BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+7.34%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$386M
AUM Growth
+$386M
Cap. Flow
-$23.6M
Cap. Flow %
-6.11%
Top 10 Hldgs %
95.92%
Holding
57
New
7
Increased
4
Reduced
8
Closed
29

Top Buys

1
AREN icon
Arena Group
AREN
$4.53M
2
IPX
IperionX
IPX
$3.2M
3
INDI icon
indie Semiconductor
INDI
$2.74M
4
ALTG icon
Alta Equipment Group
ALTG
$2.41M
5
DDI
DoubleDown Interactive
DDI
$1.55M

Top Sells

1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
$14.3M
2
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
$6.1M
3
DHC
Diversified Healthcare Trust
DHC
$3.4M
4
VATE icon
INNOVATE Corp
VATE
$3.29M
5
NN icon
NextNav
NN
$2.21M

Sector Composition

1 Industrials 69.8%
2 Communication Services 19.14%
3 Technology 6.88%
4 Materials 2.25%
5 Healthcare 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASTS icon
26
AST SpaceMobile
ASTS
$12.2B
– –
-202,654
Closed -$1.03M
COCH icon
27
Envoy Medical
COCH
$28.6M
– –
-25,363
Closed -$255K
DHC
28
Diversified Healthcare Trust
DHC
$903M
– –
-2,516,320
Closed -$3.4M
FUBO icon
29
fuboTV
FUBO
$1.27B
– –
-500,000
Closed -$605K
NN icon
30
NextNav
NN
$2.17B
– –
-1,087,642
Closed -$2.21M
RDZNW icon
31
Roadzen, Inc. Warrants
RDZNW
$5.69M
– –
-157,613
Closed -$5.83K
REVBW icon
32
Revelation Biosciences, Inc. Warrant
REVBW
$14.2K
– –
-100,000
Closed -$1.62K
SQNS
33
Sequans Communications
SQNS
$122M
– –
-346,569
Closed -$693K
VATE icon
34
INNOVATE Corp
VATE
$75.5M
– –
-1,108,805
Closed -$3.29M
MSPRW
35
MSP Recovery, Inc. Warrant
MSPRW
$2.15M
– –
-110,446
Closed -$2.2K
YOTAW
36
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
– –
-100,000
Closed -$7.5K
YOTAR
37
DELISTED
Yotta Acquisition Corporation Right
YOTAR
– –
-78,268
Closed -$11.7K
AEAE
38
DELISTED
AltEnergy Acquisition Corp. Class A Common Stock
AEAE
– –
-149,900
Closed -$1.56M
MCACW
39
DELISTED
Monterey Capital Acquisition Corporation Warrants
MCACW
– –
-49,900
Closed -$3.24K
BLUA.WS
40
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-10,000
Closed -$300
QDROW
41
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
– –
-29,909
Closed -$673
LGVC
42
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
– –
-94,267
Closed -$985K
DMAQR
43
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
– –
-47,499
Closed -$6.89K
FRXB
44
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-137,454
Closed -$1.37M
IFIN.WS
45
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-100,000
Closed -$7.04K
ALOR
46
DELISTED
ALSP Orchid Acquisition Corporation I Class A Ordinary Share
ALOR
– –
-11,100
Closed -$115K
ALORW
47
DELISTED
ALSP Orchid Acquisition Corporation I Warrant
ALORW
– –
-36,900
Closed -$1.42K
LITTW
48
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
– –
-12,432
Closed -$1.37K
BRIVU
49
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-600,000
Closed -$6.1M
TWNI
50
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-16,252
Closed -$164K
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