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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+7.6%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$563M
AUM Growth
+$115M
Cap. Flow
+$138M
Cap. Flow %
24.43%
Top 10 Hldgs %
89.91%
Holding
104
New
34
Increased
16
Reduced
11
Closed
25

Top Buys

Rank Stock Value
1
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$161M
2
BW icon
Babcock & Wilcox
BW
+$11.5M
3
VYGG
Vy Global Growth
VYGG
+$3.46M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$2.7M
5
LMACA
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
+$2.31M

Top Sells

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$8.91M
2
EOSE icon
Eos Energy Enterprises
EOSE
+$6.5M
3
INSE icon
Inspired Entertainment
INSE
+$6.4M
4
BRPMU
B. Riley Principal 150 Merger Corp. Unit
BRPMU
+$5.25M
5
NN icon
NextNav
NN
+$3.17M

Sector Composition

Rank Sector Weight
1 Industrials 44.83%
2 Communication Services 38.91%
3 Consumer Discretionary 5.58%
4 Technology 5.33%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSAGU
26
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$909K 0.16%
92,654
– –
CELU icon
27
Celularity
CELU
$35.6M
$870K 0.15%
+37,682
New +$1.14M
MEKA
28
DELISTED
MELI Kaszek Pioneer Corp Class A Ordinary Shares
MEKA
$860K 0.15%
+87,093
New +$866K
GHIX
29
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$670K 0.12%
+69,254
New +$669K
VSXY
30
Victoria's Secret
VSXY
$5.83B
$603K 0.11%
20,700
-57,570
-74% -$1.94M
HERA
31
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$599K 0.11%
+60,354
New +$595K
STRE
32
DELISTED
Supernova Partners Acquisition Company III, Ltd.
STRE
$517K 0.09%
+52,204
New +$514K
NSTB
33
DELISTED
Northern Star Investment Corp. II
NSTB
$491K 0.09%
+49,785
New +$490K
IPOD
34
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$462K 0.08%
+46,109
New +$460K
AILE
35
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$400K 0.07%
+40,764
New +$400K
FIEE
36
FiEE Inc
FIEE
$33M
$329K 0.06%
62,615
– –
GTPB
37
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$322K 0.06%
+32,742
New +$321K
GTXAP
38
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$319K 0.06%
44,895
– –
CORZ
39
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$164K 0.03%
126,442
-534,020
-81% -$1.14M
CPTK
40
DELISTED
Crown PropTech Acquisitions
CPTK
$151K 0.03%
+15,200
New +$150K
EOSEW
41
Eos Energy Enterprises Warrant
EOSEW
$33.3M
$137K 0.02%
325,000
– –
IRAA
42
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$108K 0.02%
+10,980
New +$108K
FAZEW
43
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$86K 0.02%
+156,001
New +$166K
LSEA
44
DELISTED
Landsea Homes
LSEA
$72K 0.01%
+15,000
New +$97.8K
IMBI
45
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$59K 0.01%
91,911
– –
NNAVW
46
DELISTED
NextNav Inc Warrant
NNAVW
$28K 0.01%
55,974
+15,974
+40% +$8.12K
AGAC.WS
47
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$28K 0.01%
689,799
+28,199
+4% +$1.7K
RDZNW icon
48
Roadzen Inc Warrants
RDZNW
$18K ﹤0.01%
160,070
– –
SWVL icon
49
Swvl Holdings
SWVL
$90M
$17K ﹤0.01%
+800
New +$41.6K
PSQH.WS icon
50
PSQ Holdings Warrants
PSQH.WS
$16K ﹤0.01%
146,814
+10,533
+8% +$1.03K
1
2
3 4

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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Financial held 104 positions worth $563M, up 26% from $448M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

B. Riley Financial deployed $138M of net new capital in Q3 2022, opening 34 new positions and adding to 16 existing holdings. Its largest new stake was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.

By sector, the portfolio is most concentrated in Industrials at 45% of assets, down from 56% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $8.91M trimmed.

  • B. Riley Financial's largest Q3 2022 buy was FaZe Holdings Inc. Common Stock: 12,123,000 shares worth $117M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2022, an estimated $11.5M increase.
  • B. Riley Financial's biggest Q3 2022 reduction was Franchise Group, Inc., cutting an estimated $8.91M.
  • B. Riley Financial fully exited Eos Energy Enterprises in Q3 2022, selling an estimated $6.5M.
  • B. Riley Financial's ten largest holdings make up 90% of its $563M portfolio in Q3 2022.
  • B. Riley Financial opened 34 new positions and closed 25 in Q3 2022.
  • B. Riley Financial's portfolio value rose 26% quarter-over-quarter to $563M.

Based on B. Riley Financial's 13F filing for Q3 2022, filed 9 Nov 2022.