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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+7.49%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$889M
AUM Growth
+$98.5M
Cap. Flow
+$65M
Cap. Flow %
7.32%
Top 10 Hldgs %
83.81%
Holding
61
New
21
Increased
4
Reduced
14
Closed
12

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$163M
2
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$35.3M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$33.9M
4
DDI
DoubleDown Interactive
DDI
+$30.5M
5
GORV
Lazydays
GORV
+$9.22M

Top Sells

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$46.8M
2
FRG
Franchise Group, Inc.
FRG
+$29.7M
3
TLS icon
Telos
TLS
+$25.6M
4
RILY icon
BRC Group Holdings
RILY
+$18.8M
5
BW icon
Babcock & Wilcox
BW
+$18M

Sector Composition

Rank Sector Weight
1 Industrials 50.76%
2 Miscellaneous 27.25%
3 Communication Services 7.47%
4 Technology 6.78%
5 Consumer Discretionary 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTVC.U
26
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$1.99M 0.22%
+200,000
New +$2M
FIEE
27
FiEE Inc
FIEE
$33M
$1.96M 0.22%
62,615
-48,101
-43% -$1.77M
DCP
28
DELISTED
DCP Midstream, LP
DCP
$1.37M 0.15%
+50,000
New +$1.45M
INAB icon
29
IN8bio
INAB
$10.4M
$1.13M 0.13%
8,579
– –
STET.U
30
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$1.07M 0.12%
+106,600
New +$1.07M
EOSEW
31
Eos Energy Enterprises Warrant
EOSEW
$33.1M
$926K 0.1%
325,000
-25,000
-7% -$90.2K
PSAGU
32
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$916K 0.1%
+92,654
New +$919K
IMBI
33
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$551K 0.06%
91,911
– –
SDIG
34
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$430K 0.05%
+3,346
New +$700K
KVHI icon
35
KVH Industries
KVHI
$130M
$401K 0.05%
+43,631
New +$438K
PSQH icon
36
PSQ Holdings
PSQH
$18M
$387K 0.04%
+2,674
New +$388K
GTXAP
37
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$376K 0.04%
+44,895
New +$365K
AGAC.WS
38
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$325K 0.04%
661,700
– –
TURN
39
DELISTED
180 Degree Capital
TURN
$300K 0.03%
40,855
– –
CGTX icon
40
Cognition Therapeutics
CGTX
$97.9M
$195K 0.02%
+30,904
New +$301K
LSEA
41
DELISTED
Landsea Homes
LSEA
$164K 0.02%
+22,409
New +$186K
PACI.U
42
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$106K 0.01%
+10,623
New +$107K
HPX
43
DELISTED
HPX Corp.
HPX
$99K 0.01%
10,000
– –
NN icon
44
NextNav
NN
$2.52B
$88K 0.01%
+10,000
New +$85.6K
PSQH.WS icon
45
PSQ Holdings Warrants
PSQH.WS
$72K 0.01%
136,281
– –
KIIIW
46
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$35K ﹤0.01%
70,181
– –
OTMOW
47
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$9K ﹤0.01%
27,401
-1,999
-7% -$1.16K
VIP
48
Vulcan Infrastructure and Power
VIP
$33.2M
– –
-24,150
Closed -$6.17M
GTX icon
49
Garrett Motion
GTX
$4.78B
– –
-89,790
Closed -$656K
RILY icon
50
BRC Group Holdings
RILY
$241M
– –
-317,915
Closed -$18.8M
1
2
3

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BHWM
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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Financial held 61 positions worth $889M, up 12% from $790M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

B. Riley Financial deployed $65M of net new capital in Q4 2021, opening 21 new positions and adding to 4 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 720,000 shares worth $160M.

By sector, the portfolio is most concentrated in Industrials at 51% of assets, down from 59% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $29.7M trimmed.

  • B. Riley Financial's largest Q4 2021 buy was iShares Russell 2000 ETF: 720,000 shares worth $160M.
  • B. Riley Financial added most to DoubleDown Interactive in Q4 2021, an estimated $30.5M increase.
  • B. Riley Financial's biggest Q4 2021 reduction was Franchise Group, Inc., cutting an estimated $29.7M.
  • B. Riley Financial fully exited Select Interior Concepts, Inc. Class A Common Stock in Q4 2021, selling an estimated $46.8M.
  • B. Riley Financial's ten largest holdings make up 84% of its $889M portfolio in Q4 2021.
  • B. Riley Financial opened 21 new positions and closed 12 in Q4 2021.
  • B. Riley Financial's portfolio value rose 12% quarter-over-quarter to $889M.

Based on B. Riley Financial's 13F filing for Q4 2021, filed 10 Feb 2022.