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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-6.52%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$446M
AUM Growth
-$117M
Cap. Flow
+$8.48M
Cap. Flow %
1.9%
Top 10 Hldgs %
87.32%
Holding
100
New
21
Increased
10
Reduced
16
Closed
34

Top Buys

Rank Stock Value
1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$25.5M
2
ASTS icon
AST SpaceMobile
ASTS
+$10.4M
3
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$6.92M
4
AGS
PlayAGS
AGS
+$4.74M
5
BW icon
Babcock & Wilcox
BW
+$2.74M

Top Sells

Rank Stock Value
1
GORV
Lazydays
GORV
+$19.6M
2
FRG
Franchise Group, Inc.
FRG
+$5.55M
3
INSE icon
Inspired Entertainment
INSE
+$4.87M
4
VYGG
Vy Global Growth
VYGG
+$3.61M
5
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.27M

Sector Composition

Rank Sector Weight
1 Industrials 58.95%
2 Communication Services 23.96%
3 Technology 8.9%
4 Healthcare 2.4%
5 Consumer Discretionary 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC
26
DELISTED
Ares Acquisition Corporation
AAC
$825K 0.19%
+81,910
New +$820K
SGII
27
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
$764K 0.17%
+75,000
New +$757K
EPHY
28
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$733K 0.16%
+73,264
New +$731K
LEV.WS.A
29
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$483K 0.11%
+689,755
New +$399K
RDNW
30
RideNow Group
RDNW
$220M
$405K 0.09%
+62,521
New +$676K
FIEE
31
FiEE Inc
FIEE
$33M
$294K 0.07%
62,615
– –
GTXAP
32
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$261K 0.06%
30,000
-14,895
-33% -$122K
NS
33
DELISTED
NuStar Energy L.P.
NS
$224K 0.05%
+14,000
New +$218K
EOSEW
34
Eos Energy Enterprises Warrant
EOSEW
$33.1M
$78K 0.02%
325,000
– –
GENI icon
35
Genius Sports
GENI
$1.76B
$71K 0.02%
+19,888
New +$87.3K
IMBI
36
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$58.8K 0.01%
91,911
– –
ASTLW icon
37
Algoma Steel Group Warrant
ASTLW
$128K
$24K 0.01%
20,754
+8,899
+75% +$9.95K
NNAVW
38
DELISTED
NextNav Inc Warrant
NNAVW
$20.9K ﹤0.01%
55,974
– –
FAZEW
39
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$20.3K ﹤0.01%
156,001
– –
YOTAR
40
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$13.2K ﹤0.01%
81,368
– –
PSQH.WS icon
41
PSQ Holdings Warrants
PSQH.WS
$11.1K ﹤0.01%
146,714
-100
-0.1% -$7
IFIN.WS
42
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$8K ﹤0.01%
100,000
– –
DNZ.WS
43
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$5.14K ﹤0.01%
+100,000
New +$3.87K
ECXWW
44
ECARX Holdings Warrants
ECXWW
$4.27K ﹤0.01%
+43,550
New +$3.39K
YOTAW
45
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$3K ﹤0.01%
100,000
+82
+0.1% +$3
DMAQR
46
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$2.86K ﹤0.01%
47,599
+17,500
+58% +$1K
SWVL icon
47
Swvl Holdings
SWVL
$95.2M
$2.74K ﹤0.01%
800
– –
RDZNW icon
48
Roadzen Inc Warrants
RDZNW
$6.12M
$1.68K ﹤0.01%
159,670
-400
-0.2% -$16
MSPRW
49
DELISTED
MSP Recovery Inc Warrant
MSPRW
$1.51K ﹤0.01%
60,146
+25,263
+72% +$1.01K
BSGAR
50
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$1.22K ﹤0.01%
10,339
– –
1
2
3 4

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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Financial held 100 positions worth $446M, down 21% from $563M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

B. Riley Financial's Q4 2022 filing shows 21 new, 10 increased, 16 reduced and 34 closed positions. Its largest new stake was Lilium N.V. Class A Ordinary Shares: 16,130,163 shares worth $18.4M. The largest sale was Lazydays, an estimated $19.6M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, up from 45% a quarter earlier, followed by Communication Services and Technology.

  • B. Riley Financial's largest Q4 2022 buy was Lilium N.V. Class A Ordinary Shares: 16,130,163 shares worth $18.4M.
  • B. Riley Financial added most to Babcock & Wilcox in Q4 2022, an estimated $2.74M increase.
  • B. Riley Financial's biggest Q4 2022 reduction was Lazydays, cutting an estimated $19.6M.
  • B. Riley Financial fully exited Franchise Group, Inc. in Q4 2022, selling an estimated $5.55M.
  • B. Riley Financial's ten largest holdings make up 87% of its $446M portfolio in Q4 2022.
  • B. Riley Financial opened 21 new positions and closed 34 in Q4 2022.
  • B. Riley Financial's portfolio value fell 21% quarter-over-quarter to $446M.

Based on B. Riley Financial's 13F filing for Q4 2022, filed 7 Feb 2023.