BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
-3.17%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$759M
AUM Growth
-$74M
Cap. Flow
-$28.2M
Cap. Flow %
-3.72%
Top 10 Hldgs %
90.62%
Holding
47
New
12
Increased
4
Reduced
7
Closed
11

Top Buys

1
SNCR icon
Synchronoss Technologies
SNCR
$49.6M
2
TTSH icon
Tile Shop Holdings
TTSH
$31.7M
3
CLBR.U
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$15.4M
4
INSE icon
Inspired Entertainment
INSE
$11.5M
5
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
$7.05M

Top Sells

1
FRG
Franchise Group, Inc.
FRG
$72.1M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$50.9M
3
GSL icon
Global Ship Lease
GSL
$15.5M
4
AGAC.U
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$7.52M
5
QMCO icon
Quantum Corp
QMCO
$6.48M

Sector Composition

1 Industrials 65.81%
2 Technology 14.22%
3 Consumer Discretionary 10.65%
4 Financials 3.56%
5 Communication Services 1.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TURN
26
180 Degree Capital
TURN
$46M
$329K 0.04%
40,855
-61,600
-60% -$496K
HLLY icon
27
Holley
HLLY
$469M
$262K 0.03%
+26,213
New +$262K
LSEA
28
DELISTED
Landsea Homes
LSEA
$131K 0.02%
15,700
-3,115
-17% -$26K
TMTSW
29
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$124K 0.02%
100,000
– –
HPX
30
DELISTED
HPX Corp.
HPX
$99K 0.01%
10,000
– –
CMPOW icon
31
CompoSecure, Inc. Warrant
CMPOW
$1.1B
$31K ﹤0.01%
18,800
-235,739
-93% -$389K
IWM icon
32
iShares Russell 2000 ETF
IWM
$67B
– –
0
– –
KVHI icon
33
KVH Industries
KVHI
$112M
– –
-201,015
Closed -$2.55M
QQQ icon
34
Invesco QQQ Trust
QQQ
$366B
– –
0
– –
SPH icon
35
Suburban Propane Partners
SPH
$1.21B
– –
-63,000
Closed -$934K
SPY icon
36
SPDR S&P 500 ETF Trust
SPY
$659B
– –
0
– –
SQQQ icon
37
ProShares UltraPro Short QQQ
SQQQ
$2.36B
– –
-155,172
Closed -$50.9M
WTTR icon
38
Select Water Solutions
WTTR
$911M
– –
-10,000
Closed -$50K
APGB.U
39
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-199,598
Closed -$1.99M
TRCA.U
40
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
– –
-13,010
Closed -$129K
DCP
41
DELISTED
DCP Midstream, LP
DCP
– –
-27,252
Closed -$590K
TCACU
42
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
– –
-10,403
Closed -$104K
RTPYU
43
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-24,834
Closed -$249K
ALTG.WS
44
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
– –
-1,399,420
Closed -$4.9M
AGAC.U
45
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
– –
-760,619
Closed -$7.52M
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