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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-7.53%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$790M
AUM Growth
+$31.7M
Cap. Flow
+$116M
Cap. Flow %
14.64%
Top 10 Hldgs %
81.08%
Holding
52
New
20
Increased
3
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
DDI
DoubleDown Interactive
DDI
+$32.4M
2
TLS icon
Telos
TLS
+$27.1M
3
GSL icon
Global Ship Lease
GSL
+$23.8M
4
PPTA
Perpetua Resources
PPTA
+$20.6M
5
LFMD icon
LifeMD
LFMD
+$12.3M

Top Sells

Rank Stock Value
1
CLBR.U
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
+$15.4M
2
FRG
Franchise Group, Inc.
FRG
+$6.78M
3
SONM icon
DNA X Inc
SONM
+$5.85M
4
EOSE icon
Eos Energy Enterprises
EOSE
+$5.23M
5
IMBI
iMedia Brands, Inc. Class A Common Stock
IMBI
+$4.85M

Sector Composition

Rank Sector Weight
1 Industrials 59.14%
2 Consumer Discretionary 13.17%
3 Technology 13.07%
4 Communication Services 5.14%
5 Financials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOSEW
26
Eos Energy Enterprises Warrant
EOSEW
$33.1M
$1.76M 0.22%
350,000
– –
GTX icon
27
Garrett Motion
GTX
$4.78B
$656K 0.08%
+89,790
New +$645K
IMBI
28
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$528K 0.07%
91,911
-755,294
-89% -$4.85M
DRAYU
29
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$367K 0.05%
+36,757
New +$365K
SPAQ.U
30
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$350K 0.04%
+34,316
New +$347K
AGAC.WS
31
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$318K 0.04%
661,700
-8,050
-1% -$4.41K
TURN
32
DELISTED
180 Degree Capital
TURN
$296K 0.04%
40,855
– –
MNR
33
DELISTED
Monmouth Real Estate Investment Corp
MNR
$244K 0.03%
+13,061
New +$247K
GPP
34
DELISTED
Green Plains Partners LP
GPP
$221K 0.03%
+16,668
New +$214K
HPX
35
DELISTED
HPX Corp.
HPX
$98K 0.01%
10,000
– –
PSQH.WS icon
36
PSQ Holdings Warrants
PSQH.WS
$76K 0.01%
+136,281
New +$98.8K
KIIIW
37
DELISTED
Kismet Acquisition Three Corp. Warrant
KIIIW
$37K ﹤0.01%
+70,181
New +$49.9K
OTMOW
38
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
$24K ﹤0.01%
+29,400
New +$28.5K
DRAYW
39
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$12K ﹤0.01%
+22,538
New +$13.3K
CDZI icon
40
Cadiz
CDZI
$297M
– –
-150,252
Closed -$2.04M
CMPOW
41
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-18,800
Closed -$31K
HLLY icon
42
Holley
HLLY
$319M
– –
-26,213
Closed -$262K
JSPR icon
43
Jasper Therapeutics
JSPR
$19M
– –
-12,446
Closed -$1.24M
LSEA
44
DELISTED
Landsea Homes
LSEA
– –
-15,700
Closed -$131K
SONM icon
45
DNA X Inc
SONM
$4.49M
– –
-5,800
Closed -$5.85M
WES icon
46
Western Midstream Partners
WES
$19.5B
– –
-38,029
Closed -$815K
AGAC
47
DELISTED
African Gold Acquisition Corp
AGAC
– –
-150,000
Closed -$1.45M
CLBR.U
48
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-1,555,812
Closed -$15.4M
TMTSW
49
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-100,000
Closed -$124K
SAII
50
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-109,988
Closed -$1.09M
1
2
3

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SWA
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SCP
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SIAG
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B. Riley Financial's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Financial held 52 positions worth $790M, up 4.2% from $759M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

B. Riley Financial deployed $116M of net new capital in Q3 2021, opening 20 new positions and adding to 3 existing holdings. Its largest new stake was DoubleDown Interactive: 1,902,324 shares worth $33.5M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, down from 66% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $6.78M trimmed.

  • B. Riley Financial's largest Q3 2021 buy was DoubleDown Interactive: 1,902,324 shares worth $33.5M.
  • B. Riley Financial added most to Global Ship Lease in Q3 2021, an estimated $23.8M increase.
  • B. Riley Financial's biggest Q3 2021 reduction was Franchise Group, Inc., cutting an estimated $6.78M.
  • B. Riley Financial fully exited Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant in Q3 2021, selling an estimated $15.4M.
  • B. Riley Financial's ten largest holdings make up 81% of its $790M portfolio in Q3 2021.
  • B. Riley Financial opened 20 new positions and closed 12 in Q3 2021.
  • B. Riley Financial's portfolio value rose 4.2% quarter-over-quarter to $790M.

Based on B. Riley Financial's 13F filing for Q3 2021, filed 10 Nov 2021.