BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+7.52%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$889M
AUM Growth
+$889M
Cap. Flow
+$45.1M
Cap. Flow %
5.08%
Top 10 Hldgs %
83.81%
Holding
62
New
21
Increased
4
Reduced
14
Closed
12

Top Buys

1
IWM icon
iShares Russell 2000 ETF
IWM
$160M
2
TZA icon
Direxion Daily Small Cap Bear 3x Shares
TZA
$35M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$29.7M
4
DDI
DoubleDown Interactive
DDI
$29.2M
5
GORV icon
Lazydays
GORV
$9.51M

Top Sells

1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
$46.8M
2
FRG
Franchise Group, Inc.
FRG
$34.5M
3
TLS icon
Telos
TLS
$25.6M
4
BW icon
Babcock & Wilcox
BW
$20.3M
5
RILY icon
B. Riley Financial
RILY
$18.8M

Sector Composition

1 Industrials 50.76%
2 Communication Services 7.47%
3 Technology 6.78%
4 Consumer Discretionary 4.33%
5 Materials 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTVC.U
26
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$1.99M 0.22%
+200,000
New +$1.99M
FIEE
27
FiEE, Inc Common Stock
FIEE
$17.9M
$1.96M 0.22%
62,615
-48,101
-43% -$1.5M
DCP
28
DELISTED
DCP Midstream, LP
DCP
$1.37M 0.15%
+50,000
New +$1.37M
INAB icon
29
IN8bio
INAB
$10.1M
$1.13M 0.13%
8,579
– –
STET.U
30
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$1.07M 0.12%
+106,600
New +$1.07M
EOSEW icon
31
Eos Energy Enterprises, Inc. Warrant
EOSEW
$4.38M
$926K 0.1%
325,000
-25,000
-7% -$71.2K
PSAGU
32
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$916K 0.1%
+92,654
New +$916K
IMBI
33
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$551K 0.06%
91,911
– –
SDIG
34
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$430K 0.05%
+3,346
New +$430K
KVHI icon
35
KVH Industries
KVHI
$111M
$401K 0.05%
+43,631
New +$401K
PSQH icon
36
PSQ Holdings
PSQH
$75.8M
$387K 0.04%
+40,106
New +$387K
GTXAP
37
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$376K 0.04%
+44,895
New +$376K
AGAC.WS
38
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$325K 0.04%
661,700
– –
TURN
39
180 Degree Capital
TURN
$47.5M
$300K 0.03%
40,855
– –
CGTX icon
40
Cognition Therapeutics
CGTX
$209M
$195K 0.02%
+30,904
New +$195K
LSEA
41
DELISTED
Landsea Homes
LSEA
$164K 0.02%
+22,409
New +$164K
PACI.U
42
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$106K 0.01%
+10,623
New +$106K
HPX
43
DELISTED
HPX Corp.
HPX
$99K 0.01%
10,000
– –
NN icon
44
NextNav
NN
$2.17B
$88K 0.01%
+10,000
New +$88K
PSQH.WS icon
45
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$7.77M
$72K 0.01%
136,281
– –
KIIIW
46
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$35K ﹤0.01%
70,181
– –
OTMOW
47
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$9K ﹤0.01%
27,401
-1,999
-7% -$657
GREE icon
48
Greenidge Generation Holdings
GREE
$19M
– –
-24,150
Closed -$6.17M
GTX icon
49
Garrett Motion
GTX
$2.61B
– –
-89,790
Closed -$656K
RILY icon
50
B. Riley Financial
RILY
$167M
– –
-317,915
Closed -$18.8M
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