
-100,000
Closed -$7.5K
YOTAR
37
DELISTED
Yotta Acquisition Corporation Right
YOTAR
– –
-78,268
Closed -$11.7K
AEAE
38
DELISTED
AltEnergy Acquisition Corp
AEAE
– –
-149,900
Closed -$1.56M
MCACW
39
DELISTED
Monterey Capital Acquisition Corporation Warrants
MCACW
– –
-49,900
Closed -$3.24K
BLUA.WS
40
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-10,000
Closed -$300
QDROW
41
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
– –
-29,909
Closed -$673
LGVC
42
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-94,267
Closed -$985K
DMAQR
43
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
– –
-47,499
Closed -$6.89K
FRXB
44
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-137,454
Closed -$1.37M
IFIN.WS
45
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-100,000
Closed -$7.04K
ALOR
46
DELISTED
ALSP Orchid Acquisition Corp I
ALOR
– –
-11,100
Closed -$115K
ALORW
47
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-36,900
Closed -$1.42K
LITTW
48
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
– –
-12,432
Closed -$1.37K
BRIVU
49
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-600,000
Closed -$6.1M
TWNI
50
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-16,252
Closed -$164K
1
2
3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q2 2023 Portfolio in Review

As of Q2 2023, B. Riley Financial held 57 positions worth $386M, up 0.94% from $382M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

B. Riley Financial withdrew a net $18M in Q2 2023, closing 29 positions and reducing 8 holdings. Its most notable exit was B. Riley Principal 250 Merger Corp. Units, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 70% of assets, down from 71% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in IperionX worth $3.2M.

  • B. Riley Financial's largest Q2 2023 buy was IperionX: 439,500 shares worth $3.2M.
  • B. Riley Financial added most to Arena Group in Q2 2023, an estimated $3.93M increase.
  • B. Riley Financial's biggest Q2 2023 reduction was Lilium N.V. Class A Ordinary Shares, cutting an estimated $7.58M.
  • B. Riley Financial fully exited B. Riley Principal 250 Merger Corp. Units in Q2 2023, selling an estimated $6.1M.
  • B. Riley Financial's ten largest holdings make up 96% of its $386M portfolio in Q2 2023.
  • B. Riley Financial opened 7 new positions and closed 29 in Q2 2023.
  • B. Riley Financial's portfolio value rose 0.94% quarter-over-quarter to $386M.

Based on B. Riley Financial's 13F filing for Q2 2023, filed 8 Aug 2023.