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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$352M
AUM Growth
-$29.2M
Cap. Flow
-$28.9M
Cap. Flow %
-8.21%
Top 10 Hldgs %
46.36%
Holding
348
New
30
Increased
56
Reduced
65
Closed
164

Top Buys

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$30.2M
2
ANW
Aegean Marine Petroleum Network
ANW
+$5.39M
3
RNGR icon
Ranger Energy Services
RNGR
+$3.05M
4
CVX icon
Chevron
CVX
+$2.6M
5
AMRS
Amyris Inc.
AMRS
+$2.12M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.78M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.73M
3
SGI
Somnigroup International
SGI
+$3.59M
4
FNJN
Finjan Holdings, Inc.
FNJN
+$3.48M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$3.44M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.08%
2 Energy 8.64%
3 Industrials 7.57%
4 Financials 6.74%
5 Technology 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRS
26
DELISTED
Amyris Inc.
AMRS
$2.92M 0.83%
367,756
+288,537
+364% +$2.12M
LDUR icon
27
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.67M 0.76%
26,764
-3,555
-12% -$354K
VTI icon
28
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$2.49M 0.71%
16,621
-370
-2% -$54.5K
PFLT icon
29
PennantPark Floating Rate Capital
PFLT
$698M
$2.45M 0.7%
186,236
– –
FLOT icon
30
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.36M 0.67%
46,336
-14,858
-24% -$757K
EGIO
31
DELISTED
Edgio, Inc. Common Stock
EGIO
$2.35M 0.67%
11,691
+320
+3% +$59.7K
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$2.2M 0.63%
53,709
-2,942
-5% -$124K
SACH
33
Sachem Capital Corp
SACH
$37.1M
$2.12M 0.6%
509,445
-161,147
-24% -$673K
AEYE icon
34
AudioEye
AEYE
$71.5M
$2.12M 0.6%
+235,200
New +$2.05M
AAPL icon
35
Apple
AAPL
$4.97T
$2.08M 0.59%
36,824
-44,316
-55% -$2.31M
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.96M 0.56%
6,734
-2,859
-30% -$814K
IDV icon
37
iShares International Select Dividend ETF
IDV
$8.31B
$1.92M 0.55%
58,967
+2,255
+4% +$73.8K
QMCO icon
38
Quantum Corp
QMCO
$411M
$1.92M 0.54%
+40,000
New +$1.63M
TNAV
39
DELISTED
Telenav Inc.
TNAV
$1.92M 0.54%
379,957
-364,360
-49% -$2M
CCC.U
40
DELISTED
Churchill Capital Corp
CCC.U
$1.87M 0.53%
+185,000
New +$1.87M
VTIP icon
41
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.74M 0.49%
35,921
-9,204
-20% -$449K
HPQ icon
42
HP
HPQ
$26B
$1.73M 0.49%
67,048
– –
IGSB icon
43
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.7M 0.48%
32,836
-13,132
-29% -$681K
DSL
44
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.63M 0.46%
80,683
+864
+1% +$17.5K
RIGL icon
45
Rigel Pharmaceuticals
RIGL
$723M
$1.52M 0.43%
47,334
+14,834
+46% +$445K
VIG icon
46
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.46M 0.41%
13,184
-1,848
-12% -$199K
NYF icon
47
iShares New York Muni Bond ETF
NYF
$1.38B
$1.46M 0.41%
26,809
-1,438
-5% -$78.5K
DNL icon
48
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$471M
$1.44M 0.41%
50,372
+25,928
+106% +$749K
BRMK
49
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.43M 0.4%
+145,000
New +$1.42M
QQQ icon
50
Invesco QQQ Trust
QQQ
$436B
$1.41M 0.4%
7,577
-1,094
-13% -$198K
1
2
3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Financial held 348 positions worth $352M, down 7.7% from $382M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

B. Riley Financial withdrew a net $28.9M in Q3 2018, closing 164 positions and reducing 65 holdings. Its most notable exit was Finjan Holdings, Inc., an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 10% of assets, up from 3.7% a quarter earlier, followed by Energy and Industrials.

Against the trend, B. Riley Financial opened a new position in Select Interior Concepts, Inc. Class A Common Stock worth $27.5M.

  • B. Riley Financial's largest Q3 2018 buy was Select Interior Concepts, Inc. Class A Common Stock: 2,583,142 shares worth $27.5M.
  • B. Riley Financial added most to Aegean Marine Petroleum Network in Q3 2018, an estimated $5.39M increase.
  • B. Riley Financial's biggest Q3 2018 reduction was Vanguard Morningstar Value ETF, cutting an estimated $3.78M.
  • B. Riley Financial fully exited Finjan Holdings, Inc. in Q3 2018, selling an estimated $3.48M.
  • B. Riley Financial's ten largest holdings make up 46% of its $352M portfolio in Q3 2018.
  • B. Riley Financial opened 30 new positions and closed 164 in Q3 2018.
  • B. Riley Financial's portfolio value fell 7.7% quarter-over-quarter to $352M.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.