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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$208M
AUM Growth
-$48.9M
Cap. Flow
-$28.9M
Cap. Flow %
-13.89%
Top 10 Hldgs %
84.66%
Holding
101
New
15
Increased
4
Reduced
11
Closed
55

Top Buys

Rank Stock Value
1
SONM icon
DNA X Inc
SONM
+$31.2M
2
RRGB icon
Red Robin
RRGB
+$6.24M
3
VSI
Vitamin Shoppe Inc.
VSI
+$5.2M
4
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$4.63M
5
RRC icon
Range Resources
RRC
+$3.48M

Top Sells

Rank Stock Value
1
LEGH icon
Legacy Housing
LEGH
+$7.46M
2
SGI
Somnigroup International
SGI
+$5.52M
3
MGNI icon
Magnite
MGNI
+$5.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
5
ITI
Iteris, Inc.
ITI
+$4.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 20.58%
2 Technology 15.38%
3 Financials 13.2%
4 Industrials 7.82%
5 Energy 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BVH
26
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$491K 0.24%
20,000
– –
TA
27
DELISTED
TravelCenters of America LLC
TA
$362K 0.17%
20,000
-10,703
-35% -$205K
HFFG icon
28
HF Foods Group
HFFG
$80.7M
$313K 0.15%
9,000
-2,000
-18% -$32.4K
IMMR icon
29
Immersion
IMMR
$243M
$285K 0.14%
37,500
+17,500
+88% +$148K
KVHI icon
30
KVH Industries
KVHI
$171M
$272K 0.13%
25,000
– –
TGE
31
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$270K 0.13%
+12,776
New +$302K
GSL icon
32
Global Ship Lease
GSL
$1.56B
$201K 0.1%
27,239
-37,025
-58% -$234K
TIVO
33
DELISTED
Tivo Inc
TIVO
$184K 0.09%
25,000
-32,475
-57% -$261K
APHA
34
DELISTED
Aphria Inc. Common Shares
APHA
$176K 0.08%
25,000
– –
GCVRZ
35
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$126K 0.06%
241,405
– –
FNJN
36
DELISTED
Finjan Holdings, Inc.
FNJN
$111K 0.05%
50,000
– –
SREV
37
DELISTED
ServiceSource International, Inc.
SREV
$105K 0.05%
110,000
– –
TONX
38
TON Strategy Co
TONX
$168M
$101K 0.05%
+6
New +$101K
RNWK
39
DELISTED
RealNetworks Inc
RNWK
$95K 0.05%
50,000
– –
AVXL icon
40
Anavex Life Sciences
AVXL
$231M
$81K 0.04%
24,000
-91,000
-79% -$283K
ICD
41
DELISTED
Independence Contract Drilling, Inc.
ICD
$55K 0.03%
+1,750
New +$85.5K
DXLG icon
42
Destination XL Group
DXLG
$32.9M
$48K 0.02%
27,000
– –
BRPM.WS
43
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$11K 0.01%
+24,200
New +$14.8K
FRAN
44
DELISTED
Francesca's Holdings Corporation
FRAN
$10K ﹤0.01%
1,667
– –
AROC icon
45
Archrock
AROC
$6.16B
– –
-32,428
Closed -$317K
BABA icon
46
PUT
Alibaba
BABA
$276B
– –
-55,000
Closed -$10M
BBW icon
47
Build-A-Bear
BBW
$445M
– –
-300,000
Closed -$1.83M
BZH icon
48
Beazer Homes USA
BZH
$888M
– –
-12,116
Closed -$139K
CCS icon
49
Century Communities
CCS
$1.98B
– –
-13,439
Closed -$322K
CLPR
50
Clipper Realty
CLPR
$46.4M
– –
-24,691
Closed -$331K
1
2
3 4

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EIA
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TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
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AWM
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AWMG
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B. Riley Financial's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Financial held 101 positions worth $208M, down 19% from $257M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q2 2019, closing 55 positions and reducing 11 holdings. Its most notable exit was Legacy Housing, an estimated $7.46M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 21% of assets, down from 22% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Financial opened a new position in DNA X Inc worth $28.2M.

  • B. Riley Financial's largest Q2 2019 buy was DNA X Inc: 1,229 shares worth $28.2M.
  • B. Riley Financial added most to Red Robin in Q2 2019, an estimated $6.24M increase.
  • B. Riley Financial's biggest Q2 2019 reduction was Magnite, cutting an estimated $5.38M.
  • B. Riley Financial fully exited Legacy Housing in Q2 2019, selling an estimated $7.46M.
  • B. Riley Financial's ten largest holdings make up 85% of its $208M portfolio in Q2 2019.
  • B. Riley Financial opened 15 new positions and closed 55 in Q2 2019.
  • B. Riley Financial's portfolio value fell 19% quarter-over-quarter to $208M.

Based on B. Riley Financial's 13F filing for Q2 2019, filed 12 Aug 2019.