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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$382M
AUM Growth
-$63.4M
Cap. Flow
-$45.5M
Cap. Flow %
-11.91%
Top 10 Hldgs %
92.67%
Holding
79
New
13
Increased
4
Reduced
15
Closed
29

Top Buys

Rank Stock Value
1
DHC
Diversified Healthcare Trust
DHC
+$2.6M
2
AEAE
AltEnergy Acquisition Corp
AEAE
+$1.54M
3
FRXB
Forest Road Acquisition Corp. II
FRXB
+$1.38M
4
LGVC
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
+$977K
5
FUBO icon
FuboTV Inc
FUBO
+$953K

Top Sells

Rank Stock Value
1
ASTS icon
AST SpaceMobile
ASTS
+$8.78M
2
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.33M
3
NN icon
NextNav
NN
+$5.36M
4
VATE icon
INNOVATE Corp
VATE
+$5.05M
5
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$4.62M

Sector Composition

Rank Sector Weight
1 Industrials 70.72%
2 Communication Services 15.73%
3 Technology 6.71%
4 Miscellaneous 2.85%
5 Materials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCH icon
26
Envoy Medical
COCH
$55M
$255K 0.07%
+25,363
New +$254K
EOSEW
27
Eos Energy Enterprises Warrant
EOSEW
$33.1M
$234K 0.06%
325,000
– –
TWNI
28
DELISTED
Tailwind International Acquisition Corp.
TWNI
$164K 0.04%
+16,252
New +$164K
ALOR
29
DELISTED
ALSP Orchid Acquisition Corp I
ALOR
$115K 0.03%
+11,100
New +$115K
IMBI
30
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$46.8K 0.01%
91,911
– –
NNAVW
31
DELISTED
NextNav Inc Warrant
NNAVW
$31.8K 0.01%
55,974
– –
GRNAW
32
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$15.3K ﹤0.01%
+299,100
New +$26.7K
YOTAR
33
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$11.7K ﹤0.01%
78,268
-3,100
-4% -$545
FAZEW
34
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$7.8K ﹤0.01%
156,001
– –
YOTAW
35
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$7.5K ﹤0.01%
100,000
– –
IFIN.WS
36
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$7.04K ﹤0.01%
100,000
– –
DMAQR
37
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$6.89K ﹤0.01%
47,499
-100
-0.2% -$10
RDZNW icon
38
Roadzen Inc Warrants
RDZNW
$6.12M
$5.83K ﹤0.01%
157,613
-2,057
-1% -$98
AILEW
39
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$5.17K ﹤0.01%
43,040
+100
+0.2% +$7
MCACW
40
DELISTED
Monterey Capital Acquisition Corporation Warrants
MCACW
$3.24K ﹤0.01%
+49,900
New +$3.78K
MSPRW
41
DELISTED
MSP Recovery Inc Warrant
MSPRW
$2.2K ﹤0.01%
110,446
+50,300
+84% +$1.39K
REVBW icon
42
Revelation Biosciences Warrant
REVBW
$1.62K ﹤0.01%
+100,000
New +$2.51K
ALORW
43
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$1.42K ﹤0.01%
36,900
+100
+0.3% +$4
LITTW
44
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$1.37K ﹤0.01%
12,432
– –
QDROW
45
DELISTED
Quadro Acquisition One Corp. Warrant
QDROW
$673 ﹤0.01%
29,909
– –
BLUA.WS
46
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$300 ﹤0.01%
10,000
– –
AGS
47
DELISTED
PlayAGS
AGS
– –
-840,530
Closed -$4.29M
ASTLW icon
48
Algoma Steel Group Warrant
ASTLW
$128K
– –
-20,754
Closed -$24K
ECXWW
49
ECARX Holdings Warrants
ECXWW
– –
-43,550
Closed -$4.27K
GENI icon
50
Genius Sports
GENI
$1.76B
– –
-19,888
Closed -$71K
1
2
3

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BHWM
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CCMI
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CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
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SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
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SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Financial held 79 positions worth $382M, down 14% from $446M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

B. Riley Financial withdrew a net $45.5M in Q1 2023, closing 29 positions and reducing 15 holdings. Its most notable exit was Sorrento Therapeutics, Inc., an estimated $4.62M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 71% of assets, up from 59% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in Diversified Healthcare Trust worth $3.4M.

  • B. Riley Financial's largest Q1 2023 buy was Diversified Healthcare Trust: 2,516,320 shares worth $3.4M.
  • B. Riley Financial added most to The Lion Electric Company Warrants to purchase common shares in Q1 2023, an estimated $566K increase.
  • B. Riley Financial's biggest Q1 2023 reduction was AST SpaceMobile, cutting an estimated $8.78M.
  • B. Riley Financial fully exited Sorrento Therapeutics, Inc. in Q1 2023, selling an estimated $4.62M.
  • B. Riley Financial's ten largest holdings make up 93% of its $382M portfolio in Q1 2023.
  • B. Riley Financial opened 13 new positions and closed 29 in Q1 2023.
  • B. Riley Financial's portfolio value fell 14% quarter-over-quarter to $382M.

Based on B. Riley Financial's 13F filing for Q1 2023, filed 9 May 2023.