BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
-12.28%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$579M
AUM Growth
+$579M
Cap. Flow
-$336M
Cap. Flow %
-57.97%
Top 10 Hldgs %
83.12%
Holding
63
New
14
Increased
11
Reduced
8
Closed
15

Top Buys

1
AREN icon
Arena Group
AREN
$49.7M
2
CHRA
Charah Solutions, Inc Common Stock
CHRA
$14.4M
3
XELA
Exela Technologies, Inc. Common Stock
XELA
$12.3M
4
GORV icon
Lazydays
GORV
$7.58M
5
ALTG icon
Alta Equipment Group
ALTG
$6.81M

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$160M
2
GSL icon
Global Ship Lease
GSL
$53M
3
TZA icon
Direxion Daily Small Cap Bear 3x Shares
TZA
$35M
4
FRG
Franchise Group, Inc.
FRG
$25M
5
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$15.5M

Sector Composition

1 Industrials 59.71%
2 Communication Services 17.68%
3 Technology 6.9%
4 Consumer Discretionary 5.98%
5 Materials 1.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SGHLU
26
DELISTED
Signal Hill Acquisition Corp. Unit
SGHLU
$1.26M 0.22%
+125,702
New +$1.26M
FIEE
27
FiEE, Inc Common Stock
FIEE
$17.9M
$1.13M 0.19%
1,565,364
– –
PSAGU
28
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$907K 0.16%
92,654
– –
INAB icon
29
IN8bio
INAB
$10M
$858K 0.15%
257,513
+135
+0.1% +$500
APPH
30
DELISTED
AppHarvest, Inc. Common Stock
APPH
$617K 0.11%
+114,874
New +$617K
IMBI
31
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$554K 0.1%
91,911
– –
RWODU
32
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$495K 0.09%
+49,350
New +$495K
GTXAP
33
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$378K 0.07%
45,701
+806
+2% +$6.67K
EOSEW icon
34
Eos Energy Enterprises, Inc. Warrant
EOSEW
$4.38M
$361K 0.06%
325,000
– –
TURN
35
180 Degree Capital
TURN
$47.5M
$279K 0.05%
40,755
-100
-0.2% -$685
AGAC.WS
36
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$132K 0.02%
661,700
– –
HPX
37
DELISTED
HPX Corp.
HPX
$99K 0.02%
10,000
– –
CGTX icon
38
Cognition Therapeutics
CGTX
$174M
$85K 0.01%
30,904
– –
NNAVW
39
NextNav Inc. Warrant
NNAVW
$65.5M
$76K 0.01%
+40,000
New +$76K
RDZNW icon
40
Roadzen, Inc. Warrants
RDZNW
$5.69M
$52K 0.01%
+149,670
New +$52K
PSQH.WS icon
41
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$7.77M
$38K 0.01%
136,281
– –
MTVC.WS
42
DELISTED
Motive Capital Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
MTVC.WS
$28K ﹤0.01%
+67,823
New +$28K
IFIN.WS
43
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$17K ﹤0.01%
+100,000
New +$17K
DAOOW
44
DELISTED
Crypto 1 Acquisition Corp Warrants
DAOOW
$13K ﹤0.01%
+49,894
New +$13K
KIIIW
45
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$12K ﹤0.01%
70,181
– –
CRECW
46
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
$11K ﹤0.01%
+31,800
New +$11K
ALORW
47
DELISTED
ALSP Orchid Acquisition Corporation I Warrant
ALORW
$9K ﹤0.01%
+37,000
New +$9K
SDIG
48
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
– –
-33,457
Closed -$430K
STET.U
49
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
– –
-106,600
Closed -$1.07M
MTVC.U
50
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
– –
-200,000
Closed -$1.99M
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