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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+33.17%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$398M
AUM Growth
+$127M
Cap. Flow
+$112M
Cap. Flow %
28.03%
Top 10 Hldgs %
94.71%
Holding
63
New
12
Increased
5
Reduced
8
Closed
26

Top Buys

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$70.1M
2
ECC
Eagle Point Credit Company
ECC
+$3.2M
3
PBPB
Potbelly
PBPB
+$1.96M
4
NKLA
Nikola Corporation Common Stock
NKLA
+$565K
5
LACQ
Leisure Acquisition Corp.
LACQ
+$515K

Top Sells

Rank Stock Value
1
VSI
Vitamin Shoppe Inc.
VSI
+$6.56M
2
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.09M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.14M
4
LSAK icon
Lesaka Technologies
LSAK
+$1.29M
5
CLW icon
Clearwater Paper
CLW
+$1.29M

Sector Composition

Rank Sector Weight
1 Industrials 37.3%
2 Consumer Discretionary 7.68%
3 Financials 6.53%
4 Technology 2.6%
5 Energy 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEHR icon
26
Aehr Test Systems
AEHR
$2.13B
$314K 0.08%
157,011
-312,989
-67% -$585K
EMKR
27
DELISTED
Emcore Corp
EMKR
$304K 0.08%
+10,000
New +$302K
UTZ icon
28
Utz Brands
UTZ
$1.24B
$257K 0.06%
+25,000
New +$256K
ALTG icon
29
Alta Equipment Group
ALTG
$194M
$250K 0.06%
+25,000
New +$249K
HFRO
30
Highland Opportunities and Income Fund
HFRO
$407M
$249K 0.06%
+20,000
New +$241K
HHS icon
31
Harte-Hanks
HHS
$16.4M
$233K 0.06%
65,000
+20,000
+44% +$59.4K
BRMK.WS
32
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$209K 0.05%
+550,000
New +$168K
RNWK
33
DELISTED
RealNetworks Inc
RNWK
$180K 0.05%
150,000
+100,000
+200% +$144K
FNJN
34
DELISTED
Finjan Holdings, Inc.
FNJN
$101K 0.03%
50,000
– –
DXLG icon
35
Destination XL Group
DXLG
$32.9M
$35K 0.01%
27,000
– –
BRPM.WS
36
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$20K 0.01%
24,200
– –
AMLP icon
37
Alerian MLP ETF
AMLP
$12.9B
– –
-10,000
Closed -$457K
CELH icon
38
Celsius Holdings
CELH
$7.38B
– –
-720,600
Closed -$835K
CLW icon
39
Clearwater Paper
CLW
$349M
– –
-61,260
Closed -$1.29M
EHTH icon
40
eHealth
EHTH
$41.9M
– –
-16,318
Closed -$1.09M
FCFS icon
41
PUT
FirstCash
FCFS
$8.77B
– –
-10,000
Closed -$917K
KVHI icon
42
KVH Industries
KVHI
$171M
– –
-62,500
Closed -$666K
RMD icon
43
PUT
ResMed
RMD
$31.1B
– –
-5,000
Closed -$676K
SPY icon
44
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
– –
-10,000
Closed -$2.97M
TSLA icon
45
PUT
Tesla
TSLA
$1.18T
– –
-75,000
Closed -$1.2M
CCLP
46
DELISTED
CSI Compressco LP
CCLP
– –
-70,650
Closed -$209K
BVH
47
DELISTED
Bluegreen Vacations Holding Corporation
BVH
– –
-3,576
Closed -$83K
LOV
48
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-37,566
Closed -$208K
TA
49
DELISTED
TravelCenters of America LLC
TA
– –
-20,000
Closed -$247K
SREV
50
DELISTED
ServiceSource International, Inc.
SREV
– –
-110,000
Closed -$97K
1
2
3

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Financial held 63 positions worth $398M, up 47% from $270M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

B. Riley Financial deployed $112M of net new capital in Q4 2019, opening 12 new positions and adding to 5 existing holdings. Its largest new stake was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.

By sector, the portfolio is most concentrated in Industrials at 37% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $2.14M trimmed.

  • B. Riley Financial's largest Q4 2019 buy was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.
  • B. Riley Financial added most to Immersion in Q4 2019, an estimated $374K increase.
  • B. Riley Financial's biggest Q4 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $2.14M.
  • B. Riley Financial fully exited Vitamin Shoppe Inc. in Q4 2019, selling an estimated $6.56M.
  • B. Riley Financial's ten largest holdings make up 95% of its $398M portfolio in Q4 2019.
  • B. Riley Financial opened 12 new positions and closed 26 in Q4 2019.
  • B. Riley Financial's portfolio value rose 47% quarter-over-quarter to $398M.

Based on B. Riley Financial's 13F filing for Q4 2019, filed 5 Feb 2020.