We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$270M
AUM Growth
+$62.4M
Cap. Flow
+$74.3M
Cap. Flow %
27.47%
Top 10 Hldgs %
86.05%
Holding
64
New
20
Increased
8
Reduced
6
Closed
14

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$22.3M
2
GSL icon
Global Ship Lease
GSL
+$15.2M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.08M
4
TURN
180 Degree Capital
TURN
+$2.81M
5
EHTH icon
eHealth
EHTH
+$1.47M

Top Sells

Rank Stock Value
1
RRGB icon
Red Robin
RRGB
+$6.67M
2
MGNI icon
Magnite
MGNI
+$3.75M
3
RRC icon
Range Resources
RRC
+$2.79M
4
TST
TheStreet, Inc.
TST
+$2.09M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$1.28M

Sector Composition

Rank Sector Weight
1 Industrials 21.97%
2 Consumer Discretionary 15.14%
3 Financials 11.21%
4 Technology 3.84%
5 Energy 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
26
PUT
ResMed
RMD
$31.1B
$676K 0.25%
+5,000
New +$655K
KVHI icon
27
KVH Industries
KVHI
$171M
$666K 0.25%
62,500
+37,500
+150% +$372K
TLRD
28
DELISTED
Tailored Brands, Inc.
TLRD
$660K 0.24%
+150,000
New +$760K
ATEN icon
29
A10 Networks
ATEN
$2.07B
$607K 0.22%
87,500
+12,500
+17% +$89.9K
CNXM
30
DELISTED
CNX Midstream Partners LP
CNXM
$494K 0.18%
+35,000
New +$503K
AMLP icon
31
Alerian MLP ETF
AMLP
$12.9B
$457K 0.17%
+10,000
New +$473K
FTK icon
32
Flotek Industries
FTK
$789M
$385K 0.14%
+29,167
New +$444K
IMMR icon
33
Immersion
IMMR
$243M
$287K 0.11%
37,500
– –
PIC.U
34
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$255K 0.09%
+25,000
New +$253K
VG
35
DELISTED
Vonage Holdings Corporation
VG
$255K 0.09%
+22,600
New +$287K
TA
36
DELISTED
TravelCenters of America LLC
TA
$247K 0.09%
20,000
– –
FTACU
37
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$212K 0.08%
19,817
-30,183
-60% -$322K
CCLP
38
DELISTED
CSI Compressco LP
CCLP
$209K 0.08%
70,650
-308,675
-81% -$1.01M
LOV
39
DELISTED
Spark Networks SE American Depositary Shares
LOV
$208K 0.08%
+37,566
New +$307K
TRIT
40
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$191K 0.07%
+19,600
New +$192K
TIVO
41
DELISTED
Tivo Inc
TIVO
$190K 0.07%
25,000
– –
GCVRZ
42
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$144K 0.05%
256,219
+14,814
+6% +$7.97K
HHS icon
43
Harte-Hanks
HHS
$16.4M
$137K 0.05%
+45,000
New +$142K
FNJN
44
DELISTED
Finjan Holdings, Inc.
FNJN
$101K 0.04%
50,000
– –
SREV
45
DELISTED
ServiceSource International, Inc.
SREV
$97K 0.04%
110,000
– –
BVH
46
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$83K 0.03%
3,576
-16,424
-82% -$363K
RNWK
47
DELISTED
RealNetworks Inc
RNWK
$83K 0.03%
50,000
– –
DXLG icon
48
Destination XL Group
DXLG
$32.9M
$46K 0.02%
27,000
– –
BRPM.WS
49
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$11K ﹤0.01%
24,200
– –
NFINW
50
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$7K ﹤0.01%
+22,992
New +$7.08K
1
2
3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Financial held 64 positions worth $270M, up 30% from $208M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

B. Riley Financial deployed $74.3M of net new capital in Q3 2019, opening 20 new positions and adding to 8 existing holdings. Its largest new stake was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $1.28M trimmed.

  • B. Riley Financial's largest Q3 2019 buy was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2019, an estimated $22.3M increase.
  • B. Riley Financial's biggest Q3 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $1.28M.
  • B. Riley Financial fully exited Red Robin in Q3 2019, selling an estimated $6.67M.
  • B. Riley Financial's ten largest holdings make up 86% of its $270M portfolio in Q3 2019.
  • B. Riley Financial opened 20 new positions and closed 14 in Q3 2019.
  • B. Riley Financial's portfolio value rose 30% quarter-over-quarter to $270M.

Based on B. Riley Financial's 13F filing for Q3 2019, filed 14 Nov 2019.