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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$380M
AUM Growth
+$104M
Cap. Flow
+$22.6M
Cap. Flow %
5.95%
Top 10 Hldgs %
92.79%
Holding
30
New
6
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
SAIIU
Software Acquisition Group Inc. II Unit
SAIIU
+$17.9M
2
BW icon
Babcock & Wilcox
BW
+$10.9M
3
CXDO icon
Crexendo
CXDO
+$2.72M
4
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$1.2M
5
SXC icon
SunCoke Energy
SXC
+$978K

Top Sells

Rank Stock Value
1
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$7.56M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$2.24M
3
SPOK icon
Spok Holdings
SPOK
+$1.66M
4
RNGR icon
Ranger Energy Services
RNGR
+$782K
5
TURN
180 Degree Capital
TURN
+$460K

Sector Composition

Rank Sector Weight
1 Industrials 55.4%
2 Miscellaneous 18.28%
3 Technology 10.77%
4 Financials 7.36%
5 Consumer Discretionary 5.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFYT
26
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-109,362
Closed -$2.24M
RTW
27
DELISTED
RTW Retailwinds, Inc.
RTW
– –
-705,546
Closed -$141K
1
2

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CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
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SCP
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DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
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SIAG
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B. Riley Financial's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Financial held 30 positions worth $380M, up 38% from $276M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

B. Riley Financial deployed $22.6M of net new capital in Q3 2020, opening 6 new positions and adding to 4 existing holdings. Its largest new stake was Software Acquisition Group Inc. II Unit: 1,791,128 shares worth $17.8M.

By sector, the portfolio is most concentrated in Industrials at 55% of assets, down from 65% a quarter earlier, followed by Miscellaneous and Technology.

On the sell side, the largest reduction was Spok Holdings, an estimated $1.66M trimmed.

  • B. Riley Financial's largest Q3 2020 buy was Software Acquisition Group Inc. II Unit: 1,791,128 shares worth $17.8M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2020, an estimated $10.9M increase.
  • B. Riley Financial's biggest Q3 2020 reduction was Spok Holdings, cutting an estimated $1.66M.
  • B. Riley Financial fully exited ProShares UltraPro Short QQQ in Q3 2020, selling an estimated $7.56M.
  • B. Riley Financial's ten largest holdings make up 93% of its $380M portfolio in Q3 2020.
  • B. Riley Financial opened 6 new positions and closed 5 in Q3 2020.
  • B. Riley Financial's portfolio value rose 38% quarter-over-quarter to $380M.

Based on B. Riley Financial's 13F filing for Q3 2020, filed 13 Nov 2020.